STEELE GARY (Chief Executive Officer) exercised options at PROOFPOINT INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 2/3/2021ACC: 0001209191-21-007297
DirectorOfficer· Chief Executive Officer
Since Jul 2018
-9.75K
Net shares
Net seller
$1.27M
Total sold
0
Open market trades
0B · 0S
5
Total transactions
21.90K acquired · 31.65K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+11.25K
Price / share
—
Trade value
—
% of position
19.7%
2/1/2021
57.22K→68.47K
Common Stock
Direct
Shares
+10.65K
Price / share
—
Trade value
—
% of position
15.6%
2/1/2021
68.47K→79.12K
Common Stock
Direct
Shares
−9.75K
Price / share
$130.62
Trade value
$1.27M
% of position
12.3%
2/1/2021
79.12K→69.37K
Total
Net shares
+12.15K
Net value
-$1.27M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/1/2021 | M · Option Exercise | +11.25K | — | — | 19.7% | 57.22K | 68.47K |
| Common Stock Direct | 2/1/2021 | M · Option Exercise | +10.65K | — | — | 15.6% | 68.47K | 79.12K |
| Common Stock Direct | 2/1/2021 | F · Tax Withholding | −9.75K | $130.62 | $1.27M | 12.3% | 79.12K | 69.37K |
| Total | +12.15K | -$1.27M | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
11.25K shares
Shares
−11.25K
Strike price
0.00
Held after
0.00
Exercisable
—
2/1/2021
Restricted Stock Units
Direct
Converts to
Common Stock
10.65K shares
Shares
−10.65K
Strike price
0.00
Held after
10.65K
Exercisable
—
2/1/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock11.25K shares | 2/1/2021 | M · Option Exercise | −11.25K | 0.00 | — | 0.00 |
| Restricted Stock Units Direct | Common Stock10.65K shares | 2/1/2021 | M · Option Exercise | −10.65K | 0.00 | — | 10.65K |