STEELE GARY (Chief Executive Officer) exercised options at PROOFPOINT INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/22/2021ACC: 0001209191-21-027994
DirectorOfficer· Chief Executive Officer
Since Jul 2018
+9.86K
Net shares
Net buyer
$181.4K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
14.06K acquired · 4.21K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2.81K
Price / share
—
Trade value
—
% of position
4.3%
4/20/2021
65.04K→67.85K
Common Stock
Direct
Shares
−1.40K
Price / share
$130.01
Trade value
$181.36K
% of position
2.1%
4/20/2021
67.85K→66.46K
Total
Net shares
+1.42K
Net value
-$181.36K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/20/2021 | M · Option Exercise | +2.81K | — | — | 4.3% | 65.04K | 67.85K |
| Common Stock Direct | 4/20/2021 | F · Tax Withholding | −1.40K | $130.01 | $181.36K | 2.1% | 67.85K | 66.46K |
| Total | +1.42K | -$181.36K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
11.25K shares
Shares
+11.25K
Strike price
0.00
Held after
11.25K
Exercisable
—
4/20/2021
Restricted Stock Units
Direct
Converts to
Common Stock
2.81K shares
Shares
−2.81K
Strike price
0.00
Held after
8.44K
Exercisable
—
4/20/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock11.25K shares | 4/20/2021 | A · Award | +11.25K | 0.00 | — | 11.25K |
| Restricted Stock Units Direct | Common Stock2.81K shares | 4/20/2021 | M · Option Exercise | −2.81K | 0.00 | — | 8.44K |