STEPH & CO

Filed: 10/15/2024ACC: 0000941519-24-000007

📋 What this filing means

STEPH & CO filed this quarterly 13F‑HR report disclosing 294 equity positions with a total reported market value of $314.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

294

Positions

$314.24M

Total AUM (reported)

3.50M

Total Shares

Allocation by class

S&P 500 ETF SHS$46.53M14.8%

ACTIVE VALUE ETF$43.51M13.8%

COM$38.00M12.1%

ACTIVE GROWTH$36.67M11.7%

RUS MID CAP ETF$13.72M4.4%

MORNSTAR UPSTR$12.76M4.1%

ACTIVE BD ETF$11.47M3.7%

Portfolio Concentration

Top 3$126.71M40.3%

4–10$76.90M24.5%

11–25$56.43M18.0%

Rest$54.20M17.2%

Top 3 weight

40.3%

Top 10 weight

64.8%

Voting Authority Distribution

Total shares with voting rights: 3.50M

Sole

Full voting authority

3.50M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole294

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings294

Rows:

Vanguard S&P 500 Index ETF

SOLE

S&P 500 ETF SHS

Shares88.18K

TypeSH

Market value$46.53M

14.81%

Sole

88.18K

Shared

0.00

None

0.00

JPMorgan Active Value ETF

SOLE

ACTIVE VALUE ETF

Shares679.17K

TypeSH

Market value$43.51M

13.85%

Sole

679.17K

Shared

0.00

None

0.00

JPMorgan Active Growth ETF

SOLE

ACTIVE GROWTH

Shares476.97K

TypeSH

Market value$36.67M

11.67%

Sole

476.97K

Shared

0.00

None

0.00

iShares Russell Midcap Index ETF

SOLE

RUS MID CAP ETF

Shares155.71K

TypeSH

Market value$13.72M

4.37%

Sole

155.71K

Shared

0.00

None

0.00

Global Upstream Natural Resources ETF

SOLE

MORNSTAR UPSTR

Shares309.36K

TypeSH

Market value$12.76M

4.06%

Sole

309.36K

Shared

0.00

None

0.00

PIMCO Total Return Active ETF

SOLE

ACTIVE BD ETF

Shares121.26K

TypeSH

Market value$11.47M

3.65%

Sole

121.26K

Shared

0.00

None

0.00

Fidelity Total Bond ETF

SOLE

TOTAL BD ETF

Shares243.64K

TypeSH

Market value$11.39M

3.62%

Sole

243.64K

Shared

0.00

None

0.00

Vanguard Total Stock Market ETF

SOLE

TOTAL STK MKT

Shares38.59K

TypeSH

Market value$10.93M

3.48%

Sole

38.59K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares42.62K

TypeSH

Market value$10.11M

3.22%

Sole

42.62K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

SOLE

MID CAP ETF

Shares24.69K

TypeSH

Market value$6.51M

2.07%

Sole

24.69K

Shared

0.00

None

0.00

Vanguard MEGA Cap ETF

SOLE

MEGA CAP INDEX

Shares30.11K

TypeSH

Market value$6.22M

1.98%

Sole

30.11K

Shared

0.00

None

0.00

iShares S&P 500 Index ETF

SOLE

CORE S&P500 ETF

Shares9.38K

TypeSH

Market value$5.41M

1.72%

Sole

9.38K

Shared

0.00

None

0.00

SPDR S&P Global Natural Resources ETF

SOLE

GLB NAT RESRCE

Shares93.71K

TypeSH

Market value$5.40M

1.72%

Sole

93.71K

Shared

0.00

None

0.00

Pimco Intermediate Municipal Bond ETF

SOLE

INTER MUN BD ACT

Shares92.21K

TypeSH

Market value$4.89M

1.55%

Sole

92.21K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares8.42K

TypeSH

Market value$4.83M

1.54%

Sole

8.42K

Shared

0.00

None

0.00

iShares Russell 2000 Index ETF

SOLE

RUSSELL 2000 ETF

Shares19.06K

TypeSH

Market value$4.21M

1.34%

Sole

19.06K

Shared

0.00

None

0.00

Vanguard Tax-Exempt Bond Index ETF

SOLE

TAX EXEMPT BD

Shares74.82K

TypeSH

Market value$3.82M

1.22%

Sole

74.82K

Shared

0.00

None

0.00

FlexShares Global Broad Infrastructure ETF

SOLE

STOXX GLOBR INF

Shares63.06K

TypeSH

Market value$3.75M

1.19%

Sole

63.06K

Shared

0.00

None

0.00

SPDR S&P Mid Cap 400 Index ETF

SOLE

UTSER1 S&PDCRP

Shares6.39K

TypeSH

Market value$3.64M

1.16%

Sole

6.39K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets Index ETF

SOLE

VAN FTSE DEV MKT

Shares67.98K

TypeSH

Market value$3.59M

1.14%

Sole

67.98K

Shared

0.00

None

0.00

Apple Computer Inc Com

SOLE

COM

Shares12.05K

TypeSH

Market value$2.81M

0.89%

Sole

12.05K

Shared

0.00

None

0.00

Vanguard Russell 1000 Growth ETF

SOLE

VNG RUS1000GRW

Shares22.26K

TypeSH

Market value$2.15M

0.68%

Sole

22.26K

Shared

0.00

None

0.00

iShares S & P Smallcap 600 Index ETF

SOLE

CORE S&P SCP ETF

Shares17.51K

TypeSH

Market value$2.05M

0.65%

Sole

17.51K

Shared

0.00

None

0.00

iShares MSCI EAFE Index ETF

SOLE

MSCI EAFE ETF

Shares23.37K

TypeSH

Market value$1.95M

0.62%

Sole

23.37K

Shared

0.00

None

0.00

iShares Russell 1000 Value Index ETF

SOLE

RUS 1000 VAL ETF

Shares9.01K

TypeSH

Market value$1.71M

0.54%

Sole

9.01K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Vanguard S&P 500 Index ETFSOLE	S&P 500 ETF SHS	88.18K	SH	$46.53M 14.81%	88.18K
JPMorgan Active Value ETFSOLE	ACTIVE VALUE ETF	679.17K	SH	$43.51M 13.85%	679.17K
JPMorgan Active Growth ETFSOLE	ACTIVE GROWTH	476.97K	SH	$36.67M 11.67%	476.97K
iShares Russell Midcap Index ETFSOLE	RUS MID CAP ETF	155.71K	SH	$13.72M 4.37%	155.71K
Global Upstream Natural Resources ETFSOLE	MORNSTAR UPSTR	309.36K	SH	$12.76M 4.06%	309.36K
PIMCO Total Return Active ETFSOLE	ACTIVE BD ETF	121.26K	SH	$11.47M 3.65%	121.26K
Fidelity Total Bond ETFSOLE	TOTAL BD ETF	243.64K	SH	$11.39M 3.62%	243.64K
Vanguard Total Stock Market ETFSOLE	TOTAL STK MKT	38.59K	SH	$10.93M 3.48%	38.59K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	42.62K	SH	$10.11M 3.22%	42.62K
Vanguard Mid Cap ETFSOLE	MID CAP ETF	24.69K	SH	$6.51M 2.07%	24.69K
Vanguard MEGA Cap ETFSOLE	MEGA CAP INDEX	30.11K	SH	$6.22M 1.98%	30.11K
iShares S&P 500 Index ETFSOLE	CORE S&P500 ETF	9.38K	SH	$5.41M 1.72%	9.38K
SPDR S&P Global Natural Resources ETFSOLE	GLB NAT RESRCE	93.71K	SH	$5.40M 1.72%	93.71K
Pimco Intermediate Municipal Bond ETFSOLE	INTER MUN BD ACT	92.21K	SH	$4.89M 1.55%	92.21K
SPDR S&P 500 ETFSOLE	TR UNIT	8.42K	SH	$4.83M 1.54%	8.42K
iShares Russell 2000 Index ETFSOLE	RUSSELL 2000 ETF	19.06K	SH	$4.21M 1.34%	19.06K
Vanguard Tax-Exempt Bond Index ETFSOLE	TAX EXEMPT BD	74.82K	SH	$3.82M 1.22%	74.82K
FlexShares Global Broad Infrastructure ETFSOLE	STOXX GLOBR INF	63.06K	SH	$3.75M 1.19%	63.06K
SPDR S&P Mid Cap 400 Index ETFSOLE	UTSER1 S&PDCRP	6.39K	SH	$3.64M 1.16%	6.39K
Vanguard FTSE Developed Markets Index ETFSOLE	VAN FTSE DEV MKT	67.98K	SH	$3.59M 1.14%	67.98K
Apple Computer Inc ComSOLE	COM	12.05K	SH	$2.81M 0.89%	12.05K
Vanguard Russell 1000 Growth ETFSOLE	VNG RUS1000GRW	22.26K	SH	$2.15M 0.68%	22.26K
iShares S & P Smallcap 600 Index ETFSOLE	CORE S&P SCP ETF	17.51K	SH	$2.05M 0.65%	17.51K
iShares MSCI EAFE Index ETFSOLE	MSCI EAFE ETF	23.37K	SH	$1.95M 0.62%	23.37K
iShares Russell 1000 Value Index ETFSOLE	RUS 1000 VAL ETF	9.01K	SH	$1.71M 0.54%	9.01K

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