STEPH & CO

Filed: 4/18/2023ACC: 0000941519-23-000004

📋 What this filing means

STEPH & CO filed this quarterly 13F‑HR report disclosing 236 equity positions with a total reported market value of $161.18M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

236

Positions

$161.18M

Total AUM (reported)

1.61M

Total Shares

Allocation by class

S&P 500 ETF SHS$35.93M22.3%

COM$31.49M19.5%

RUS MID CAP ETF$12.48M7.7%

TOTAL STK MKT$8.50M5.3%

SMALL CP ETF$6.58M4.1%

MID CAP ETF$6.30M3.9%

RUSSELL 2000 ETF$4.39M2.7%

Portfolio Concentration

Top 3$56.91M35.3%

4–10$33.41M20.7%

11–25$30.77M19.1%

Rest$40.09M24.9%

Top 3 weight

35.3%

Top 10 weight

56.0%

Voting Authority Distribution

Total shares with voting rights: 1.61M

Sole

Full voting authority

1.61M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole236

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings236

Rows:

Vanguard S&P 500 Index ETF

SOLE

S&P 500 ETF SHS

Shares95.53K

TypeSH

Market value$35.93M

22.29%

Sole

95.53K

Shared

0.00

None

0.00

iShares Russell Midcap Index ETF

SOLE

RUS MID CAP ETF

Shares178.56K

TypeSH

Market value$12.48M

7.75%

Sole

178.56K

Shared

0.00

None

0.00

Vanguard Total Stock Market ETF

SOLE

TOTAL STK MKT

Shares41.64K

TypeSH

Market value$8.50M

5.27%

Sole

41.64K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares34.70K

TypeSH

Market value$6.58M

4.08%

Sole

34.70K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

SOLE

MID CAP ETF

Shares29.88K

TypeSH

Market value$6.30M

3.91%

Sole

29.88K

Shared

0.00

None

0.00

iShares Russell 2000 Index ETF

SOLE

RUSSELL 2000 ETF

Shares24.63K

TypeSH

Market value$4.39M

2.73%

Sole

24.63K

Shared

0.00

None

0.00

Fidelity Total Bond ETF

SOLE

TOTAL BD ETF

Shares92.73K

TypeSH

Market value$4.27M

2.65%

Sole

92.73K

Shared

0.00

None

0.00

iShares S&P 500 Index ETF

SOLE

CORE S&P500 ETF

Shares10.32K

TypeSH

Market value$4.24M

2.63%

Sole

10.32K

Shared

0.00

None

0.00

Vanguard MEGA Cap ETF

SOLE

MEGA CAP INDEX

Shares26.74K

TypeSH

Market value$3.83M

2.37%

Sole

26.74K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares9.28K

TypeSH

Market value$3.80M

2.36%

Sole

9.28K

Shared

0.00

None

0.00

PIMCO Total Return Active ETF

SOLE

ACTIVE BD ETF

Shares40.62K

TypeSH

Market value$3.77M

2.34%

Sole

40.62K

Shared

0.00

None

0.00

Pimco Intermediate Municipal Bond ETF

SOLE

INTER MUN BD ACT

Shares68.15K

TypeSH

Market value$3.56M

2.21%

Sole

68.15K

Shared

0.00

None

0.00

SPDR S&P Mid Cap 400 Index ETF

SOLE

UTSER1 S&PDCRP

Shares7.08K

TypeSH

Market value$3.25M

2.01%

Sole

7.08K

Shared

0.00

None

0.00

Vanguard Tax-Exempt Bond Index ETF

SOLE

TAX EXEMPT BD

Shares51.95K

TypeSH

Market value$2.63M

1.63%

Sole

51.95K

Shared

0.00

None

0.00

Apple Computer Inc Com

SOLE

COM

Shares12.96K

TypeSH

Market value$2.14M

1.33%

Sole

12.96K

Shared

0.00

None

0.00

Vanguard Russell 1000 Growth ETF

SOLE

VNG RUS1000GRW

Shares33.64K

TypeSH

Market value$2.12M

1.31%

Sole

33.64K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets Index ETF

SOLE

VAN FTSE DEV MKT

Shares46.36K

TypeSH

Market value$2.09M

1.30%

Sole

46.36K

Shared

0.00

None

0.00

Vanguard Emerging Markets Index ETF

SOLE

FTSE EMR MKT ETF

Shares48.99K

TypeSH

Market value$1.98M

1.23%

Sole

48.99K

Shared

0.00

None

0.00

iShares S & P Smallcap 600 Index ETF

SOLE

CORE S&P SCP ETF

Shares16.62K

TypeSH

Market value$1.61M

1.00%

Sole

16.62K

Shared

0.00

None

0.00

iShares MSCI EAFE Index ETF

SOLE

MSCI EAFE ETF

Shares20.80K

TypeSH

Market value$1.49M

0.92%

Sole

20.80K

Shared

0.00

None

0.00

iShares MSCI Emerging Markets Index ETF

SOLE

MSCI EMG MKT ETF

Shares37.52K

TypeSH

Market value$1.48M

0.92%

Sole

37.52K

Shared

0.00

None

0.00

iShares Russell 1000 Value Index ETF

SOLE

RUS 1000 VAL ETF

Shares9.46K

TypeSH

Market value$1.44M

0.89%

Sole

9.46K

Shared

0.00

None

0.00

J P Morgan Chase & Co Com

SOLE

COM

Shares8.59K

TypeSH

Market value$1.12M

0.69%

Sole

8.59K

Shared

0.00

None

0.00

Procter & Gamble Co Com

SOLE

COM

Shares7.12K

TypeSH

Market value$1.06M

0.66%

Sole

7.12K

Shared

0.00

None

0.00

Vanguard Mid-Cap Growth ETF

SOLE

MCAP GR IDXVIP

Shares5.35K

TypeSH

Market value$1.04M

0.65%

Sole

5.35K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Vanguard S&P 500 Index ETFSOLE	S&P 500 ETF SHS	95.53K	SH	$35.93M 22.29%	95.53K
iShares Russell Midcap Index ETFSOLE	RUS MID CAP ETF	178.56K	SH	$12.48M 7.75%	178.56K
Vanguard Total Stock Market ETFSOLE	TOTAL STK MKT	41.64K	SH	$8.50M 5.27%	41.64K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	34.70K	SH	$6.58M 4.08%	34.70K
Vanguard Mid Cap ETFSOLE	MID CAP ETF	29.88K	SH	$6.30M 3.91%	29.88K
iShares Russell 2000 Index ETFSOLE	RUSSELL 2000 ETF	24.63K	SH	$4.39M 2.73%	24.63K
Fidelity Total Bond ETFSOLE	TOTAL BD ETF	92.73K	SH	$4.27M 2.65%	92.73K
iShares S&P 500 Index ETFSOLE	CORE S&P500 ETF	10.32K	SH	$4.24M 2.63%	10.32K
Vanguard MEGA Cap ETFSOLE	MEGA CAP INDEX	26.74K	SH	$3.83M 2.37%	26.74K
SPDR S&P 500 ETFSOLE	TR UNIT	9.28K	SH	$3.80M 2.36%	9.28K
PIMCO Total Return Active ETFSOLE	ACTIVE BD ETF	40.62K	SH	$3.77M 2.34%	40.62K
Pimco Intermediate Municipal Bond ETFSOLE	INTER MUN BD ACT	68.15K	SH	$3.56M 2.21%	68.15K
SPDR S&P Mid Cap 400 Index ETFSOLE	UTSER1 S&PDCRP	7.08K	SH	$3.25M 2.01%	7.08K
Vanguard Tax-Exempt Bond Index ETFSOLE	TAX EXEMPT BD	51.95K	SH	$2.63M 1.63%	51.95K
Apple Computer Inc ComSOLE	COM	12.96K	SH	$2.14M 1.33%	12.96K
Vanguard Russell 1000 Growth ETFSOLE	VNG RUS1000GRW	33.64K	SH	$2.12M 1.31%	33.64K
Vanguard FTSE Developed Markets Index ETFSOLE	VAN FTSE DEV MKT	46.36K	SH	$2.09M 1.30%	46.36K
Vanguard Emerging Markets Index ETFSOLE	FTSE EMR MKT ETF	48.99K	SH	$1.98M 1.23%	48.99K
iShares S & P Smallcap 600 Index ETFSOLE	CORE S&P SCP ETF	16.62K	SH	$1.61M 1.00%	16.62K
iShares MSCI EAFE Index ETFSOLE	MSCI EAFE ETF	20.80K	SH	$1.49M 0.92%	20.80K
iShares MSCI Emerging Markets Index ETFSOLE	MSCI EMG MKT ETF	37.52K	SH	$1.48M 0.92%	37.52K
iShares Russell 1000 Value Index ETFSOLE	RUS 1000 VAL ETF	9.46K	SH	$1.44M 0.89%	9.46K
J P Morgan Chase & Co ComSOLE	COM	8.59K	SH	$1.12M 0.69%	8.59K
Procter & Gamble Co ComSOLE	COM	7.12K	SH	$1.06M 0.66%	7.12K
Vanguard Mid-Cap Growth ETFSOLE	MCAP GR IDXVIP	5.35K	SH	$1.04M 0.65%	5.35K

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