STAGGS JOE DAVID JR enters SWK HOLDINGS CORP with 13.90K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 9/12/2022ACC: 0000947871-22-000961
Officer· PRESIDENT
Since Sep 2022
13.90K
Baseline shares
100% direct
13.90K
Direct ownership
1 position
33.75K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned13.90K
Total
13.90K direct13.90K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 13.90K | Direct |
| Total | 13.90K | 13.90K direct |
Derivative Holdings2
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
18.75K
Shares owned
N/A
Exercise price
12.50
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
15K
Shares owned
N/A
Exercise price
9.61
Expiration
—
Exercise window
—
Total
Underlying
33.75K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock | 12.50 | — | — | 18.75K | N/A |
| Employee Stock Option (right to buy) Direct | Common Stock | 9.61 | — | — | 15K | N/A |
| Total | 33.75K | 0.00 | ||||