ST GERMAIN D J CO INC

Filed: 2/27/2023ACC: 0000831571-23-000001

📋 What this filing means

ST GERMAIN D J CO INC filed this quarterly 13F‑HR report disclosing 554 equity positions with a total reported market value of $297.56M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

554

Positions

$297.56M

Total AUM (reported)

29.57M

Total Shares

Allocation by class

STOCK$181.79M61.1%

ETF$112.54M37.8%

COM$1.29M0.4%

ADR$972.9K0.3%

CEF$714.7K0.2%

REIT$242.0K0.1%

Portfolio Concentration

Top 3$58.95M19.8%

4–10$74.64M25.1%

11–25$92.74M31.2%

Rest$71.23M23.9%

Top 3 weight

19.8%

Top 10 weight

44.9%

Voting Authority Distribution

Total shares with voting rights: 29.57M

Sole

Full voting authority

125.75K

% of voting shares0.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

29.44M

% of voting shares99.6%

Investment Discretion (by position count)

Sole554

Shared0

Other0

Dominant voting typeNone · 99.6% of voting shares

Institutional Holdings554

Rows:

VANGUARD SHORT-TERM TREASURY ETF

SOLE

ETF

Shares816.49K

TypeSH

Market value$23.63M

7.94%

Sole

0.00

Shared

0.00

None

816.49K

APPLE INC

SOLE

Stock

Shares159.15K

TypeSH

Market value$20.68M

6.95%

Sole

16.38K

Shared

0.00

None

142.77K

CAPITAL GROUP GLOBAL GROWTH EQUITY ETF

SOLE

ETF

Shares696.90K

TypeSH

Market value$14.64M

4.92%

Sole

0.00

Shared

0.00

None

696.90K

SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF

SOLE

ETF

Shares211.24K

TypeSH

Market value$13.59M

4.57%

Sole

0.00

Shared

0.00

None

211.24K

MICROSOFT CORP

SOLE

Stock

Shares52.57K

TypeSH

Market value$12.61M

4.24%

Sole

157.00

Shared

0.00

None

52.41K

JOHNSON & JOHNSON

SOLE

Stock

Shares63.38K

TypeSH

Market value$11.20M

3.76%

Sole

6.75K

Shared

0.00

None

56.63K

ISHARES CORE MSCI EMERGING MARKETS ETF

SOLE

ETF

Shares234.83K

TypeSH

Market value$10.97M

3.69%

Sole

0.00

Shared

0.00

None

234.83K

ABBVIE INC

SOLE

Stock

Shares59.04K

TypeSH

Market value$9.54M

3.21%

Sole

6.40K

Shared

0.00

None

52.64K

PROCTER AND GAMBLE

SOLE

Stock

Shares55.80K

TypeSH

Market value$8.46M

2.84%

Sole

0.00

Shared

0.00

None

55.80K

CVS HEALTH CORP

SOLE

Stock

Shares88.87K

TypeSH

Market value$8.28M

2.78%

Sole

11.70K

Shared

0.00

None

77.17K

PFIZER INC COM

SOLE

Stock

Shares150.77K

TypeSH

Market value$7.73M

2.60%

Sole

0.00

Shared

0.00

None

150.77K

WALMART INC

SOLE

Stock

Shares53.51K

TypeSH

Market value$7.59M

2.55%

Sole

0.00

Shared

0.00

None

53.51K

ALPHABET INC CL A

SOLE

Stock

Shares85.55K

TypeSH

Market value$7.55M

2.54%

Sole

7.10K

Shared

0.00

None

78.45K

JPMORGAN CHASE & CO

SOLE

Stock

Shares56.24K

TypeSH

Market value$7.54M

2.53%

Sole

3.22K

Shared

0.00

None

53.02K

VANGUARD ULTRA-SHORT BOND ETF

SOLE

ETF

Shares307.48K

TypeSH

Market value$7.54M

2.53%

Sole

0.00

Shared

0.00

None

307.48K

BLACKSTONE INC

SOLE

Stock

Shares98.11K

TypeSH

Market value$7.28M

2.45%

Sole

11.94K

Shared

0.00

None

86.17K

AMAZON.COM

SOLE

Stock

Shares86.27K

TypeSH

Market value$7.25M

2.44%

Sole

10.58K

Shared

0.00

None

75.69K

CAPITAL GROUP U.S. MULTI-SECTOR INCOME ETF

SOLE

ETF

Shares556.16K

TypeSH

Market value$7.16M

2.40%

Sole

0.00

Shared

0.00

None

556.16K

BECTON DICKINSON & CO

SOLE

Stock

Shares26.62K

TypeSH

Market value$6.77M

2.27%

Sole

115.00

Shared

0.00

None

26.50K

BOOKING HOLDINGS INC COM

SOLE

Stock

Shares3.23K

TypeSH

Market value$6.52M

2.19%

Sole

0.00

Shared

0.00

None

3.23K

ISHARES NATIONAL MUNI BOND ETF

SOLE

ETF

Shares110.08K

TypeSH

Market value$4.64M

1.56%

Sole

0.00

Shared

0.00

None

110.08K

CONSTELLATION BRANDS INC CL A

SOLE

Stock

Shares19.26K

TypeSH

Market value$4.46M

1.50%

Sole

1.41K

Shared

0.00

None

17.85K

HEALTH CARE SELECT SECTOR SPDR FUND

SOLE

ETF

Shares28.01K

TypeSH

Market value$3.81M

1.28%

Sole

0.00

Shared

0.00

None

28.01K

EXXON MOBIL CORP COM

SOLE

Stock

Shares31.57K

TypeSH

Market value$3.48M

1.17%

Sole

1.34K

Shared

0.00

None

30.23K

VANGUARD DIVIDEND APPREC INDEX FUND

SOLE

ETF

Shares22.61K

TypeSH

Market value$3.43M

1.15%

Sole

0.00

Shared

0.00

None

22.61K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
VANGUARD SHORT-TERM TREASURY ETFSOLE	ETF	816.49K	SH	$23.63M 7.94%	0.00	816.49K
APPLE INCSOLE	Stock	159.15K	SH	$20.68M 6.95%	16.38K	142.77K
CAPITAL GROUP GLOBAL GROWTH EQUITY ETFSOLE	ETF	696.90K	SH	$14.64M 4.92%	0.00	696.90K
SPDR BLOOMBERG CONVERTIBLE SECURITIES ETFSOLE	ETF	211.24K	SH	$13.59M 4.57%	0.00	211.24K
MICROSOFT CORPSOLE	Stock	52.57K	SH	$12.61M 4.24%	157.00	52.41K
JOHNSON & JOHNSONSOLE	Stock	63.38K	SH	$11.20M 3.76%	6.75K	56.63K
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE	ETF	234.83K	SH	$10.97M 3.69%	0.00	234.83K
ABBVIE INCSOLE	Stock	59.04K	SH	$9.54M 3.21%	6.40K	52.64K
PROCTER AND GAMBLESOLE	Stock	55.80K	SH	$8.46M 2.84%	0.00	55.80K
CVS HEALTH CORPSOLE	Stock	88.87K	SH	$8.28M 2.78%	11.70K	77.17K
PFIZER INC COMSOLE	Stock	150.77K	SH	$7.73M 2.60%	0.00	150.77K
WALMART INCSOLE	Stock	53.51K	SH	$7.59M 2.55%	0.00	53.51K
ALPHABET INC CL ASOLE	Stock	85.55K	SH	$7.55M 2.54%	7.10K	78.45K
JPMORGAN CHASE & COSOLE	Stock	56.24K	SH	$7.54M 2.53%	3.22K	53.02K
VANGUARD ULTRA-SHORT BOND ETFSOLE	ETF	307.48K	SH	$7.54M 2.53%	0.00	307.48K
BLACKSTONE INCSOLE	Stock	98.11K	SH	$7.28M 2.45%	11.94K	86.17K
AMAZON.COMSOLE	Stock	86.27K	SH	$7.25M 2.44%	10.58K	75.69K
CAPITAL GROUP U.S. MULTI-SECTOR INCOME ETFSOLE	ETF	556.16K	SH	$7.16M 2.40%	0.00	556.16K
BECTON DICKINSON & COSOLE	Stock	26.62K	SH	$6.77M 2.27%	115.00	26.50K
BOOKING HOLDINGS INC COMSOLE	Stock	3.23K	SH	$6.52M 2.19%	0.00	3.23K
ISHARES NATIONAL MUNI BOND ETFSOLE	ETF	110.08K	SH	$4.64M 1.56%	0.00	110.08K
CONSTELLATION BRANDS INC CL ASOLE	Stock	19.26K	SH	$4.46M 1.50%	1.41K	17.85K
HEALTH CARE SELECT SECTOR SPDR FUNDSOLE	ETF	28.01K	SH	$3.81M 1.28%	0.00	28.01K
EXXON MOBIL CORP COMSOLE	Stock	31.57K	SH	$3.48M 1.17%	1.34K	30.23K
VANGUARD DIVIDEND APPREC INDEX FUNDSOLE	ETF	22.61K	SH	$3.43M 1.15%	0.00	22.61K

Page 1 of 23

…