STATLER KENT L (ExecVP and COO, Commercial Sys) reported 2 transactions at ROCKWELL COLLINS INC

Review the transaction codes below to understand the nature of each event.

STATLER KENT L

Filed: 11/28/2018ACC: 0001137411-18-000133

InsiderSTATLER KENT LCIK 1213511

→

IssuerROCKWELL COLLINS INCCIK 1137411

Officer· ExecVP and COO, Commercial Sys

Since Oct 2018

-240.65K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

240.65K disposed

Non-Derivative Transactions2

Common Stock

Direct

D · Disposition

−66.84K

Price / share

—

Trade value

—

% of position

New position

11/26/2018

66.84K→0.00

Common Stock

Indirect

D · Disposition

−5.20K

Price / share

—

Trade value

—

% of position

New position

11/26/2018

5.20K→0.00

Total

Net shares

−72.04K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/26/2018	D · Disposition	−66.84K	—	—	New position	66.84K	0.00
Common Stock Indirect	11/26/2018	D · Disposition	−5.20K	—	—	New position	5.20K	0.00
Total			−72.04K		$0.00

Derivative Transactions6

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

44.30K shares

−44.30K

Strike price

54.37

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

29.90K shares

−29.90K

Strike price

70.97

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

28.10K shares

−28.10K

Strike price

83.69

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

31K shares

−31K

Strike price

86.75

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

32.10K shares

−32.10K

Strike price

88.71

Held after

0.00

Exercisable

—

11/26/2018

Phantom Stock

Indirect

M · Option Exercise

Converts to

Common Stock

3.21K shares

−3.21K

Strike price

Held after

0.00

Exercisable

—

11/26/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right to Buy) Direct	Common Stock44.30K shares	11/26/2018	M · Option Exercise	−44.30K	54.37	—
Stock Option (Right to Buy) Direct	Common Stock29.90K shares	11/26/2018	M · Option Exercise	−29.90K	70.97	—
Stock Option (Right to Buy) Direct	Common Stock28.10K shares	11/26/2018	M · Option Exercise	−28.10K	83.69	—
Stock Option (Right to Buy) Direct	Common Stock31K shares	11/26/2018	M · Option Exercise	−31K	86.75	—
Stock Option (Right to Buy) Direct	Common Stock32.10K shares	11/26/2018	M · Option Exercise	−32.10K	88.71	—
Phantom Stock Indirect	Common Stock3.21K shares	11/26/2018	M · Option Exercise	−3.21K		—