STEPH & CO

Filed: 4/12/2024ACC: 0000941519-24-000004

📋 What this filing means

STEPH & CO filed this quarterly 13F‑HR report disclosing 279 equity positions with a total reported market value of $290.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

279

Positions

$290.50M

Total AUM (reported)

3.38M

Total Shares

Allocation by class

S&P 500 ETF SHS$43.62M15.0%

COM$38.50M13.3%

ACTIVE VALUE ETF$36.07M12.4%

ACTIVE GROWTH$34.52M11.9%

RUS MID CAP ETF$13.11M4.5%

MORNSTAR UPSTR$12.65M4.4%

TOTAL STK MKT$10.06M3.5%

Portfolio Concentration

Top 3$114.21M39.3%

4–10$70.50M24.3%

11–25$52.27M18.0%

Rest$53.52M18.4%

Top 3 weight

39.3%

Top 10 weight

63.6%

Voting Authority Distribution

Total shares with voting rights: 3.38M

Sole

Full voting authority

3.38M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole279

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings279

Rows:

Vanguard S&P 500 Index ETF

SOLE

S&P 500 ETF SHS

Shares90.75K

TypeSH

Market value$43.62M

15.02%

Sole

90.75K

Shared

0.00

None

0.00

JPMorgan Active Value ETF

SOLE

ACTIVE VALUE ETF

Shares602.28K

TypeSH

Market value$36.07M

12.42%

Sole

602.28K

Shared

0.00

None

0.00

JPMorgan Active Growth ETF

SOLE

ACTIVE GROWTH

Shares491.70K

TypeSH

Market value$34.52M

11.88%

Sole

491.70K

Shared

0.00

None

0.00

iShares Russell Midcap Index ETF

SOLE

RUS MID CAP ETF

Shares155.90K

TypeSH

Market value$13.11M

4.51%

Sole

155.90K

Shared

0.00

None

0.00

Global Upstream Natural Resources ETF

SOLE

MORNSTAR UPSTR

Shares307.96K

TypeSH

Market value$12.65M

4.35%

Sole

307.96K

Shared

0.00

None

0.00

Vanguard Total Stock Market ETF

SOLE

TOTAL STK MKT

Shares38.70K

TypeSH

Market value$10.06M

3.46%

Sole

38.70K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares43.12K

TypeSH

Market value$9.86M

3.39%

Sole

43.12K

Shared

0.00

None

0.00

PIMCO Total Return Active ETF

SOLE

ACTIVE BD ETF

Shares101.35K

TypeSH

Market value$9.31M

3.20%

Sole

101.35K

Shared

0.00

None

0.00

Fidelity Total Bond ETF

SOLE

TOTAL BD ETF

Shares201.82K

TypeSH

Market value$9.14M

3.15%

Sole

201.82K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

SOLE

MID CAP ETF

Shares25.51K

TypeSH

Market value$6.37M

2.19%

Sole

25.51K

Shared

0.00

None

0.00

Vanguard MEGA Cap ETF

SOLE

MEGA CAP INDEX

Shares30.71K

TypeSH

Market value$5.74M

1.98%

Sole

30.71K

Shared

0.00

None

0.00

SPDR S&P Global Natural Resources ETF

SOLE

GLB NAT RESRCE

Shares89.79K

TypeSH

Market value$5.20M

1.79%

Sole

89.79K

Shared

0.00

None

0.00

Pimco Intermediate Municipal Bond ETF

SOLE

INTER MUN BD ACT

Shares94.06K

TypeSH

Market value$4.94M

1.70%

Sole

94.06K

Shared

0.00

None

0.00

iShares S&P 500 Index ETF

SOLE

CORE S&P500 ETF

Shares9.38K

TypeSH

Market value$4.93M

1.70%

Sole

9.38K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares8.55K

TypeSH

Market value$4.47M

1.54%

Sole

8.55K

Shared

0.00

None

0.00

iShares Russell 2000 Index ETF

SOLE

RUSSELL 2000 ETF

Shares18.78K

TypeSH

Market value$3.95M

1.36%

Sole

18.78K

Shared

0.00

None

0.00

Vanguard Tax-Exempt Bond Index ETF

SOLE

TAX EXEMPT BD

Shares77.81K

TypeSH

Market value$3.94M

1.36%

Sole

77.81K

Shared

0.00

None

0.00

SPDR S&P Mid Cap 400 Index ETF

SOLE

UTSER1 S&PDCRP

Shares6.49K

TypeSH

Market value$3.61M

1.24%

Sole

6.49K

Shared

0.00

None

0.00

FlexShares Global Broad Infrastructure ETF

SOLE

STOXX GLOBR INF

Shares61.45K

TypeSH

Market value$3.35M

1.15%

Sole

61.45K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets Index ETF

SOLE

VAN FTSE DEV MKT

Shares52.76K

TypeSH

Market value$2.65M

0.91%

Sole

52.76K

Shared

0.00

None

0.00

Apple Computer Inc Com

SOLE

COM

Shares12.64K

TypeSH

Market value$2.17M

0.75%

Sole

12.64K

Shared

0.00

None

0.00

Vanguard Russell 1000 Growth ETF

SOLE

VNG RUS1000GRW

Shares24.51K

TypeSH

Market value$2.12M

0.73%

Sole

24.51K

Shared

0.00

None

0.00

iShares S & P Smallcap 600 Index ETF

SOLE

CORE S&P SCP ETF

Shares17.52K

TypeSH

Market value$1.94M

0.67%

Sole

17.52K

Shared

0.00

None

0.00

iShares MSCI EAFE Index ETF

SOLE

MSCI EAFE ETF

Shares21K

TypeSH

Market value$1.68M

0.58%

Sole

21K

Shared

0.00

None

0.00

J P Morgan Chase & Co Com

SOLE

COM

Shares7.94K

TypeSH

Market value$1.59M

0.55%

Sole

7.94K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Vanguard S&P 500 Index ETFSOLE	S&P 500 ETF SHS	90.75K	SH	$43.62M 15.02%	90.75K
JPMorgan Active Value ETFSOLE	ACTIVE VALUE ETF	602.28K	SH	$36.07M 12.42%	602.28K
JPMorgan Active Growth ETFSOLE	ACTIVE GROWTH	491.70K	SH	$34.52M 11.88%	491.70K
iShares Russell Midcap Index ETFSOLE	RUS MID CAP ETF	155.90K	SH	$13.11M 4.51%	155.90K
Global Upstream Natural Resources ETFSOLE	MORNSTAR UPSTR	307.96K	SH	$12.65M 4.35%	307.96K
Vanguard Total Stock Market ETFSOLE	TOTAL STK MKT	38.70K	SH	$10.06M 3.46%	38.70K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	43.12K	SH	$9.86M 3.39%	43.12K
PIMCO Total Return Active ETFSOLE	ACTIVE BD ETF	101.35K	SH	$9.31M 3.20%	101.35K
Fidelity Total Bond ETFSOLE	TOTAL BD ETF	201.82K	SH	$9.14M 3.15%	201.82K
Vanguard Mid Cap ETFSOLE	MID CAP ETF	25.51K	SH	$6.37M 2.19%	25.51K
Vanguard MEGA Cap ETFSOLE	MEGA CAP INDEX	30.71K	SH	$5.74M 1.98%	30.71K
SPDR S&P Global Natural Resources ETFSOLE	GLB NAT RESRCE	89.79K	SH	$5.20M 1.79%	89.79K
Pimco Intermediate Municipal Bond ETFSOLE	INTER MUN BD ACT	94.06K	SH	$4.94M 1.70%	94.06K
iShares S&P 500 Index ETFSOLE	CORE S&P500 ETF	9.38K	SH	$4.93M 1.70%	9.38K
SPDR S&P 500 ETFSOLE	TR UNIT	8.55K	SH	$4.47M 1.54%	8.55K
iShares Russell 2000 Index ETFSOLE	RUSSELL 2000 ETF	18.78K	SH	$3.95M 1.36%	18.78K
Vanguard Tax-Exempt Bond Index ETFSOLE	TAX EXEMPT BD	77.81K	SH	$3.94M 1.36%	77.81K
SPDR S&P Mid Cap 400 Index ETFSOLE	UTSER1 S&PDCRP	6.49K	SH	$3.61M 1.24%	6.49K
FlexShares Global Broad Infrastructure ETFSOLE	STOXX GLOBR INF	61.45K	SH	$3.35M 1.15%	61.45K
Vanguard FTSE Developed Markets Index ETFSOLE	VAN FTSE DEV MKT	52.76K	SH	$2.65M 0.91%	52.76K
Apple Computer Inc ComSOLE	COM	12.64K	SH	$2.17M 0.75%	12.64K
Vanguard Russell 1000 Growth ETFSOLE	VNG RUS1000GRW	24.51K	SH	$2.12M 0.73%	24.51K
iShares S & P Smallcap 600 Index ETFSOLE	CORE S&P SCP ETF	17.52K	SH	$1.94M 0.67%	17.52K
iShares MSCI EAFE Index ETFSOLE	MSCI EAFE ETF	21K	SH	$1.68M 0.58%	21K
J P Morgan Chase & Co ComSOLE	COM	7.94K	SH	$1.59M 0.55%	7.94K

Page 1 of 12

…