STAPLETON GEORGE THOMAS II enters PETROTEQ ENERGY INC. with 710.16K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 9/21/2020ACC: 0001062993-20-004588
Officer· CHIEF OPERATING OFFICER
Since Aug 2020
710.16K
Baseline shares
63% direct
450.16K
Direct ownership
1 position
131.58K
Derivative underlying
1 instrument
2
Security positions
260K indirect
Non-Derivative Holdings2
COMMON STOCK
DirectShares owned450.16K
COMMON STOCK
IndirectShares owned260K
Total
450.16K direct·260K indirect710.16K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| COMMON STOCK | 450.16K | Direct |
| COMMON STOCK | 260K | Indirect |
| Total | 710.16K | 450.16K direct·260K indirect |
Derivative Holdings1
WARRANTS
DirectUnderlying security
COMMON STOCK
Underlying shares
131.58K
Shares owned
N/A
Exercise price
0.28
Expiration
—
Exercise window
—
Total
Underlying
131.58K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| WARRANTS Direct | COMMON STOCK | 0.28 | — | — | 131.58K | N/A |
| Total | 131.58K | 0.00 | ||||