STEPH & CO

Filed: 10/6/2025ACC: 0000941519-25-000009

📋 What this filing means

STEPH & CO filed this quarterly 13F‑HR report disclosing 315 equity positions with a total reported market value of $327.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

315

Positions

$327.48M

Total AUM (reported)

3.21M

Total Shares

Allocation by class

ACTIVE VALUE ETF$51.85M15.8%

S&P 500 ETF SHS$46.75M14.3%

ACTIVE GROWTH$44.86M13.7%

COM$34.11M10.4%

RUS MID CAP ETF$12.54M3.8%

ACTIVE BD ETF$11.69M3.6%

TOTAL BD ETF$11.65M3.6%

Portfolio Concentration

Top 3$143.46M43.8%

4–10$70.94M21.7%

11–25$60.77M18.6%

Rest$52.30M16.0%

Top 3 weight

43.8%

Top 10 weight

65.5%

Voting Authority Distribution

Total shares with voting rights: 3.21M

Sole

Full voting authority

3.21M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole315

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings315

Rows:

JPMorgan Active Value ETF

SOLE

ACTIVE VALUE ETF

Shares751.86K

TypeSH

Market value$51.85M

15.83%

Sole

751.86K

Shared

0.00

None

0.00

Vanguard S&P 500 Index ETF

SOLE

S&P 500 ETF SHS

Shares76.35K

TypeSH

Market value$46.75M

14.28%

Sole

76.35K

Shared

0.00

None

0.00

JPMorgan Active Growth ETF

SOLE

ACTIVE GROWTH

Shares478.51K

TypeSH

Market value$44.86M

13.70%

Sole

478.51K

Shared

0.00

None

0.00

iShares Russell Midcap Index ETF

SOLE

RUS MID CAP ETF

Shares129.87K

TypeSH

Market value$12.54M

3.83%

Sole

129.87K

Shared

0.00

None

0.00

PIMCO Total Return Active ETF

SOLE

ACTIVE BD ETF

Shares125.26K

TypeSH

Market value$11.69M

3.57%

Sole

125.26K

Shared

0.00

None

0.00

Fidelity Total Bond ETF

SOLE

TOTAL BD ETF

Shares251.98K

TypeSH

Market value$11.65M

3.56%

Sole

251.98K

Shared

0.00

None

0.00

Global Upstream Natural Resources ETF

SOLE

MORNSTAR UPSTR

Shares214.86K

TypeSH

Market value$9.41M

2.87%

Sole

214.86K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares35.45K

TypeSH

Market value$9.01M

2.75%

Sole

35.45K

Shared

0.00

None

0.00

Vanguard MEGA Cap ETF

SOLE

MEGA CAP INDEX

Shares36.56K

TypeSH

Market value$8.92M

2.73%

Sole

36.56K

Shared

0.00

None

0.00

Vanguard Total Stock Market ETF

SOLE

TOTAL STK MKT

Shares23.51K

TypeSH

Market value$7.72M

2.36%

Sole

23.51K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

SOLE

MID CAP ETF

Shares25.69K

TypeSH

Market value$7.55M

2.30%

Sole

25.69K

Shared

0.00

None

0.00

iShares S&P 500 Index ETF

SOLE

CORE S&P500 ETF

Shares10.04K

TypeSH

Market value$6.72M

2.05%

Sole

10.04K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets Index ETF

SOLE

VAN FTSE DEV MKT

Shares104.14K

TypeSH

Market value$6.24M

1.91%

Sole

104.14K

Shared

0.00

None

0.00

iShares Russell 2000 Index ETF

SOLE

RUSSELL 2000 ETF

Shares20.85K

TypeSH

Market value$5.05M

1.54%

Sole

20.85K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares6.70K

TypeSH

Market value$4.47M

1.36%

Sole

6.70K

Shared

0.00

None

0.00

Pimco Intermediate Municipal Bond ETF

SOLE

INTER MUN BD ACT

Shares85.23K

TypeSH

Market value$4.46M

1.36%

Sole

85.23K

Shared

0.00

None

0.00

Vanguard Mid-Cap Growth ETF

SOLE

MCAP GR IDXVIP

Shares12.61K

TypeSH

Market value$3.70M

1.13%

Sole

12.61K

Shared

0.00

None

0.00

FlexShares Global Broad Infrastructure ETF

SOLE

STOXX GLOBR INF

Shares58.51K

TypeSH

Market value$3.68M

1.12%

Sole

58.51K

Shared

0.00

None

0.00

Vanguard Tax-Exempt Bond Index ETF

SOLE

TAX EXEMPT BD

Shares68.46K

TypeSH

Market value$3.43M

1.05%

Sole

68.46K

Shared

0.00

None

0.00

SPDR S&P Mid Cap 400 Index ETF

SOLE

UTSER1 S&PDCRP

Shares5.41K

TypeSH

Market value$3.22M

0.98%

Sole

5.41K

Shared

0.00

None

0.00

Apple Computer Inc Com

SOLE

COM

Shares11.60K

TypeSH

Market value$2.95M

0.90%

Sole

11.60K

Shared

0.00

None

0.00

Vanguard Russell 1000 Growth ETF

SOLE

VNG RUS1000GRW

Shares23.65K

TypeSH

Market value$2.85M

0.87%

Sole

23.65K

Shared

0.00

None

0.00

iShares MSCI EAFE Index ETF

SOLE

MSCI EAFE ETF

Shares23.57K

TypeSH

Market value$2.20M

0.67%

Sole

23.57K

Shared

0.00

None

0.00

iShares S & P Smallcap 600 Index ETF

SOLE

CORE S&P SCP ETF

Shares18.29K

TypeSH

Market value$2.17M

0.66%

Sole

18.29K

Shared

0.00

None

0.00

SPDR S&P Global Natural Resources ETF

SOLE

GLB NAT RESRCE

Shares35.33K

TypeSH

Market value$2.09M

0.64%

Sole

35.33K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
JPMorgan Active Value ETFSOLE	ACTIVE VALUE ETF	751.86K	SH	$51.85M 15.83%	751.86K
Vanguard S&P 500 Index ETFSOLE	S&P 500 ETF SHS	76.35K	SH	$46.75M 14.28%	76.35K
JPMorgan Active Growth ETFSOLE	ACTIVE GROWTH	478.51K	SH	$44.86M 13.70%	478.51K
iShares Russell Midcap Index ETFSOLE	RUS MID CAP ETF	129.87K	SH	$12.54M 3.83%	129.87K
PIMCO Total Return Active ETFSOLE	ACTIVE BD ETF	125.26K	SH	$11.69M 3.57%	125.26K
Fidelity Total Bond ETFSOLE	TOTAL BD ETF	251.98K	SH	$11.65M 3.56%	251.98K
Global Upstream Natural Resources ETFSOLE	MORNSTAR UPSTR	214.86K	SH	$9.41M 2.87%	214.86K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	35.45K	SH	$9.01M 2.75%	35.45K
Vanguard MEGA Cap ETFSOLE	MEGA CAP INDEX	36.56K	SH	$8.92M 2.73%	36.56K
Vanguard Total Stock Market ETFSOLE	TOTAL STK MKT	23.51K	SH	$7.72M 2.36%	23.51K
Vanguard Mid Cap ETFSOLE	MID CAP ETF	25.69K	SH	$7.55M 2.30%	25.69K
iShares S&P 500 Index ETFSOLE	CORE S&P500 ETF	10.04K	SH	$6.72M 2.05%	10.04K
Vanguard FTSE Developed Markets Index ETFSOLE	VAN FTSE DEV MKT	104.14K	SH	$6.24M 1.91%	104.14K
iShares Russell 2000 Index ETFSOLE	RUSSELL 2000 ETF	20.85K	SH	$5.05M 1.54%	20.85K
SPDR S&P 500 ETFSOLE	TR UNIT	6.70K	SH	$4.47M 1.36%	6.70K
Pimco Intermediate Municipal Bond ETFSOLE	INTER MUN BD ACT	85.23K	SH	$4.46M 1.36%	85.23K
Vanguard Mid-Cap Growth ETFSOLE	MCAP GR IDXVIP	12.61K	SH	$3.70M 1.13%	12.61K
FlexShares Global Broad Infrastructure ETFSOLE	STOXX GLOBR INF	58.51K	SH	$3.68M 1.12%	58.51K
Vanguard Tax-Exempt Bond Index ETFSOLE	TAX EXEMPT BD	68.46K	SH	$3.43M 1.05%	68.46K
SPDR S&P Mid Cap 400 Index ETFSOLE	UTSER1 S&PDCRP	5.41K	SH	$3.22M 0.98%	5.41K
Apple Computer Inc ComSOLE	COM	11.60K	SH	$2.95M 0.90%	11.60K
Vanguard Russell 1000 Growth ETFSOLE	VNG RUS1000GRW	23.65K	SH	$2.85M 0.87%	23.65K
iShares MSCI EAFE Index ETFSOLE	MSCI EAFE ETF	23.57K	SH	$2.20M 0.67%	23.57K
iShares S & P Smallcap 600 Index ETFSOLE	CORE S&P SCP ETF	18.29K	SH	$2.17M 0.66%	18.29K
SPDR S&P Global Natural Resources ETFSOLE	GLB NAT RESRCE	35.33K	SH	$2.09M 0.64%	35.33K

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