STEPH & CO

Filed: 7/14/2023ACC: 0000941519-23-000005

📋 What this filing means

STEPH & CO filed this quarterly 13F‑HR report disclosing 240 equity positions with a total reported market value of $183.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

240

Positions

$183.10M

Total AUM (reported)

2.03M

Total Shares

Allocation by class

S&P 500 ETF SHS$37.46M20.5%

COM$33.25M18.2%

MORNSTAR UPSTR$14.25M7.8%

RUS MID CAP ETF$11.09M6.1%

TOTAL STK MKT$8.45M4.6%

SMALL CP ETF$6.77M3.7%

MID CAP ETF$5.94M3.2%

Portfolio Concentration

Top 3$62.81M34.3%

4–10$40.74M22.2%

11–25$35.48M19.4%

Rest$44.07M24.1%

Top 3 weight

34.3%

Top 10 weight

56.6%

Voting Authority Distribution

Total shares with voting rights: 2.03M

Sole

Full voting authority

2.03M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole240

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings240

Rows:

Vanguard S&P 500 Index ETF

SOLE

S&P 500 ETF SHS

Shares91.98K

TypeSH

Market value$37.46M

20.46%

Sole

91.98K

Shared

0.00

None

0.00

Global Upstream Natural Resources ETF

SOLE

MORNSTAR UPSTR

Shares355.63K

TypeSH

Market value$14.25M

7.78%

Sole

355.63K

Shared

0.00

None

0.00

iShares Russell Midcap Index ETF

SOLE

RUS MID CAP ETF

Shares151.92K

TypeSH

Market value$11.09M

6.06%

Sole

151.92K

Shared

0.00

None

0.00

Vanguard Total Stock Market ETF

SOLE

TOTAL STK MKT

Shares38.36K

TypeSH

Market value$8.45M

4.62%

Sole

38.36K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares34.06K

TypeSH

Market value$6.77M

3.70%

Sole

34.06K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

SOLE

MID CAP ETF

Shares26.99K

TypeSH

Market value$5.94M

3.25%

Sole

26.99K

Shared

0.00

None

0.00

Fidelity Total Bond ETF

SOLE

TOTAL BD ETF

Shares122.80K

TypeSH

Market value$5.58M

3.05%

Sole

122.80K

Shared

0.00

None

0.00

PIMCO Total Return Active ETF

SOLE

ACTIVE BD ETF

Shares53.27K

TypeSH

Market value$4.88M

2.67%

Sole

53.27K

Shared

0.00

None

0.00

iShares S&P 500 Index ETF

SOLE

CORE S&P500 ETF

Shares10.30K

TypeSH

Market value$4.59M

2.51%

Sole

10.30K

Shared

0.00

None

0.00

iShares Russell 2000 Index ETF

SOLE

RUSSELL 2000 ETF

Shares24.14K

TypeSH

Market value$4.52M

2.47%

Sole

24.14K

Shared

0.00

None

0.00

Vanguard MEGA Cap ETF

SOLE

MEGA CAP INDEX

Shares26.46K

TypeSH

Market value$4.14M

2.26%

Sole

26.46K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares9.19K

TypeSH

Market value$4.07M

2.22%

Sole

9.19K

Shared

0.00

None

0.00

Pimco Intermediate Municipal Bond ETF

SOLE

INTER MUN BD ACT

Shares73.80K

TypeSH

Market value$3.83M

2.09%

Sole

73.80K

Shared

0.00

None

0.00

SPDR S&P Mid Cap 400 Index ETF

SOLE

UTSER1 S&PDCRP

Shares6.61K

TypeSH

Market value$3.17M

1.73%

Sole

6.61K

Shared

0.00

None

0.00

Vanguard Tax-Exempt Bond Index ETF

SOLE

TAX EXEMPT BD

Shares57.19K

TypeSH

Market value$2.87M

1.57%

Sole

57.19K

Shared

0.00

None

0.00

Apple Computer Inc Com

SOLE

COM

Shares12.86K

TypeSH

Market value$2.49M

1.36%

Sole

12.86K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets Index ETF

SOLE

VAN FTSE DEV MKT

Shares50.43K

TypeSH

Market value$2.33M

1.27%

Sole

50.43K

Shared

0.00

None

0.00

Vanguard Emerging Markets Index ETF

SOLE

FTSE EMR MKT ETF

Shares48.47K

TypeSH

Market value$1.97M

1.08%

Sole

48.47K

Shared

0.00

None

0.00

Vanguard Russell 1000 Growth ETF

SOLE

VNG RUS1000GRW

Shares27.21K

TypeSH

Market value$1.93M

1.05%

Sole

27.21K

Shared

0.00

None

0.00

iShares S & P Smallcap 600 Index ETF

SOLE

CORE S&P SCP ETF

Shares16.54K

TypeSH

Market value$1.65M

0.90%

Sole

16.54K

Shared

0.00

None

0.00

iShares MSCI EAFE Index ETF

SOLE

MSCI EAFE ETF

Shares21.58K

TypeSH

Market value$1.56M

0.85%

Sole

21.58K

Shared

0.00

None

0.00

iShares MSCI Emerging Markets Index ETF

SOLE

MSCI EMG MKT ETF

Shares36.65K

TypeSH

Market value$1.45M

0.79%

Sole

36.65K

Shared

0.00

None

0.00

iShares Russell 1000 Value Index ETF

SOLE

RUS 1000 VAL ETF

Shares9.09K

TypeSH

Market value$1.43M

0.78%

Sole

9.09K

Shared

0.00

None

0.00

SPDR S&P Global Natural Resources ETF

SOLE

GLB NAT RESRCE

Shares24.90K

TypeSH

Market value$1.34M

0.73%

Sole

24.90K

Shared

0.00

None

0.00

J P Morgan Chase & Co Com

SOLE

COM

Shares8.58K

TypeSH

Market value$1.25M

0.68%

Sole

8.58K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Vanguard S&P 500 Index ETFSOLE	S&P 500 ETF SHS	91.98K	SH	$37.46M 20.46%	91.98K
Global Upstream Natural Resources ETFSOLE	MORNSTAR UPSTR	355.63K	SH	$14.25M 7.78%	355.63K
iShares Russell Midcap Index ETFSOLE	RUS MID CAP ETF	151.92K	SH	$11.09M 6.06%	151.92K
Vanguard Total Stock Market ETFSOLE	TOTAL STK MKT	38.36K	SH	$8.45M 4.62%	38.36K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	34.06K	SH	$6.77M 3.70%	34.06K
Vanguard Mid Cap ETFSOLE	MID CAP ETF	26.99K	SH	$5.94M 3.25%	26.99K
Fidelity Total Bond ETFSOLE	TOTAL BD ETF	122.80K	SH	$5.58M 3.05%	122.80K
PIMCO Total Return Active ETFSOLE	ACTIVE BD ETF	53.27K	SH	$4.88M 2.67%	53.27K
iShares S&P 500 Index ETFSOLE	CORE S&P500 ETF	10.30K	SH	$4.59M 2.51%	10.30K
iShares Russell 2000 Index ETFSOLE	RUSSELL 2000 ETF	24.14K	SH	$4.52M 2.47%	24.14K
Vanguard MEGA Cap ETFSOLE	MEGA CAP INDEX	26.46K	SH	$4.14M 2.26%	26.46K
SPDR S&P 500 ETFSOLE	TR UNIT	9.19K	SH	$4.07M 2.22%	9.19K
Pimco Intermediate Municipal Bond ETFSOLE	INTER MUN BD ACT	73.80K	SH	$3.83M 2.09%	73.80K
SPDR S&P Mid Cap 400 Index ETFSOLE	UTSER1 S&PDCRP	6.61K	SH	$3.17M 1.73%	6.61K
Vanguard Tax-Exempt Bond Index ETFSOLE	TAX EXEMPT BD	57.19K	SH	$2.87M 1.57%	57.19K
Apple Computer Inc ComSOLE	COM	12.86K	SH	$2.49M 1.36%	12.86K
Vanguard FTSE Developed Markets Index ETFSOLE	VAN FTSE DEV MKT	50.43K	SH	$2.33M 1.27%	50.43K
Vanguard Emerging Markets Index ETFSOLE	FTSE EMR MKT ETF	48.47K	SH	$1.97M 1.08%	48.47K
Vanguard Russell 1000 Growth ETFSOLE	VNG RUS1000GRW	27.21K	SH	$1.93M 1.05%	27.21K
iShares S & P Smallcap 600 Index ETFSOLE	CORE S&P SCP ETF	16.54K	SH	$1.65M 0.90%	16.54K
iShares MSCI EAFE Index ETFSOLE	MSCI EAFE ETF	21.58K	SH	$1.56M 0.85%	21.58K
iShares MSCI Emerging Markets Index ETFSOLE	MSCI EMG MKT ETF	36.65K	SH	$1.45M 0.79%	36.65K
iShares Russell 1000 Value Index ETFSOLE	RUS 1000 VAL ETF	9.09K	SH	$1.43M 0.78%	9.09K
SPDR S&P Global Natural Resources ETFSOLE	GLB NAT RESRCE	24.90K	SH	$1.34M 0.73%	24.90K
J P Morgan Chase & Co ComSOLE	COM	8.58K	SH	$1.25M 0.68%	8.58K

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