STEELE GARY (Chief Executive Officer) exercised options at PROOFPOINT INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 2/8/2021ACC: 0001209191-21-008467
DirectorOfficer· Chief Executive Officer
Since Jul 2018
-5.58K
Net shares
Net seller
$720.7K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
11.25K acquired · 16.83K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+5.63K
Price / share
—
Trade value
—
% of position
8.1%
2/6/2021
69.37K→74.99K
Common Stock
Direct
Shares
+5.63K
Price / share
—
Trade value
—
% of position
7.5%
2/6/2021
74.99K→80.62K
Common Stock
Direct
Shares
−5.58K
Price / share
$129.20
Trade value
$720.68K
% of position
6.9%
2/6/2021
80.62K→75.04K
Total
Net shares
+5.67K
Net value
-$720.68K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/6/2021 | M · Option Exercise | +5.63K | — | — | 8.1% | 69.37K | 74.99K |
| Common Stock Direct | 2/6/2021 | M · Option Exercise | +5.63K | — | — | 7.5% | 74.99K | 80.62K |
| Common Stock Direct | 2/6/2021 | F · Tax Withholding | −5.58K | $129.20 | $720.68K | 6.9% | 80.62K | 75.04K |
| Total | +5.67K | -$720.68K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
5.63K shares
Shares
−5.63K
Strike price
0.00
Held after
0.00
Exercisable
—
2/6/2021
Restricted Stock Units
Direct
Converts to
Common Stock
5.63K shares
Shares
−5.63K
Strike price
0.00
Held after
0.00
Exercisable
—
2/6/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock5.63K shares | 2/6/2021 | M · Option Exercise | −5.63K | 0.00 | — | 0.00 |
| Restricted Stock Units Direct | Common Stock5.63K shares | 2/6/2021 | M · Option Exercise | −5.63K | 0.00 | — | 0.00 |