STALLINGS K. CLARK

PrivateCIK: 1612885

Location

DUNN, NC

STALLINGS K. CLARK exercised options at SELECT BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

STALLINGS K. CLARK

Filed: 12/12/2018ACC: 0001638599-18-001336

InsiderSTALLINGS K. CLARKCIK 1612885

→

IssuerSELECT BANCORP, INC.CIK 1263762

Director

Since Aug 2018

+7K

Net shares

Net buyer

$14.0K

Total acquired

0

Open market trades

0B · 0S

3

Total transactions

10.07K acquired · 3.07K disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

Shares

+3.07K

Price / share

$4.56

Trade value

$13.99K

% of position

22.7%

12/12/2018

13.52K→16.59K

Total

Net shares

+3.07K

Net value

$13.99K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/12/2018	M · Option Exercise	+3.07K	$4.56	$13.99K	22.7%	13.52K	16.59K
Total			+3.07K		$13.99K

Derivative Transactions2

Options to Purchase Common Stock

Direct

A · Award

Converts to

Common Stock

7K shares

Shares

+7K

Strike price

11.27

Held after

7K

Exercisable

—

9/6/2017

Options to Purchase Common Stock

Direct

M · Option Exercise

Converts to

Common Stock

3.07K shares

Shares

−3.07K

Strike price

4.56

Held after

0.00

Exercisable

—

12/12/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Options to Purchase Common Stock Direct	Common Stock7K shares	9/6/2017	A · Award	+7K	11.27	—	7K
Options to Purchase Common Stock Direct	Common Stock3.07K shares	12/12/2018	M · Option Exercise	−3.07K	4.56	—	0.00

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned3.08K

Common Stock

Indirect

Shares owned24.65K

Total

27.73K indirect27.73K

Security Title	Shares Owned	Ownership Type
Common Stock	3.08K	Indirect
Common Stock	24.65K	Indirect
Total	27.73K	27.73K indirect

Derivative Holdings (Post-Transaction)5

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

2.56K

Shares owned

2.56K

Exercise price

4.38

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

2.33K

Shares owned

2.33

Exercise price

4.65

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

2.58K

Shares owned

2.58K

Exercise price

4.22

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

2.60K

Shares owned

2.60K

Exercise price

4.93

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

2.14K

Shares owned

0.00

Exercise price

5.25

Expiration

—

Exercise window

—

Total

Underlying

12.20K

Owned

7.74K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Options to Purchase Common Stock Direct	Common Stock	4.38	—	—	2.56K	2.56K
Options to Purchase Common Stock Direct	Common Stock	4.65	—	—	2.33K	2.33
Options to Purchase Common Stock Direct	Common Stock	4.22	—	—	2.58K	2.58K
Options to Purchase Common Stock Direct	Common Stock	4.93	—	—	2.60K	2.60K
Options to Purchase Common Stock Direct	Common Stock	5.25	—	—	2.14K	0.00
Total					12.20K	7.74K

STALLINGS K. CLARK — Insider Transaction (Form 4) Filed Dec 12, 2018 | Finecho