STEELHEAD PARTNERS LLC

Filed: 11/14/2022ACC: 0001133521-22-000010

📋 What this filing means

STEELHEAD PARTNERS LLC filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $1.35M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$1.35M

Total AUM (reported)

1.46B

Total Shares

Allocation by class

NOTE 3/1$129.8K9.6%

NOTE 1/1$106.5K7.9%

NOTE 11/0$92.3K6.8%

NOTE 0.125% 7/0$84.0K6.2%

NOTE 0.625% 6/1$80.7K6.0%

NOTE 8/1$73.0K5.4%

NOTE 1.250% 8/1$66.5K4.9%

Portfolio Concentration

Top 3$265.6K19.7%

4–10$406.2K30.1%

11–25$496.0K36.7%

Rest$183.2K13.6%

Top 3 weight

19.7%

Top 10 weight

49.7%

Voting Authority Distribution

Total shares with voting rights: 1.46B

Sole

Full voting authority

1.46B

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole42

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings42

Rows:

SPOT 0 03/15/26

SOLE

NOTE 3/1

Shares126.87M

TypePRN

Market value$100.8K

7.46%

Sole

126.87M

Shared

0.00

None

0.00

ZS 01/8 07/01/25

SOLE

NOTE 0.125% 7/0

Shares65.71M

TypePRN

Market value$84.0K

6.22%

Sole

65.71M

Shared

0.00

None

0.00

ZEN 0 5/8 06/15/25

SOLE

NOTE 0.625% 6/1

Shares82.04M

TypePRN

Market value$80.7K

5.98%

Sole

82.04M

Shared

0.00

None

0.00

NET 0 08/15/26

SOLE

NOTE 8/1

Shares93.32M

TypePRN

Market value$73.0K

5.41%

Sole

93.32M

Shared

0.00

None

0.00

VRNS 1 1/4 08/15/25

SOLE

NOTE 1.250% 8/1

Shares59.72M

TypePRN

Market value$66.5K

4.92%

Sole

59.72M

Shared

0.00

None

0.00

DOCU 0 01/15/24

SOLE

NOTE 1/1

Shares70M

TypePRN

Market value$65.7K

4.86%

Sole

70M

Shared

0.00

None

0.00

UPWK 0 1/4 08/15/26

SOLE

NOTE 0.250% 8/1

Shares73.30M

TypePRN

Market value$54.1K

4.01%

Sole

73.30M

Shared

0.00

None

0.00

PTCT 1 1/2 09/15/26

SOLE

NOTE 1.500% 9/1

Shares46M

TypePRN

Market value$53.5K

3.96%

Sole

46M

Shared

0.00

None

0.00

NVCR 0 11/01/25

SOLE

NOTE 11/0

Shares54.50M

TypePRN

Market value$48.3K

3.58%

Sole

54.50M

Shared

0.00

None

0.00

WGO 1 1/2 04/01/25

SOLE

NOTE 1.500% 4/0

Shares42.92M

TypePRN

Market value$45.1K

3.34%

Sole

42.92M

Shared

0.00

None

0.00

FVRR 0 11/01/25

SOLE

NOTE 11/0

Shares56M

TypePRN

Market value$44.0K

3.25%

Sole

56M

Shared

0.00

None

0.00

WK 1 1/8 08/15/26

SOLE

NOTE 1.125% 8/1

Shares36M

TypePRN

Market value$42.3K

3.13%

Sole

36M

Shared

0.00

None

0.00

ALRM 0 01/15/26

SOLE

NOTE 1/1

Shares49.45M

TypePRN

Market value$40.8K

3.02%

Sole

49.45M

Shared

0.00

None

0.00

AVLR 0 1/4 08/01/26

SOLE

NOTE 0.250% 8/0

Shares41.64M

TypePRN

Market value$40.4K

2.99%

Sole

41.64M

Shared

0.00

None

0.00

OKTA 0 1/8 09/01/25

SOLE

NOTE 0.125% 9/0

Shares45M

TypePRN

Market value$37.8K

2.80%

Sole

45M

Shared

0.00

None

0.00

LYFT 1 1/2 05/15/25

SOLE

NOTE 1.500% 5/1

Shares43.30M

TypePRN

Market value$37.1K

2.74%

Sole

43.30M

Shared

0.00

None

0.00

JAZZ 1 1/2 08/15/24

SOLE

NOTE 1.500% 8/1

Shares38.50M

TypePRN

Market value$36.5K

2.70%

Sole

38.50M

Shared

0.00

None

0.00

IDCC 2 06/01/24

SOLE

NOTE 2.000% 6/0

Shares38.68M

TypePRN

Market value$36.2K

2.68%

Sole

38.68M

Shared

0.00

None

0.00

CYBR 0 11/15/24

SOLE

NOTE 11/1

Shares29.21M

TypePRN

Market value$33.4K

2.47%

Sole

29.21M

Shared

0.00

None

0.00

OKTA 0 3/8 06/15/26

SOLE

NOTE 0.375% 6/1

Shares36.19M

TypePRN

Market value$28.3K

2.10%

Sole

36.19M

Shared

0.00

None

0.00

SNAP 0 1/4 05/01/25

SOLE

NOTE 0.250% 5/0

Shares28.20M

TypePRN

Market value$25.8K

1.91%

Sole

28.20M

Shared

0.00

None

0.00

GWRE 1 1/4 03/15/25

SOLE

NOTE 1.250% 3/1

Shares27.50M

TypePRN

Market value$24.9K

1.84%

Sole

27.50M

Shared

0.00

None

0.00

NEWR 0 1/2 05/01/23

SOLE

NOTE 0.500% 5/0

Shares23.54M

TypePRN

Market value$23.0K

1.70%

Sole

23.54M

Shared

0.00

None

0.00

GES 2 04/15/24

SOLE

NOTE 2.000% 4/1

Shares24.39M

TypePRN

Market value$22.9K

1.70%

Sole

24.39M

Shared

0.00

None

0.00

IONS 0 1/8 12/15/24

SOLE

NOTE 0.125%12/1

Shares25M

TypePRN

Market value$22.8K

1.69%

Sole

25M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
SPOT 0 03/15/26SOLE	NOTE 3/1	126.87M	PRN	$100.8K 7.46%	126.87M
ZS 01/8 07/01/25SOLE	NOTE 0.125% 7/0	65.71M	PRN	$84.0K 6.22%	65.71M
ZEN 0 5/8 06/15/25SOLE	NOTE 0.625% 6/1	82.04M	PRN	$80.7K 5.98%	82.04M
NET 0 08/15/26SOLE	NOTE 8/1	93.32M	PRN	$73.0K 5.41%	93.32M
VRNS 1 1/4 08/15/25SOLE	NOTE 1.250% 8/1	59.72M	PRN	$66.5K 4.92%	59.72M
DOCU 0 01/15/24SOLE	NOTE 1/1	70M	PRN	$65.7K 4.86%	70M
UPWK 0 1/4 08/15/26SOLE	NOTE 0.250% 8/1	73.30M	PRN	$54.1K 4.01%	73.30M
PTCT 1 1/2 09/15/26SOLE	NOTE 1.500% 9/1	46M	PRN	$53.5K 3.96%	46M
NVCR 0 11/01/25SOLE	NOTE 11/0	54.50M	PRN	$48.3K 3.58%	54.50M
WGO 1 1/2 04/01/25SOLE	NOTE 1.500% 4/0	42.92M	PRN	$45.1K 3.34%	42.92M
FVRR 0 11/01/25SOLE	NOTE 11/0	56M	PRN	$44.0K 3.25%	56M
WK 1 1/8 08/15/26SOLE	NOTE 1.125% 8/1	36M	PRN	$42.3K 3.13%	36M
ALRM 0 01/15/26SOLE	NOTE 1/1	49.45M	PRN	$40.8K 3.02%	49.45M
AVLR 0 1/4 08/01/26SOLE	NOTE 0.250% 8/0	41.64M	PRN	$40.4K 2.99%	41.64M
OKTA 0 1/8 09/01/25SOLE	NOTE 0.125% 9/0	45M	PRN	$37.8K 2.80%	45M
LYFT 1 1/2 05/15/25SOLE	NOTE 1.500% 5/1	43.30M	PRN	$37.1K 2.74%	43.30M
JAZZ 1 1/2 08/15/24SOLE	NOTE 1.500% 8/1	38.50M	PRN	$36.5K 2.70%	38.50M
IDCC 2 06/01/24SOLE	NOTE 2.000% 6/0	38.68M	PRN	$36.2K 2.68%	38.68M
CYBR 0 11/15/24SOLE	NOTE 11/1	29.21M	PRN	$33.4K 2.47%	29.21M
OKTA 0 3/8 06/15/26SOLE	NOTE 0.375% 6/1	36.19M	PRN	$28.3K 2.10%	36.19M
SNAP 0 1/4 05/01/25SOLE	NOTE 0.250% 5/0	28.20M	PRN	$25.8K 1.91%	28.20M
GWRE 1 1/4 03/15/25SOLE	NOTE 1.250% 3/1	27.50M	PRN	$24.9K 1.84%	27.50M
NEWR 0 1/2 05/01/23SOLE	NOTE 0.500% 5/0	23.54M	PRN	$23.0K 1.70%	23.54M
GES 2 04/15/24SOLE	NOTE 2.000% 4/1	24.39M	PRN	$22.9K 1.70%	24.39M
IONS 0 1/8 12/15/24SOLE	NOTE 0.125%12/1	25M	PRN	$22.8K 1.69%	25M

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