STEPH & CO

Filed: 1/26/2023ACC: 0000941519-23-000001

📋 What this filing means

STEPH & CO filed this quarterly 13F‑HR report disclosing 244 equity positions with a total reported market value of $158.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

244

Positions

$158.4K

Total AUM (reported)

1.67M

Total Shares

Allocation by class

S&P 500 ETF SHS$34.5K21.8%

COM$32.5K20.5%

RUS MID CAP ETF$12.7K8.0%

TOTAL STK MKT$8.3K5.2%

SMALL CP ETF$6.6K4.2%

MID CAP ETF$6.2K3.9%

RUSSELL 2000 ETF$4.6K2.9%

Portfolio Concentration

Top 3$55.5K35.0%

4–10$32.4K20.4%

11–25$29.7K18.7%

Rest$40.9K25.8%

Top 3 weight

35.0%

Top 10 weight

55.4%

Voting Authority Distribution

Total shares with voting rights: 1.67M

Sole

Full voting authority

1.67M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole244

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings244

Rows:

Vanguard S&P 500 Index ETF

SOLE

S&P 500 ETF SHS

Shares98.09K

TypeSH

Market value$34.5K

21.76%

Sole

98.09K

Shared

0.00

None

0.00

iShares Russell Midcap Index ETF

SOLE

RUS MID CAP ETF

Shares188.62K

TypeSH

Market value$12.7K

8.03%

Sole

188.62K

Shared

0.00

None

0.00

Vanguard Total Stock Market ETF

SOLE

TOTAL STK MKT

Shares43.33K

TypeSH

Market value$8.3K

5.23%

Sole

43.33K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares35.82K

TypeSH

Market value$6.6K

4.15%

Sole

35.82K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

SOLE

MID CAP ETF

Shares30.46K

TypeSH

Market value$6.2K

3.92%

Sole

30.46K

Shared

0.00

None

0.00

iShares Russell 2000 Index ETF

SOLE

RUSSELL 2000 ETF

Shares26.16K

TypeSH

Market value$4.6K

2.88%

Sole

26.16K

Shared

0.00

None

0.00

iShares S&P 500 Index ETF

SOLE

CORE S&P500 ETF

Shares10.37K

TypeSH

Market value$4.0K

2.51%

Sole

10.37K

Shared

0.00

None

0.00

Vanguard MEGA Cap ETF

SOLE

MEGA CAP INDEX

Shares28.89K

TypeSH

Market value$3.8K

2.42%

Sole

28.89K

Shared

0.00

None

0.00

Fidelity Total Bond ETF

SOLE

TOTAL BD ETF

Shares80.12K

TypeSH

Market value$3.6K

2.28%

Sole

80.12K

Shared

0.00

None

0.00

Pimco Intermediate Municipal Bond ETF

SOLE

INTER MUN BD ACT

Shares70.15K

TypeSH

Market value$3.6K

2.28%

Sole

70.15K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares9.32K

TypeSH

Market value$3.6K

2.25%

Sole

9.32K

Shared

0.00

None

0.00

SPDR S&P Mid Cap 400 Index ETF

SOLE

UTSER1 S&PDCRP

Shares7.17K

TypeSH

Market value$3.2K

2.00%

Sole

7.17K

Shared

0.00

None

0.00

PIMCO Total Return Active ETF

SOLE

ACTIVE BD ETF

Shares34.32K

TypeSH

Market value$3.1K

1.96%

Sole

34.32K

Shared

0.00

None

0.00

Vanguard Tax-Exempt Bond Index ETF

SOLE

TAX EXEMPT BD

Shares53.60K

TypeSH

Market value$2.7K

1.67%

Sole

53.60K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets Index ETF

SOLE

VAN FTSE DEV MKT

Shares48.97K

TypeSH

Market value$2.1K

1.30%

Sole

48.97K

Shared

0.00

None

0.00

Vanguard Emerging Markets Index ETF

SOLE

FTSE EMR MKT ETF

Shares52.39K

TypeSH

Market value$2.0K

1.29%

Sole

52.39K

Shared

0.00

None

0.00

Vanguard Russell 1000 Growth ETF

SOLE

VNG RUS1000GRW

Shares36.23K

TypeSH

Market value$2.0K

1.26%

Sole

36.23K

Shared

0.00

None

0.00

Apple Computer Inc Com

SOLE

COM

Shares13.21K

TypeSH

Market value$1.7K

1.08%

Sole

13.21K

Shared

0.00

None

0.00

iShares S & P Smallcap 600 Index ETF

SOLE

CORE S&P SCP ETF

Shares16.63K

TypeSH

Market value$1.6K

0.99%

Sole

16.63K

Shared

0.00

None

0.00

iShares MSCI Emerging Markets Index ETF

SOLE

MSCI EMG MKT ETF

Shares39.53K

TypeSH

Market value$1.5K

0.95%

Sole

39.53K

Shared

0.00

None

0.00

iShares Russell 1000 Value Index ETF

SOLE

RUS 1000 VAL ETF

Shares9.56K

TypeSH

Market value$1.4K

0.92%

Sole

9.56K

Shared

0.00

None

0.00

iShares MSCI EAFE Index ETF

SOLE

MSCI EAFE ETF

Shares21.65K

TypeSH

Market value$1.4K

0.90%

Sole

21.65K

Shared

0.00

None

0.00

Nicolet Bankshares Inc Com

SOLE

COM

Shares15.21K

TypeSH

Market value$1.2K

0.77%

Sole

15.21K

Shared

0.00

None

0.00

J P Morgan Chase & Co Com

SOLE

COM

Shares8.91K

TypeSH

Market value$1.2K

0.75%

Sole

8.91K

Shared

0.00

None

0.00

Vanguard Mid-Cap Growth ETF

SOLE

MCAP GR IDXVIP

Shares5.60K

TypeSH

Market value$1.0K

0.64%

Sole

5.60K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Vanguard S&P 500 Index ETFSOLE	S&P 500 ETF SHS	98.09K	SH	$34.5K 21.76%	98.09K
iShares Russell Midcap Index ETFSOLE	RUS MID CAP ETF	188.62K	SH	$12.7K 8.03%	188.62K
Vanguard Total Stock Market ETFSOLE	TOTAL STK MKT	43.33K	SH	$8.3K 5.23%	43.33K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	35.82K	SH	$6.6K 4.15%	35.82K
Vanguard Mid Cap ETFSOLE	MID CAP ETF	30.46K	SH	$6.2K 3.92%	30.46K
iShares Russell 2000 Index ETFSOLE	RUSSELL 2000 ETF	26.16K	SH	$4.6K 2.88%	26.16K
iShares S&P 500 Index ETFSOLE	CORE S&P500 ETF	10.37K	SH	$4.0K 2.51%	10.37K
Vanguard MEGA Cap ETFSOLE	MEGA CAP INDEX	28.89K	SH	$3.8K 2.42%	28.89K
Fidelity Total Bond ETFSOLE	TOTAL BD ETF	80.12K	SH	$3.6K 2.28%	80.12K
Pimco Intermediate Municipal Bond ETFSOLE	INTER MUN BD ACT	70.15K	SH	$3.6K 2.28%	70.15K
SPDR S&P 500 ETFSOLE	TR UNIT	9.32K	SH	$3.6K 2.25%	9.32K
SPDR S&P Mid Cap 400 Index ETFSOLE	UTSER1 S&PDCRP	7.17K	SH	$3.2K 2.00%	7.17K
PIMCO Total Return Active ETFSOLE	ACTIVE BD ETF	34.32K	SH	$3.1K 1.96%	34.32K
Vanguard Tax-Exempt Bond Index ETFSOLE	TAX EXEMPT BD	53.60K	SH	$2.7K 1.67%	53.60K
Vanguard FTSE Developed Markets Index ETFSOLE	VAN FTSE DEV MKT	48.97K	SH	$2.1K 1.30%	48.97K
Vanguard Emerging Markets Index ETFSOLE	FTSE EMR MKT ETF	52.39K	SH	$2.0K 1.29%	52.39K
Vanguard Russell 1000 Growth ETFSOLE	VNG RUS1000GRW	36.23K	SH	$2.0K 1.26%	36.23K
Apple Computer Inc ComSOLE	COM	13.21K	SH	$1.7K 1.08%	13.21K
iShares S & P Smallcap 600 Index ETFSOLE	CORE S&P SCP ETF	16.63K	SH	$1.6K 0.99%	16.63K
iShares MSCI Emerging Markets Index ETFSOLE	MSCI EMG MKT ETF	39.53K	SH	$1.5K 0.95%	39.53K
iShares Russell 1000 Value Index ETFSOLE	RUS 1000 VAL ETF	9.56K	SH	$1.4K 0.92%	9.56K
iShares MSCI EAFE Index ETFSOLE	MSCI EAFE ETF	21.65K	SH	$1.4K 0.90%	21.65K
Nicolet Bankshares Inc ComSOLE	COM	15.21K	SH	$1.2K 0.77%	15.21K
J P Morgan Chase & Co ComSOLE	COM	8.91K	SH	$1.2K 0.75%	8.91K
Vanguard Mid-Cap Growth ETFSOLE	MCAP GR IDXVIP	5.60K	SH	$1.0K 0.64%	5.60K

Page 1 of 10

…