STALLINGS K. CLARK

PrivateCIK: 1612885

Location

DUNN, NC

STALLINGS K. CLARK exercised options at SELECT BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

STALLINGS K. CLARK

Filed: 12/16/2019ACC: 0001638599-19-001041

InsiderSTALLINGS K. CLARKCIK 1612885

→

IssuerSELECT BANCORP, INC.CIK 1263762

Director

Since Aug 2018

0.00

Net shares

Net seller

$10.9K

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

2.58K acquired · 2.58K disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

Shares

+2.58K

Price / share

$4.22

Trade value

$10.87K

% of position

15.5%

12/16/2019

16.59K→19.16K

Total

Net shares

+2.58K

Net value

$10.87K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/16/2019	M · Option Exercise	+2.58K	$4.22	$10.87K	15.5%	16.59K	19.16K
Total			+2.58K		$10.87K

Derivative Transactions1

Options to Purchase Common Stock

Direct

M · Option Exercise

Converts to

Common Stock

2.58K shares

Shares

−2.58K

Strike price

4.22

Held after

0.00

Exercisable

—

12/16/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Options to Purchase Common Stock Direct	Common Stock2.58K shares	12/16/2019	M · Option Exercise	−2.58K	4.22	—	0.00

Non-Derivative Holdings (Post-Transaction)4

Common Stock

Indirect

Shares owned750.19K

Common Stock

Indirect

Shares owned24.65K

Common Stock

Indirect

Shares owned2K

Common Stock

Indirect

Shares owned184.43K

Total

961.27K indirect961.27K

Security Title	Shares Owned	Ownership Type
Common Stock	750.19K	Indirect
Common Stock	24.65K	Indirect
Common Stock	2K	Indirect
Common Stock	184.43K	Indirect
Total	961.27K	961.27K indirect

Derivative Holdings (Post-Transaction)4

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

2.33K

Shares owned

2.33

Exercise price

4.65

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

2.56K

Shares owned

2.56K

Exercise price

4.38

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

7K

Shares owned

7K

Exercise price

11.27

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

2.60K

Shares owned

2.60K

Exercise price

4.93

Expiration

—

Exercise window

—

Total

Underlying

14.49K

Owned

12.16K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Options to Purchase Common Stock Direct	Common Stock	4.65	—	—	2.33K	2.33
Options to Purchase Common Stock Direct	Common Stock	4.38	—	—	2.56K	2.56K
Options to Purchase Common Stock Direct	Common Stock	11.27	—	—	7K	7K
Options to Purchase Common Stock Direct	Common Stock	4.93	—	—	2.60K	2.60K
Total					14.49K	12.16K

STALLINGS K. CLARK — Insider Transaction (Form 4) Filed Dec 16, 2019 | Finecho