SPIRK JOHN W exercised options at OURPETS CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

SPIRK JOHN W

Filed: 6/8/2018ACC: 0001638599-18-000617

InsiderSPIRK JOHN WCIK 1383412

→

IssuerOURPETS COCIK 1094139

Director

Since Mar 2019

+13.60K

Net shares

Net buyer

$3.3K

Total sold

Open market trades

0B · 0S

Total transactions

19K acquired · 5.41K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+7K

Price / share

$0.61

Trade value

$4.27K

% of position

11.8%

6/6/2018

59.26K→66.26K

Common Stock

Direct

F · Tax Withholding

−5.41K

Price / share

$0.61

Trade value

$3.30K

% of position

8.2%

6/6/2018

66.26K→60.85K

Total

Net shares

+1.59K

Net value

$972.95

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/6/2018	M · Option Exercise	+7K	$0.61	$4.27K	11.8%	59.26K	66.26K
Common Stock Direct	6/6/2018	F · Tax Withholding	−5.41K	$0.61	$3.30K	8.2%	66.26K	60.85K
Total			+1.59K		$972.95

Derivative Transactions1

Option

Direct

A · Award

Converts to

Common

12K shares

+12K

Strike price

0.79

Held after

12K

Exercisable

—

6/6/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Option Direct	Common12K shares	6/6/2018	A · Award	+12K	0.79	—	12K

Non-Derivative Holdings (Post-Transaction)7

Common Stock

Direct

Shares owned54.16K

Common Stock

Indirect

Shares owned57.16K

Common Stock

Direct

Shares owned59.58K

Common Stock

Indirect

Shares owned92.88K

Common Stock

Direct

Shares owned59.26K

Common Stock

Direct

Shares owned61.16K

Common Stock

Direct

Shares owned0.00

Total

234.15K direct·150.03K indirect384.18K

Security Title	Shares Owned	Ownership Type
Common Stock	54.16K	Direct
Common Stock	57.16K	Indirect
Common Stock	59.58K	Direct
Common Stock	92.88K	Indirect
Common Stock	59.26K	Direct
Common Stock	61.16K	Direct
Common Stock	0.00	Direct
Total	384.18K	234.15K direct·150.03K indirect

Derivative Holdings (Post-Transaction)13

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

Exercise price

0.7

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

0.00

Exercise price

0.45

Expiration

—

Exercise window

—

Warrant

Indirect

Underlying security

Common

Underlying shares

16.65K

Shares owned

16.65K

Exercise price

0.5

Expiration

—

Exercise window

—

Warrant

Indirect

Underlying security

Common

Underlying shares

31.91K

Shares owned

0.00

Exercise price

0.4998

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

Exercise price

1.09

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

0.00

Exercise price

0.79

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

0.00

Exercise price

0.27

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

0.00

Shares owned

0.00

Exercise price

0.61

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

Exercise price

1.59

Expiration

—

Exercise window

—

Preferred Stock

Indirect

Underlying security

Common

Underlying shares

35.72K

Shares owned

0.00

Exercise price

0.7

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

Exercise price

0.95

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

0.00

Exercise price

0.44

Expiration

—

Exercise window

—

Option

Direct

Underlying security

Common

Underlying shares

Shares owned

0.00

Exercise price

0.75

Expiration

—

Exercise window

—

Total

Underlying

147.28K

Owned

44.65K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Option Direct	Common	0.7	—	—	7K	7K
Option Direct	Common	0.45	—	—	7K	0.00
Warrant Indirect	Common	0.5	—	—	16.65K	16.65K
Warrant Indirect	Common	0.4998	—	—	31.91K	0.00
Option Direct	Common	1.09	—	—	7K	7K
Option Direct	Common	0.79	—	—	7K	0.00
Option Direct	Common	0.27	—	—	7K	0.00
Option Direct	Common	0.61	—	—	0.00	0.00
Option Direct	Common	1.59	—	—	7K	7K
Preferred Stock Indirect	Common	0.7	—	—	35.72K	0.00
Option Direct	Common	0.95	—	—	7K	7K
Option Direct	Common	0.44	—	—	7K	0.00
Option Direct	Common	0.75	—	—	7K	0.00
Total					147.28K	44.65K