STAGE HARBOR FINANCIAL, LLC

Filed: 2/13/2024ACC: 0001951757-24-000246

📋 What this filing means

STAGE HARBOR FINANCIAL, LLC filed this quarterly 13F‑HR report disclosing 40 equity positions with a total reported market value of $103.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$103.80M

Total AUM (reported)

1.42M

Total Shares

Allocation by class

NATIONAL MUN ETF$19.31M18.6%

GROWTH ETF$10.99M10.6%

US LARGE CAP VAL$7.50M7.2%

TAX EXEMPT BD$6.45M6.2%

RUS 1000 GRW ETF$5.67M5.5%

US TREAS BD ETF$4.96M4.8%

EAFE VALUE ETF$4.71M4.5%

Portfolio Concentration

Top 3$37.79M36.4%

4–10$35.59M34.3%

11–25$26.10M25.1%

Rest$4.32M4.2%

Top 3 weight

36.4%

Top 10 weight

70.7%

Voting Authority Distribution

Total shares with voting rights: 1.42M

Sole

Full voting authority

1.37M

% of voting shares96.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

45.16K

% of voting shares3.2%

Investment Discretion (by position count)

Sole40

Shared0

Other0

Dominant voting typeSole · 96.8% of voting shares

Institutional Holdings40

Rows:

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares178.08K

TypeSH

Market value$19.31M

18.60%

Sole

176.37K

Shared

0.00

None

1.71K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares35.35K

TypeSH

Market value$10.99M

10.59%

Sole

34.54K

Shared

0.00

None

803.00

DIMENSIONAL ETF TRUST

SOLE

US LARGE CAP VAL

Shares277.16K

TypeSH

Market value$7.50M

7.22%

Sole

266.47K

Shared

0.00

None

10.69K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares126.37K

TypeSH

Market value$6.45M

6.21%

Sole

126.37K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS 1000 GRW ETF

Shares18.71K

TypeSH

Market value$5.67M

5.47%

Sole

18.55K

Shared

0.00

None

165.00

ISHARES TR

SOLE

US TREAS BD ETF

Shares215.38K

TypeSH

Market value$4.96M

4.78%

Sole

211.69K

Shared

0.00

None

3.69K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares90.48K

TypeSH

Market value$4.71M

4.54%

Sole

89.92K

Shared

0.00

None

562.00

ISHARES TR

SOLE

MSCI ACWI EX US

Shares90.78K

TypeSH

Market value$4.63M

4.46%

Sole

90.32K

Shared

0.00

None

463.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares46.17K

TypeSH

Market value$4.58M

4.41%

Sole

46.17K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares21.42K

TypeSH

Market value$4.57M

4.40%

Sole

20.77K

Shared

0.00

None

652.00

SCHWAB STRATEGIC TR

SOLE

SCHWAB FDT US LG

Shares70.17K

TypeSH

Market value$4.35M

4.19%

Sole

70.17K

Shared

0.00

None

0.00

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares21.75K

TypeSH

Market value$3.59M

3.46%

Sole

21.38K

Shared

0.00

None

373.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares7.15K

TypeSH

Market value$3.12M

3.01%

Sole

7.15K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares20.53K

TypeSH

Market value$2.98M

2.87%

Sole

20.09K

Shared

0.00

None

442.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares37.11K

TypeSH

Market value$2.73M

2.63%

Sole

36.15K

Shared

0.00

None

956.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares18.05K

TypeSH

Market value$2.70M

2.60%

Sole

18.05K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

SCHWB FDT INT LG

Shares41.03K

TypeSH

Market value$1.38M

1.33%

Sole

41.03K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares8.47K

TypeSH

Market value$916.7K

0.88%

Sole

8.47K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares2.43K

TypeSH

Market value$913.8K

0.88%

Sole

308.00

Shared

0.00

None

2.12K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares3.26K

TypeSH

Market value$654.1K

0.63%

Sole

3.26K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares2.32K

TypeSH

Market value$642.5K

0.62%

Sole

2.32K

Shared

0.00

None

0.00

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares24.84K

TypeSH

Market value$637.6K

0.61%

Sole

24.84K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares1.05K

TypeSH

Market value$520.5K

0.50%

Sole

159.00

Shared

0.00

None

892.00

AMAZON COM INC

SOLE

COM

Shares3.31K

TypeSH

Market value$502.8K

0.48%

Sole

540.00

Shared

0.00

None

2.77K

VISA INC

SOLE

COM CL A

Shares1.77K

TypeSH

Market value$461.6K

0.44%

Sole

180.00

Shared

0.00

None

1.59K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	NATIONAL MUN ETF	178.08K	SH	$19.31M 18.60%	176.37K	1.71K
VANGUARD INDEX FDSSOLE	GROWTH ETF	35.35K	SH	$10.99M 10.59%	34.54K	803.00
DIMENSIONAL ETF TRUSTSOLE	US LARGE CAP VAL	277.16K	SH	$7.50M 7.22%	266.47K	10.69K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	126.37K	SH	$6.45M 6.21%	126.37K	0.00
ISHARES TRSOLE	RUS 1000 GRW ETF	18.71K	SH	$5.67M 5.47%	18.55K	165.00
ISHARES TRSOLE	US TREAS BD ETF	215.38K	SH	$4.96M 4.78%	211.69K	3.69K
ISHARES TRSOLE	EAFE VALUE ETF	90.48K	SH	$4.71M 4.54%	89.92K	562.00
ISHARES TRSOLE	MSCI ACWI EX US	90.78K	SH	$4.63M 4.46%	90.32K	463.00
ISHARES TRSOLE	CORE US AGGBD ET	46.17K	SH	$4.58M 4.41%	46.17K	0.00
VANGUARD INDEX FDSSOLE	SMALL CP ETF	21.42K	SH	$4.57M 4.40%	20.77K	652.00
SCHWAB STRATEGIC TRSOLE	SCHWAB FDT US LG	70.17K	SH	$4.35M 4.19%	70.17K	0.00
ISHARES TRSOLE	RUS 1000 VAL ETF	21.75K	SH	$3.59M 3.46%	21.38K	373.00
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	7.15K	SH	$3.12M 3.01%	7.15K	0.00
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	20.53K	SH	$2.98M 2.87%	20.09K	442.00
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	37.11K	SH	$2.73M 2.63%	36.15K	956.00
VANGUARD INDEX FDSSOLE	VALUE ETF	18.05K	SH	$2.70M 2.60%	18.05K	0.00
SCHWAB STRATEGIC TRSOLE	SCHWB FDT INT LG	41.03K	SH	$1.38M 1.33%	41.03K	0.00
ISHARES TRSOLE	CORE S&P SCP ETF	8.47K	SH	$916.7K 0.88%	8.47K	0.00
MICROSOFT CORPSOLE	COM	2.43K	SH	$913.8K 0.88%	308.00	2.12K
ISHARES TRSOLE	RUSSELL 2000 ETF	3.26K	SH	$654.1K 0.63%	3.26K	0.00
ISHARES TRSOLE	CORE S&P MCP ETF	2.32K	SH	$642.5K 0.62%	2.32K	0.00
PIMCO ETF TRSOLE	MULTISECTOR BD	24.84K	SH	$637.6K 0.61%	24.84K	0.00
NVIDIA CORPORATIONSOLE	COM	1.05K	SH	$520.5K 0.50%	159.00	892.00
AMAZON COM INCSOLE	COM	3.31K	SH	$502.8K 0.48%	540.00	2.77K
VISA INCSOLE	COM CL A	1.77K	SH	$461.6K 0.44%	180.00	1.59K

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