STEPH & CO

Filed: 1/14/2025ACC: 0000941519-25-000001

📋 What this filing means

STEPH & CO filed this quarterly 13F‑HR report disclosing 274 equity positions with a total reported market value of $296.25M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

274

Positions

$296.25M

Total AUM (reported)

3.30M

Total Shares

Allocation by class

ACTIVE VALUE ETF$46.30M15.6%

S&P 500 ETF SHS$44.64M15.1%

ACTIVE GROWTH$39.08M13.2%

COM$35.07M11.8%

RUS MID CAP ETF$12.07M4.1%

TOTAL STK MKT$10.36M3.5%

ACTIVE BD ETF$9.54M3.2%

Portfolio Concentration

Top 3$130.02M43.9%

4–10$64.69M21.8%

11–25$51.16M17.3%

Rest$50.38M17.0%

Top 3 weight

43.9%

Top 10 weight

65.7%

Voting Authority Distribution

Total shares with voting rights: 3.30M

Sole

Full voting authority

3.30M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole274

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings274

Rows:

JPMorgan Active Value ETF

SOLE

ACTIVE VALUE ETF

Shares731.50K

TypeSH

Market value$46.30M

15.63%

Sole

731.50K

Shared

0.00

None

0.00

Vanguard S&P 500 Index ETF

SOLE

S&P 500 ETF SHS

Shares82.85K

TypeSH

Market value$44.64M

15.07%

Sole

82.85K

Shared

0.00

None

0.00

JPMorgan Active Growth ETF

SOLE

ACTIVE GROWTH

Shares482.26K

TypeSH

Market value$39.08M

13.19%

Sole

482.26K

Shared

0.00

None

0.00

iShares Russell Midcap Index ETF

SOLE

RUS MID CAP ETF

Shares136.51K

TypeSH

Market value$12.07M

4.07%

Sole

136.51K

Shared

0.00

None

0.00

Vanguard Total Stock Market ETF

SOLE

TOTAL STK MKT

Shares35.74K

TypeSH

Market value$10.36M

3.50%

Sole

35.74K

Shared

0.00

None

0.00

PIMCO Total Return Active ETF

SOLE

ACTIVE BD ETF

Shares105.49K

TypeSH

Market value$9.54M

3.22%

Sole

105.49K

Shared

0.00

None

0.00

Fidelity Total Bond ETF

SOLE

TOTAL BD ETF

Shares211.93K

TypeSH

Market value$9.51M

3.21%

Sole

211.93K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares38.33K

TypeSH

Market value$9.21M

3.11%

Sole

38.33K

Shared

0.00

None

0.00

Global Upstream Natural Resources ETF

SOLE

MORNSTAR UPSTR

Shares210.61K

TypeSH

Market value$7.66M

2.58%

Sole

210.61K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

SOLE

MID CAP ETF

Shares24.02K

TypeSH

Market value$6.34M

2.14%

Sole

24.02K

Shared

0.00

None

0.00

Vanguard MEGA Cap ETF

SOLE

MEGA CAP INDEX

Shares29.29K

TypeSH

Market value$6.23M

2.10%

Sole

29.29K

Shared

0.00

None

0.00

iShares S&P 500 Index ETF

SOLE

CORE S&P500 ETF

Shares9.67K

TypeSH

Market value$5.69M

1.92%

Sole

9.67K

Shared

0.00

None

0.00

Pimco Intermediate Municipal Bond ETF

SOLE

INTER MUN BD ACT

Shares83.98K

TypeSH

Market value$4.34M

1.47%

Sole

83.98K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares7.35K

TypeSH

Market value$4.31M

1.45%

Sole

7.35K

Shared

0.00

None

0.00

iShares Russell 2000 Index ETF

SOLE

RUSSELL 2000 ETF

Shares18.14K

TypeSH

Market value$4.01M

1.35%

Sole

18.14K

Shared

0.00

None

0.00

SPDR S&P Mid Cap 400 Index ETF

SOLE

UTSER1 S&PDCRP

Shares6.31K

TypeSH

Market value$3.59M

1.21%

Sole

6.31K

Shared

0.00

None

0.00

Vanguard Tax-Exempt Bond Index ETF

SOLE

TAX EXEMPT BD

Shares69.05K

TypeSH

Market value$3.46M

1.17%

Sole

69.05K

Shared

0.00

None

0.00

FlexShares Global Broad Infrastructure ETF

SOLE

STOXX GLOBR INF

Shares61.59K

TypeSH

Market value$3.34M

1.13%

Sole

61.59K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets Index ETF

SOLE

VAN FTSE DEV MKT

Shares67.79K

TypeSH

Market value$3.24M

1.09%

Sole

67.79K

Shared

0.00

None

0.00

Apple Computer Inc Com

SOLE

COM

Shares11.62K

TypeSH

Market value$2.91M

0.98%

Sole

11.62K

Shared

0.00

None

0.00

SPDR S&P Global Natural Resources ETF

SOLE

GLB NAT RESRCE

Shares49.89K

TypeSH

Market value$2.48M

0.84%

Sole

49.89K

Shared

0.00

None

0.00

Vanguard Russell 1000 Growth ETF

SOLE

VNG RUS1000GRW

Shares22.06K

TypeSH

Market value$2.28M

0.77%

Sole

22.06K

Shared

0.00

None

0.00

iShares S & P Smallcap 600 Index ETF

SOLE

CORE S&P SCP ETF

Shares16.89K

TypeSH

Market value$1.95M

0.66%

Sole

16.89K

Shared

0.00

None

0.00

iShares Russell 1000 Value Index ETF

SOLE

RUS 1000 VAL ETF

Shares9.57K

TypeSH

Market value$1.77M

0.60%

Sole

9.57K

Shared

0.00

None

0.00

iShares MSCI EAFE Index ETF

SOLE

MSCI EAFE ETF

Shares20.57K

TypeSH

Market value$1.55M

0.52%

Sole

20.57K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
JPMorgan Active Value ETFSOLE	ACTIVE VALUE ETF	731.50K	SH	$46.30M 15.63%	731.50K
Vanguard S&P 500 Index ETFSOLE	S&P 500 ETF SHS	82.85K	SH	$44.64M 15.07%	82.85K
JPMorgan Active Growth ETFSOLE	ACTIVE GROWTH	482.26K	SH	$39.08M 13.19%	482.26K
iShares Russell Midcap Index ETFSOLE	RUS MID CAP ETF	136.51K	SH	$12.07M 4.07%	136.51K
Vanguard Total Stock Market ETFSOLE	TOTAL STK MKT	35.74K	SH	$10.36M 3.50%	35.74K
PIMCO Total Return Active ETFSOLE	ACTIVE BD ETF	105.49K	SH	$9.54M 3.22%	105.49K
Fidelity Total Bond ETFSOLE	TOTAL BD ETF	211.93K	SH	$9.51M 3.21%	211.93K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	38.33K	SH	$9.21M 3.11%	38.33K
Global Upstream Natural Resources ETFSOLE	MORNSTAR UPSTR	210.61K	SH	$7.66M 2.58%	210.61K
Vanguard Mid Cap ETFSOLE	MID CAP ETF	24.02K	SH	$6.34M 2.14%	24.02K
Vanguard MEGA Cap ETFSOLE	MEGA CAP INDEX	29.29K	SH	$6.23M 2.10%	29.29K
iShares S&P 500 Index ETFSOLE	CORE S&P500 ETF	9.67K	SH	$5.69M 1.92%	9.67K
Pimco Intermediate Municipal Bond ETFSOLE	INTER MUN BD ACT	83.98K	SH	$4.34M 1.47%	83.98K
SPDR S&P 500 ETFSOLE	TR UNIT	7.35K	SH	$4.31M 1.45%	7.35K
iShares Russell 2000 Index ETFSOLE	RUSSELL 2000 ETF	18.14K	SH	$4.01M 1.35%	18.14K
SPDR S&P Mid Cap 400 Index ETFSOLE	UTSER1 S&PDCRP	6.31K	SH	$3.59M 1.21%	6.31K
Vanguard Tax-Exempt Bond Index ETFSOLE	TAX EXEMPT BD	69.05K	SH	$3.46M 1.17%	69.05K
FlexShares Global Broad Infrastructure ETFSOLE	STOXX GLOBR INF	61.59K	SH	$3.34M 1.13%	61.59K
Vanguard FTSE Developed Markets Index ETFSOLE	VAN FTSE DEV MKT	67.79K	SH	$3.24M 1.09%	67.79K
Apple Computer Inc ComSOLE	COM	11.62K	SH	$2.91M 0.98%	11.62K
SPDR S&P Global Natural Resources ETFSOLE	GLB NAT RESRCE	49.89K	SH	$2.48M 0.84%	49.89K
Vanguard Russell 1000 Growth ETFSOLE	VNG RUS1000GRW	22.06K	SH	$2.28M 0.77%	22.06K
iShares S & P Smallcap 600 Index ETFSOLE	CORE S&P SCP ETF	16.89K	SH	$1.95M 0.66%	16.89K
iShares Russell 1000 Value Index ETFSOLE	RUS 1000 VAL ETF	9.57K	SH	$1.77M 0.60%	9.57K
iShares MSCI EAFE Index ETFSOLE	MSCI EAFE ETF	20.57K	SH	$1.55M 0.52%	20.57K

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