STEPH & CO

Filed: 10/26/2023ACC: 0000941519-23-000006

📋 What this filing means

STEPH & CO filed this quarterly 13F‑HR report disclosing 293 equity positions with a total reported market value of $179.02M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

293

Positions

$179.02M

Total AUM (reported)

2.09M

Total Shares

Allocation by class

S&P 500 ETF SHS$35.36M19.8%

COM$33.84M18.9%

MORNSTAR UPSTR$13.26M7.4%

RUS MID CAP ETF$10.46M5.8%

TOTAL STK MKT$8.07M4.5%

SMALL CP ETF$6.64M3.7%

ACTIVE BD ETF$5.94M3.3%

Portfolio Concentration

Top 3$59.09M33.0%

4–10$40.44M22.6%

11–25$34.23M19.1%

Rest$45.26M25.3%

Top 3 weight

33.0%

Top 10 weight

55.6%

Voting Authority Distribution

Total shares with voting rights: 2.09M

Sole

Full voting authority

2.09M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole293

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings293

Rows:

Vanguard S&P 500 Index ETF

SOLE

S&P 500 ETF SHS

Shares90.05K

TypeSH

Market value$35.36M

19.75%

Sole

90.05K

Shared

0.00

None

0.00

Global Upstream Natural Resources ETF

SOLE

MORNSTAR UPSTR

Shares327.89K

TypeSH

Market value$13.26M

7.41%

Sole

327.89K

Shared

0.00

None

0.00

iShares Russell Midcap Index ETF

SOLE

RUS MID CAP ETF

Shares151.09K

TypeSH

Market value$10.46M

5.84%

Sole

151.09K

Shared

0.00

None

0.00

Vanguard Total Stock Market ETF

SOLE

TOTAL STK MKT

Shares37.98K

TypeSH

Market value$8.07M

4.51%

Sole

37.98K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares35.13K

TypeSH

Market value$6.64M

3.71%

Sole

35.13K

Shared

0.00

None

0.00

PIMCO Total Return Active ETF

SOLE

ACTIVE BD ETF

Shares67.60K

TypeSH

Market value$5.94M

3.32%

Sole

67.60K

Shared

0.00

None

0.00

Fidelity Total Bond ETF

SOLE

TOTAL BD ETF

Shares133.46K

TypeSH

Market value$5.81M

3.25%

Sole

133.46K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

SOLE

MID CAP ETF

Shares25.78K

TypeSH

Market value$5.37M

3.00%

Sole

25.78K

Shared

0.00

None

0.00

iShares Russell 2000 Index ETF

SOLE

RUSSELL 2000 ETF

Shares24.53K

TypeSH

Market value$4.34M

2.42%

Sole

24.53K

Shared

0.00

None

0.00

Vanguard MEGA Cap ETF

SOLE

MEGA CAP INDEX

Shares28.16K

TypeSH

Market value$4.28M

2.39%

Sole

28.16K

Shared

0.00

None

0.00

iShares S&P 500 Index ETF

SOLE

CORE S&P500 ETF

Shares9.80K

TypeSH

Market value$4.21M

2.35%

Sole

9.80K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares9.14K

TypeSH

Market value$3.91M

2.18%

Sole

9.14K

Shared

0.00

None

0.00

SPDR S&P Mid Cap 400 Index ETF

SOLE

UTSER1 S&PDCRP

Shares6.58K

TypeSH

Market value$3.00M

1.68%

Sole

6.58K

Shared

0.00

None

0.00

Pimco Intermediate Municipal Bond ETF

SOLE

INTER MUN BD ACT

Shares56.29K

TypeSH

Market value$2.82M

1.57%

Sole

56.29K

Shared

0.00

None

0.00

Vanguard Tax-Exempt Bond Index ETF

SOLE

TAX EXEMPT BD

Shares56.15K

TypeSH

Market value$2.70M

1.51%

Sole

56.15K

Shared

0.00

None

0.00

SPDR S&P Global Natural Resources ETF

SOLE

GLB NAT RESRCE

Shares47.07K

TypeSH

Market value$2.62M

1.47%

Sole

47.07K

Shared

0.00

None

0.00

Apple Computer Inc Com

SOLE

COM

Shares13.20K

TypeSH

Market value$2.26M

1.26%

Sole

13.20K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets Index ETF

SOLE

VAN FTSE DEV MKT

Shares50.37K

TypeSH

Market value$2.20M

1.23%

Sole

50.37K

Shared

0.00

None

0.00

FlexShares Global Broad Infrastructure ETF

SOLE

STOXX GLOBR INF

Shares38.78K

TypeSH

Market value$1.88M

1.05%

Sole

38.78K

Shared

0.00

None

0.00

Vanguard Russell 1000 Growth ETF

SOLE

VNG RUS1000GRW

Shares26.84K

TypeSH

Market value$1.84M

1.03%

Sole

26.84K

Shared

0.00

None

0.00

iShares S & P Smallcap 600 Index ETF

SOLE

CORE S&P SCP ETF

Shares17.07K

TypeSH

Market value$1.61M

0.90%

Sole

17.07K

Shared

0.00

None

0.00

iShares MSCI EAFE Index ETF

SOLE

MSCI EAFE ETF

Shares21.44K

TypeSH

Market value$1.48M

0.83%

Sole

21.44K

Shared

0.00

None

0.00

iShares Russell 1000 Value Index ETF

SOLE

RUS 1000 VAL ETF

Shares8.97K

TypeSH

Market value$1.36M

0.76%

Sole

8.97K

Shared

0.00

None

0.00

J P Morgan Chase & Co Com

SOLE

COM

Shares8.55K

TypeSH

Market value$1.24M

0.69%

Sole

8.55K

Shared

0.00

None

0.00

Procter & Gamble Co Com

SOLE

COM

Shares7.58K

TypeSH

Market value$1.11M

0.62%

Sole

7.58K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Vanguard S&P 500 Index ETFSOLE	S&P 500 ETF SHS	90.05K	SH	$35.36M 19.75%	90.05K
Global Upstream Natural Resources ETFSOLE	MORNSTAR UPSTR	327.89K	SH	$13.26M 7.41%	327.89K
iShares Russell Midcap Index ETFSOLE	RUS MID CAP ETF	151.09K	SH	$10.46M 5.84%	151.09K
Vanguard Total Stock Market ETFSOLE	TOTAL STK MKT	37.98K	SH	$8.07M 4.51%	37.98K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	35.13K	SH	$6.64M 3.71%	35.13K
PIMCO Total Return Active ETFSOLE	ACTIVE BD ETF	67.60K	SH	$5.94M 3.32%	67.60K
Fidelity Total Bond ETFSOLE	TOTAL BD ETF	133.46K	SH	$5.81M 3.25%	133.46K
Vanguard Mid Cap ETFSOLE	MID CAP ETF	25.78K	SH	$5.37M 3.00%	25.78K
iShares Russell 2000 Index ETFSOLE	RUSSELL 2000 ETF	24.53K	SH	$4.34M 2.42%	24.53K
Vanguard MEGA Cap ETFSOLE	MEGA CAP INDEX	28.16K	SH	$4.28M 2.39%	28.16K
iShares S&P 500 Index ETFSOLE	CORE S&P500 ETF	9.80K	SH	$4.21M 2.35%	9.80K
SPDR S&P 500 ETFSOLE	TR UNIT	9.14K	SH	$3.91M 2.18%	9.14K
SPDR S&P Mid Cap 400 Index ETFSOLE	UTSER1 S&PDCRP	6.58K	SH	$3.00M 1.68%	6.58K
Pimco Intermediate Municipal Bond ETFSOLE	INTER MUN BD ACT	56.29K	SH	$2.82M 1.57%	56.29K
Vanguard Tax-Exempt Bond Index ETFSOLE	TAX EXEMPT BD	56.15K	SH	$2.70M 1.51%	56.15K
SPDR S&P Global Natural Resources ETFSOLE	GLB NAT RESRCE	47.07K	SH	$2.62M 1.47%	47.07K
Apple Computer Inc ComSOLE	COM	13.20K	SH	$2.26M 1.26%	13.20K
Vanguard FTSE Developed Markets Index ETFSOLE	VAN FTSE DEV MKT	50.37K	SH	$2.20M 1.23%	50.37K
FlexShares Global Broad Infrastructure ETFSOLE	STOXX GLOBR INF	38.78K	SH	$1.88M 1.05%	38.78K
Vanguard Russell 1000 Growth ETFSOLE	VNG RUS1000GRW	26.84K	SH	$1.84M 1.03%	26.84K
iShares S & P Smallcap 600 Index ETFSOLE	CORE S&P SCP ETF	17.07K	SH	$1.61M 0.90%	17.07K
iShares MSCI EAFE Index ETFSOLE	MSCI EAFE ETF	21.44K	SH	$1.48M 0.83%	21.44K
iShares Russell 1000 Value Index ETFSOLE	RUS 1000 VAL ETF	8.97K	SH	$1.36M 0.76%	8.97K
J P Morgan Chase & Co ComSOLE	COM	8.55K	SH	$1.24M 0.69%	8.55K
Procter & Gamble Co ComSOLE	COM	7.58K	SH	$1.11M 0.62%	7.58K

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