STAATS PETER S. enters ELECTROCORE, INC. with 457.44K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 6/21/2018ACC: 0001209191-18-039097
Officer· Chief Medical Officer
Since Dec 2018
457.44K
Baseline shares
32% direct
144.64K
Direct ownership
1 position
142.82K
Derivative underlying
2 instruments
5
Security positions
312.81K indirect
Non-Derivative Holdings5
Common Stock
IndirectShares owned237.82K
Common Stock
IndirectShares owned12.84K
Common Stock
IndirectShares owned6.60K
Common Stock
DirectShares owned144.64K
Common Stock
IndirectShares owned55.54K
Total
144.64K direct·312.81K indirect457.44K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 237.82K | Indirect |
| Common Stock | 12.84K | Indirect |
| Common Stock | 6.60K | Indirect |
| Common Stock | 144.64K | Direct |
| Common Stock | 55.54K | Indirect |
| Total | 457.44K | 144.64K direct·312.81K indirect |
Derivative Holdings2
Warrant
IndirectUnderlying security
Common Stock
Underlying shares
11.88K
Shares owned
N/A
Exercise price
12.60
Expiration
—
Exercise window
—
Stock Option
DirectUnderlying security
Common Stock
Underlying shares
130.94K
Shares owned
N/A
Exercise price
15.00
Expiration
—
Exercise window
—
Total
Underlying
142.82K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrant Indirect | Common Stock | 12.60 | — | — | 11.88K | N/A |
| Stock Option Direct | Common Stock | 15.00 | — | — | 130.94K | N/A |
| Total | 142.82K | 0.00 | ||||