STEPH & CO

Filed: 10/11/2022ACC: 0000941519-22-000006

📋 What this filing means

STEPH & CO filed this quarterly 13F‑HR report disclosing 231 equity positions with a total reported market value of $143.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

231

Positions

$143.4K

Total AUM (reported)

1.61M

Total Shares

Allocation by class

S&P 500 ETF SHS$30.1K21.0%

COM$28.1K19.6%

RUS MID CAP ETF$12.0K8.4%

TOTAL STK MKT$7.9K5.5%

SMALL CP ETF$6.1K4.3%

MID CAP ETF$5.5K3.8%

MEGA CAP INDEX$5.0K3.5%

Portfolio Concentration

Top 3$50.0K34.9%

4–10$32.7K22.8%

11–25$26.6K18.6%

Rest$34.0K23.7%

Top 3 weight

34.9%

Top 10 weight

57.7%

Voting Authority Distribution

Total shares with voting rights: 1.61M

Sole

Full voting authority

1.61M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole231

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings231

Rows:

Vanguard S&P 500 Index ETF

SOLE

S&P 500 ETF SHS

Shares91.74K

TypeSH

Market value$30.1K

21.00%

Sole

91.74K

Shared

0.00

None

0.00

iShares Russell Midcap Index ETF

SOLE

RUS MID CAP ETF

Shares193.62K

TypeSH

Market value$12.0K

8.39%

Sole

193.62K

Shared

0.00

None

0.00

Vanguard Total Stock Market ETF

SOLE

TOTAL STK MKT

Shares43.83K

TypeSH

Market value$7.9K

5.49%

Sole

43.83K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares35.80K

TypeSH

Market value$6.1K

4.27%

Sole

35.80K

Shared

0.00

None

0.00

Vanguard Mid Cap ETF

SOLE

MID CAP ETF

Shares29.11K

TypeSH

Market value$5.5K

3.82%

Sole

29.11K

Shared

0.00

None

0.00

Vanguard MEGA Cap ETF

SOLE

MEGA CAP INDEX

Shares39.99K

TypeSH

Market value$5.0K

3.48%

Sole

39.99K

Shared

0.00

None

0.00

Pimco Intermediate Municipal Bond ETF

SOLE

INTER MUN BD ACT

Shares94.75K

TypeSH

Market value$4.7K

3.31%

Sole

94.75K

Shared

0.00

None

0.00

iShares Russell 2000 Index ETF

SOLE

RUSSELL 2000 ETF

Shares26.30K

TypeSH

Market value$4.3K

3.02%

Sole

26.30K

Shared

0.00

None

0.00

iShares S&P 500 Index ETF

SOLE

CORE S&P500 ETF

Shares10.35K

TypeSH

Market value$3.7K

2.59%

Sole

10.35K

Shared

0.00

None

0.00

SPDR S&P 500 ETF

SOLE

TR UNIT

Shares9.35K

TypeSH

Market value$3.3K

2.33%

Sole

9.35K

Shared

0.00

None

0.00

Vanguard Tax-Exempt Bond Index ETF

SOLE

TAX EXEMPT BD

Shares67.13K

TypeSH

Market value$3.2K

2.25%

Sole

67.13K

Shared

0.00

None

0.00

SPDR S&P Mid Cap 400 Index ETF

SOLE

UTSER1 S&PDCRP

Shares7.48K

TypeSH

Market value$3.0K

2.09%

Sole

7.48K

Shared

0.00

None

0.00

Fidelity Total Bond ETF

SOLE

TOTAL BD ETF

Shares67.19K

TypeSH

Market value$3.0K

2.08%

Sole

67.19K

Shared

0.00

None

0.00

PIMCO Total Return Active ETF

SOLE

ACTIVE BD ETF

Shares32.09K

TypeSH

Market value$2.9K

2.01%

Sole

32.09K

Shared

0.00

None

0.00

Vanguard Emerging Markets Index ETF

SOLE

FTSE EMR MKT ETF

Shares53.78K

TypeSH

Market value$2.0K

1.37%

Sole

53.78K

Shared

0.00

None

0.00

Apple Computer Inc Com

SOLE

COM

Shares13.21K

TypeSH

Market value$1.8K

1.27%

Sole

13.21K

Shared

0.00

None

0.00

Vanguard FTSE Developed Markets Index ETF

SOLE

VAN FTSE DEV MKT

Shares44.98K

TypeSH

Market value$1.6K

1.14%

Sole

44.98K

Shared

0.00

None

0.00

iShares MSCI Emerging Markets Index ETF

SOLE

MSCI EMG MKT ETF

Shares43.10K

TypeSH

Market value$1.5K

1.05%

Sole

43.10K

Shared

0.00

None

0.00

iShares S & P Smallcap 600 Index ETF

SOLE

CORE S&P SCP ETF

Shares16.25K

TypeSH

Market value$1.4K

0.99%

Sole

16.25K

Shared

0.00

None

0.00

iShares MSCI EAFE Index ETF

SOLE

MSCI EAFE ETF

Shares23.19K

TypeSH

Market value$1.3K

0.91%

Sole

23.19K

Shared

0.00

None

0.00

iShares Russell 1000 Value Index ETF

SOLE

RUS 1000 VAL ETF

Shares9.51K

TypeSH

Market value$1.3K

0.90%

Sole

9.51K

Shared

0.00

None

0.00

Nicolet Bankshares Inc Com

SOLE

COM

Shares15.21K

TypeSH

Market value$1.1K

0.75%

Sole

15.21K

Shared

0.00

None

0.00

J P Morgan Chase & Co Com

SOLE

COM

Shares8.68K

TypeSH

Market value$907.00

0.63%

Sole

8.68K

Shared

0.00

None

0.00

Vanguard Mid-Cap Growth ETF

SOLE

MCAP GR IDXVIP

Shares4.98K

TypeSH

Market value$849.00

0.59%

Sole

4.98K

Shared

0.00

None

0.00

Johnson & Johnson Com

SOLE

COM

Shares4.75K

TypeSH

Market value$776.00

0.54%

Sole

4.75K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
Vanguard S&P 500 Index ETFSOLE	S&P 500 ETF SHS	91.74K	SH	$30.1K 21.00%	91.74K
iShares Russell Midcap Index ETFSOLE	RUS MID CAP ETF	193.62K	SH	$12.0K 8.39%	193.62K
Vanguard Total Stock Market ETFSOLE	TOTAL STK MKT	43.83K	SH	$7.9K 5.49%	43.83K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	35.80K	SH	$6.1K 4.27%	35.80K
Vanguard Mid Cap ETFSOLE	MID CAP ETF	29.11K	SH	$5.5K 3.82%	29.11K
Vanguard MEGA Cap ETFSOLE	MEGA CAP INDEX	39.99K	SH	$5.0K 3.48%	39.99K
Pimco Intermediate Municipal Bond ETFSOLE	INTER MUN BD ACT	94.75K	SH	$4.7K 3.31%	94.75K
iShares Russell 2000 Index ETFSOLE	RUSSELL 2000 ETF	26.30K	SH	$4.3K 3.02%	26.30K
iShares S&P 500 Index ETFSOLE	CORE S&P500 ETF	10.35K	SH	$3.7K 2.59%	10.35K
SPDR S&P 500 ETFSOLE	TR UNIT	9.35K	SH	$3.3K 2.33%	9.35K
Vanguard Tax-Exempt Bond Index ETFSOLE	TAX EXEMPT BD	67.13K	SH	$3.2K 2.25%	67.13K
SPDR S&P Mid Cap 400 Index ETFSOLE	UTSER1 S&PDCRP	7.48K	SH	$3.0K 2.09%	7.48K
Fidelity Total Bond ETFSOLE	TOTAL BD ETF	67.19K	SH	$3.0K 2.08%	67.19K
PIMCO Total Return Active ETFSOLE	ACTIVE BD ETF	32.09K	SH	$2.9K 2.01%	32.09K
Vanguard Emerging Markets Index ETFSOLE	FTSE EMR MKT ETF	53.78K	SH	$2.0K 1.37%	53.78K
Apple Computer Inc ComSOLE	COM	13.21K	SH	$1.8K 1.27%	13.21K
Vanguard FTSE Developed Markets Index ETFSOLE	VAN FTSE DEV MKT	44.98K	SH	$1.6K 1.14%	44.98K
iShares MSCI Emerging Markets Index ETFSOLE	MSCI EMG MKT ETF	43.10K	SH	$1.5K 1.05%	43.10K
iShares S & P Smallcap 600 Index ETFSOLE	CORE S&P SCP ETF	16.25K	SH	$1.4K 0.99%	16.25K
iShares MSCI EAFE Index ETFSOLE	MSCI EAFE ETF	23.19K	SH	$1.3K 0.91%	23.19K
iShares Russell 1000 Value Index ETFSOLE	RUS 1000 VAL ETF	9.51K	SH	$1.3K 0.90%	9.51K
Nicolet Bankshares Inc ComSOLE	COM	15.21K	SH	$1.1K 0.75%	15.21K
J P Morgan Chase & Co ComSOLE	COM	8.68K	SH	$907.00 0.63%	8.68K
Vanguard Mid-Cap Growth ETFSOLE	MCAP GR IDXVIP	4.98K	SH	$849.00 0.59%	4.98K
Johnson & Johnson ComSOLE	COM	4.75K	SH	$776.00 0.54%	4.75K

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