STANDERSKI JEFFREY A. (Sr. VP, Human Resources) reported 2 transactions at ROCKWELL COLLINS INC

Review the transaction codes below to understand the nature of each event.

STANDERSKI JEFFREY A.

Filed: 11/28/2018ACC: 0001137411-18-000132

InsiderSTANDERSKI JEFFREY A.CIK 1596872

→

IssuerROCKWELL COLLINS INCCIK 1137411

Officer· Sr. VP, Human Resources

Since Oct 2018

-16.53K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

15.22K acquired · 31.75K disposed

Non-Derivative Transactions2

Common Stock

Direct

D · Disposition

+15.22K

Price / share

—

Trade value

—

% of position

New position

11/26/2018

-15.22K→0.00

Common Stock

Indirect

D · Disposition

−4.31K

Price / share

—

Trade value

—

% of position

New position

11/26/2018

4.31K→0.00

Total

Net shares

+10.91K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/26/2018	D · Disposition	+15.22K	—	—	New position	-15.22K	0.00
Common Stock Indirect	11/26/2018	D · Disposition	−4.31K	—	—	New position	4.31K	0.00
Total			+10.91K		$0.00

Derivative Transactions5

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.43K shares

−3.43K

Strike price

83.69

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.53K shares

−7.53K

Strike price

86.75

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

734.00 shares

−734.00

Strike price

93.99

Held after

0.00

Exercisable

—

11/26/2018

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

14.60K shares

−14.60K

Strike price

88.71

Held after

0.00

Exercisable

—

11/26/2018

Phantom Stock

Indirect

M · Option Exercise

Converts to

Common Stock

1.14K shares

−1.14K

Strike price

Held after

0.00

Exercisable

—

11/26/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right to Buy) Direct	Common Stock3.43K shares	11/26/2018	M · Option Exercise	−3.43K	83.69	—
Stock Option (Right to Buy) Direct	Common Stock7.53K shares	11/26/2018	M · Option Exercise	−7.53K	86.75	—
Stock Option (Right to Buy) Direct	Common Stock734.00 shares	11/26/2018	M · Option Exercise	−734.00	93.99	—
Stock Option (Right to Buy) Direct	Common Stock14.60K shares	11/26/2018	M · Option Exercise	−14.60K	88.71	—
Phantom Stock Indirect	Common Stock1.14K shares	11/26/2018	M · Option Exercise	−1.14K		—