STEINER DEBORAH L (EVP & General Counsel) reported 2 transactions at RR DONNELLEY & SONS CO
Review the transaction codes below to understand the nature of each event.
Filed: 3/4/2020ACC: 0001209191-20-016381
Officer· EVP & General Counsel
Since Oct 2018
+161.35K
Net shares
Net buyer
$21.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
172.93K acquired · 11.57K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−11.57K
Price / share
$1.88
Trade value
$21.76K
% of position
16.4%
3/2/2020
70.48K→58.91K
Common Stock
Direct
Shares
+74.41K
Price / share
—
Trade value
—
% of position
126.3%
3/3/2020
58.91K→133.32K
Total
Net shares
+62.84K
Net value
-$21.76K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/2/2020 | F · Tax Withholding | −11.57K | $1.88 | $21.76K | 16.4% | 70.48K | 58.91K |
| Common Stock Direct | 3/3/2020 | F · Tax Withholding | +74.41K | — | — | 126.3% | 58.91K | 133.32K |
| Total | +62.84K | -$21.76K | ||||||
Derivative Transactions1
Phantom Stock
Direct
Converts to
Common Stock
98.52K shares
Shares
+98.52K
Strike price
Held after
98.52K
Exercisable
—
3/2/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Direct | Common Stock98.52K shares | 3/2/2020 | A · Award | +98.52K | — | 98.52K |