STEPH & CO

Filed: 1/31/2024ACC: 0000941519-24-000003

📋 What this filing means

STEPH & CO filed this quarterly 13F‑HR report disclosing 241 equity positions with a total reported market value of $203.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

241

Positions

$203.35M

Total AUM (reported)

2.17M

Total Shares

Allocation by class

S&P 500 ETF SHS$39.39M19.4%

COM$32.47M16.0%

MORNSTAR UPSTR$12.07M5.9%

RUS MID CAP ETF$12.03M5.9%

TOTAL STK MKT$9.20M4.5%

TOTAL BD ETF$9.19M4.5%

SMALL CP ETF$8.99M4.4%

Portfolio Concentration

Top 3$63.49M31.2%

4–10$51.93M25.5%

11–25$45.57M22.4%

Rest$42.36M20.8%

Top 3 weight

31.2%

Top 10 weight

56.8%

Voting Authority Distribution

Total shares with voting rights: 2.17M

Sole

Full voting authority

2.17M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole241

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings241

Rows:

Vanguard S&P 500 Index ETF

SOLE

S&P 500 ETF SHS

Shares90.19K

TypeSH

Market value$39.39M

19.37%

Sole

90.19K

Shared

0.00

None

0.00

Global Upstream Natural Resources ETF

SOLE

MORNSTAR UPSTR

Shares294.66K

TypeSH

Market value$12.07M

5.93%

Sole

294.66K

Shared

0.00

None

0.00

iShares Russell Midcap Index ETF

SOLE

RUS MID CAP ETF

Shares154.77K

TypeSH

Market value$12.03M

5.92%

Sole

154.77K

Shared

0.00

None

0.00

Vanguard Total Stock Market ETF

SOLE

TOTAL STK MKT

Shares38.78K

TypeSH

Market value$9.20M

4.52%

Sole

38.78K

Shared

0.00

None

0.00

Fidelity Total Bond ETF

SOLE

TOTAL BD ETF

Shares199.53K

TypeSH

Market value$9.19M

4.52%

Sole

199.53K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares42.12K

TypeSH

Market value$8.99M

4.42%

Sole

42.12K

Shared

0.00

None

0.00

PIMCO Total Return Active ETF

SOLE

ACTIVE BD ETF

Shares95.89K

TypeSH

Market value$8.87M

4.36%

Sole

95.89K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

SOLE

MID CAP ETF

Shares24.72K

TypeSH

Market value$5.75M

2.83%

Sole

24.72K

Shared

0.00

None

0.00

SPDR S&P Mid Cap 400 Index ETF

SOLE

UTSER1 S&PDCRP

Shares9.88K

TypeSH

Market value$5.01M

2.46%

Sole

9.88K

Shared

0.00

None

0.00

SPDR S&P Global Natural Resources ETF

SOLE

GLB NAT RESRCE

Shares87.04K

TypeSH

Market value$4.93M

2.42%

Sole

87.04K

Shared

0.00

None

0.00

Pimco Intermediate Municipal Bond ETF

SOLE

INTER MUN BD ACT

Shares91.62K

TypeSH

Market value$4.84M

2.38%

Sole

91.62K

Shared

0.00

None

0.00

Vanguard MEGA Cap ETF

SOLE

MEGA CAP INDEX

Shares28.17K

TypeSH

Market value$4.77M

2.35%

Sole

28.17K

Shared

0.00

None

0.00

iShares S&P 500 Index ETF

SOLE

CORE S&P500 ETF

Shares9.40K

TypeSH

Market value$4.49M

2.21%

Sole

9.40K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares8.55K

TypeSH

Market value$4.06M

2.00%

Sole

8.55K

Shared

0.00

None

0.00

Vanguard Tax-Exempt Bond Index ETF

SOLE

TAX EXEMPT BD

Shares77.28K

TypeSH

Market value$3.95M

1.94%

Sole

77.28K

Shared

0.00

None

0.00

iShares Russell 2000 Index ETF

SOLE

RUSSELL 2000 ETF

Shares19.03K

TypeSH

Market value$3.82M

1.88%

Sole

19.03K

Shared

0.00

None

0.00

iShares Russell 1000 Value Index ETF

SOLE

RUS 1000 VAL ETF

Shares22.25K

TypeSH

Market value$3.68M

1.81%

Sole

22.25K

Shared

0.00

None

0.00

FlexShares Global Broad Infrastructure ETF

SOLE

STOXX GLOBR INF

Shares58.12K

TypeSH

Market value$3.11M

1.53%

Sole

58.12K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets Index ETF

SOLE

VAN FTSE DEV MKT

Shares49.51K

TypeSH

Market value$2.37M

1.17%

Sole

49.51K

Shared

0.00

None

0.00

Apple Computer Inc Com

SOLE

COM

Shares12.19K

TypeSH

Market value$2.35M

1.15%

Sole

12.19K

Shared

0.00

None

0.00

Vanguard Russell 1000 Growth ETF

SOLE

VNG RUS1000GRW

Shares25.60K

TypeSH

Market value$2.00M

0.98%

Sole

25.60K

Shared

0.00

None

0.00

iShares S & P Smallcap 600 Index ETF

SOLE

CORE S&P SCP ETF

Shares17.33K

TypeSH

Market value$1.88M

0.92%

Sole

17.33K

Shared

0.00

None

0.00

iShares MSCI EAFE Index ETF

SOLE

MSCI EAFE ETF

Shares21.51K

TypeSH

Market value$1.62M

0.80%

Sole

21.51K

Shared

0.00

None

0.00

J P Morgan Chase & Co Com

SOLE

COM

Shares8.50K

TypeSH

Market value$1.45M

0.71%

Sole

8.50K

Shared

0.00

None

0.00

Nicolet Bankshares Inc Com

SOLE

COM

Shares14.96K

TypeSH

Market value$1.20M

0.59%

Sole

14.96K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Vanguard S&P 500 Index ETFSOLE	S&P 500 ETF SHS	90.19K	SH	$39.39M 19.37%	90.19K
Global Upstream Natural Resources ETFSOLE	MORNSTAR UPSTR	294.66K	SH	$12.07M 5.93%	294.66K
iShares Russell Midcap Index ETFSOLE	RUS MID CAP ETF	154.77K	SH	$12.03M 5.92%	154.77K
Vanguard Total Stock Market ETFSOLE	TOTAL STK MKT	38.78K	SH	$9.20M 4.52%	38.78K
Fidelity Total Bond ETFSOLE	TOTAL BD ETF	199.53K	SH	$9.19M 4.52%	199.53K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	42.12K	SH	$8.99M 4.42%	42.12K
PIMCO Total Return Active ETFSOLE	ACTIVE BD ETF	95.89K	SH	$8.87M 4.36%	95.89K
Vanguard Mid Cap ETFSOLE	MID CAP ETF	24.72K	SH	$5.75M 2.83%	24.72K
SPDR S&P Mid Cap 400 Index ETFSOLE	UTSER1 S&PDCRP	9.88K	SH	$5.01M 2.46%	9.88K
SPDR S&P Global Natural Resources ETFSOLE	GLB NAT RESRCE	87.04K	SH	$4.93M 2.42%	87.04K
Pimco Intermediate Municipal Bond ETFSOLE	INTER MUN BD ACT	91.62K	SH	$4.84M 2.38%	91.62K
Vanguard MEGA Cap ETFSOLE	MEGA CAP INDEX	28.17K	SH	$4.77M 2.35%	28.17K
iShares S&P 500 Index ETFSOLE	CORE S&P500 ETF	9.40K	SH	$4.49M 2.21%	9.40K
SPDR S&P 500 ETFSOLE	TR UNIT	8.55K	SH	$4.06M 2.00%	8.55K
Vanguard Tax-Exempt Bond Index ETFSOLE	TAX EXEMPT BD	77.28K	SH	$3.95M 1.94%	77.28K
iShares Russell 2000 Index ETFSOLE	RUSSELL 2000 ETF	19.03K	SH	$3.82M 1.88%	19.03K
iShares Russell 1000 Value Index ETFSOLE	RUS 1000 VAL ETF	22.25K	SH	$3.68M 1.81%	22.25K
FlexShares Global Broad Infrastructure ETFSOLE	STOXX GLOBR INF	58.12K	SH	$3.11M 1.53%	58.12K
Vanguard FTSE Developed Markets Index ETFSOLE	VAN FTSE DEV MKT	49.51K	SH	$2.37M 1.17%	49.51K
Apple Computer Inc ComSOLE	COM	12.19K	SH	$2.35M 1.15%	12.19K
Vanguard Russell 1000 Growth ETFSOLE	VNG RUS1000GRW	25.60K	SH	$2.00M 0.98%	25.60K
iShares S & P Smallcap 600 Index ETFSOLE	CORE S&P SCP ETF	17.33K	SH	$1.88M 0.92%	17.33K
iShares MSCI EAFE Index ETFSOLE	MSCI EAFE ETF	21.51K	SH	$1.62M 0.80%	21.51K
J P Morgan Chase & Co ComSOLE	COM	8.50K	SH	$1.45M 0.71%	8.50K
Nicolet Bankshares Inc ComSOLE	COM	14.96K	SH	$1.20M 0.59%	14.96K

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