STALLINGS K. CLARK exercised options at SELECT BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/7/2021ACC: 0001638599-21-000752
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
10.53K acquired · 10.53K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+10.53K
Price / share
—
Trade value
—
% of position
46.7%
10/7/2021
22.53K→33.06K
Total
Net shares
+10.53K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/7/2021 | M · Option Exercise | +10.53K | — | — | 46.7% | 22.53K | 33.06K |
| Total | +10.53K | $0.00 | ||||||
Derivative Transactions3
Options to Purchase Common Stock
Direct
Converts to
Common Stock
2.60K shares
Shares
−2.60K
Strike price
4.93
Held after
0.00
Exercisable
—
10/7/2021
Options to Purchase Common Stock
Direct
Converts to
Common Stock
2.33K shares
Shares
−2.33K
Strike price
4.65
Held after
0.00
Exercisable
—
10/7/2021
Options to Purchase Common Stock
Direct
Converts to
Common Stock
7K shares
Shares
−5.60K
Strike price
11.27
Held after
1.40K
Exercisable
—
10/7/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | Common Stock2.60K shares | 10/7/2021 | M · Option Exercise | −2.60K | 4.93 | — | 0.00 |
| Options to Purchase Common Stock Direct | Common Stock2.33K shares | 10/7/2021 | M · Option Exercise | −2.33K | 4.65 | — | 0.00 |
| Options to Purchase Common Stock Direct | Common Stock7K shares | 10/7/2021 | M · Option Exercise | −5.60K | 11.27 | — | 1.40K |
Non-Derivative Holdings (Post-Transaction)5
Common Stock
IndirectShares owned24.65K
Common Stock
DirectShares owned1.59K
Common Stock
IndirectShares owned750.19K
Common Stock
IndirectShares owned2K
Common Stock
IndirectShares owned184.43K
Total
1.59K direct·961.27K indirect962.86K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 24.65K | Indirect |
| Common Stock | 1.59K | Direct |
| Common Stock | 750.19K | Indirect |
| Common Stock | 2K | Indirect |
| Common Stock | 184.43K | Indirect |
| Total | 962.86K | 1.59K direct·961.27K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported