SPRIGGS RODNEY DALE

PrivateCIK: 1760972
Location

JOPLIN, MO

SPRIGGS RODNEY DALE (CEO, Vintage Stock, Inc.) exercised options at LIVE VENTURES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderSPRIGGS RODNEY DALECIK 1760972
IssuerLIVE VENTURES INCCIK 1045742
Officer· CEO, Vintage Stock, Inc.
Since Dec 2018
-33.34K
Net shares
Net seller
$181.0K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
33.34K disposed
Non-Derivative Transactions1

Common Stock

Direct
M · Option Exercise

Shares

16.67K

Price / share

$10.86

Trade value

$181.01K

% of position

50.0%
4/27/2021
33.34K16.67K
Total

Net shares

16.67K

Net value

-$181.01K

Derivative Transactions1

Employee Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

16.67K shares

Shares

16.67K

Strike price

10.86

Held after

0.00

Exercisable

4/27/2021
SPRIGGS RODNEY DALE — Insider Transaction (Form 4) Filed Apr 27, 2021 | Finecho