STAGGS JOE DAVID JR (PRESIDENT) exercised options at SWK HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/17/2025ACC: 0001062993-25-007630
Officer· PRESIDENT
Since Sep 2022
-25.86K
Net shares
Net seller
$468.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
33.75K acquired · 59.61K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+15K
Price / share
$9.61
Trade value
$144.15K
% of position
12.9%
4/15/2025
115.87K→130.87K
Common Stock
Direct
Shares
+18.75K
Price / share
$12.50
Trade value
$234.38K
% of position
14.3%
4/15/2025
130.87K→149.62K
Common Stock
Direct
Shares
−25.86K
Price / share
$18.10
Trade value
$468.01K
% of position
17.3%
4/15/2025
149.62K→123.77K
Total
Net shares
+7.89K
Net value
-$89.49K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/15/2025 | M · Option Exercise | +15K | $9.61 | $144.15K | 12.9% | 115.87K | 130.87K |
| Common Stock Direct | 4/15/2025 | M · Option Exercise | +18.75K | $12.50 | $234.38K | 14.3% | 130.87K | 149.62K |
| Common Stock Direct | 4/15/2025 | F · Tax Withholding | −25.86K | $18.10 | $468.01K | 17.3% | 149.62K | 123.77K |
| Total | +7.89K | -$89.49K | ||||||
Derivative Transactions2
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
15K shares
Shares
−15K
Strike price
9.61
Held after
0.00
Exercisable
—
4/15/2025
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
18.75K shares
Shares
−18.75K
Strike price
12.50
Held after
0.00
Exercisable
—
4/15/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock15K shares | 4/15/2025 | M · Option Exercise | −15K | 9.61 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock18.75K shares | 4/15/2025 | M · Option Exercise | −18.75K | 12.50 | — | 0.00 |