STENSKE DOUGLAS E (VP Treas & Risk Mgmt) reported 2 transactions at ROCKWELL COLLINS INC

Review the transaction codes below to understand the nature of each event.

STENSKE DOUGLAS E

Filed: 11/28/2018ACC: 0001137411-18-000134

InsiderSTENSKE DOUGLAS ECIK 1278266

→

IssuerROCKWELL COLLINS INCCIK 1137411

Officer· VP Treas & Risk Mgmt

Since Oct 2018

-46.70K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

46.70K disposed

Non-Derivative Transactions2

Common Stock

Direct

D · Disposition

−8.85K

Price / share

—

Trade value

—

% of position

New position

11/26/2018

8.85K→0.00

Common Stock

Indirect

D · Disposition

−579.27

Price / share

—

Trade value

—

% of position

New position

11/26/2018

579.27→0.00

Total

Net shares

−9.43K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/26/2018	D · Disposition	−8.85K	—	—	New position	8.85K	0.00
Common Stock Indirect	11/26/2018	D · Disposition	−579.27	—	—	New position	579.27	0.00
Total			−9.43K		$0.00

Derivative Transactions10

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.24K shares

−3.24K

Strike price

53.08

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.54K shares

−3.54K

Strike price

55.75

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.20K shares

−1.20K

Strike price

62.71

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

5.40K shares

−5.40K

Strike price

55.01

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

6.10K shares

−6.10K

Strike price

54.37

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.40K shares

−4.40K

Strike price

70.97

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.10K shares

−4.10K

Strike price

83.69

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.50K shares

−4.50K

Strike price

86.75

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.70K shares

−4.70K

Strike price

88.71

Held after

0.00

Exercisable

—

11/26/2018

Phantom Stock

Indirect

M · Option Exercise

Converts to

Common Stock

91.44 shares

−91.44

Strike price

Held after

0.00

Exercisable

—

11/26/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right to Buy) Direct	Common Stock3.24K shares	11/26/2018	M · Option Exercise	−3.24K	53.08	—
Stock Option (Right to Buy) Direct	Common Stock3.54K shares	11/26/2018	M · Option Exercise	−3.54K	55.75	—
Stock Option (Right to Buy) Direct	Common Stock1.20K shares	11/26/2018	M · Option Exercise	−1.20K	62.71	—
Stock Option (Right to Buy) Direct	Common Stock5.40K shares	11/26/2018	M · Option Exercise	−5.40K	55.01	—
Stock Option (Right to Buy) Direct	Common Stock6.10K shares	11/26/2018	M · Option Exercise	−6.10K	54.37	—
Stock Option (Right to Buy) Direct	Common Stock4.40K shares	11/26/2018	M · Option Exercise	−4.40K	70.97	—
Stock Option (Right to Buy) Direct	Common Stock4.10K shares	11/26/2018	M · Option Exercise	−4.10K	83.69	—
Stock Option (Right to Buy) Direct	Common Stock4.50K shares	11/26/2018	M · Option Exercise	−4.50K	86.75	—
Stock Option (Right to Buy) Direct	Common Stock4.70K shares	11/26/2018	M · Option Exercise	−4.70K	88.71	—
Phantom Stock Indirect	Common Stock91.44 shares	11/26/2018	M · Option Exercise	−91.44		—