SPINDEL HOWARD exercised options at PHARMA-BIO SERV, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/9/2024ACC: 0001654954-24-000378
-18.87K
Net shares
Net seller
$20.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
21.13K acquired · 40K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+20K
Price / share
$1.00
Trade value
$20K
% of position
New position
1/5/2024
0.00→20K
Common Stock
Direct
Shares
−18.87K
Price / share
$1.06
Trade value
$20K
% of position
94.3%
1/5/2024
20K→1.13K
Common Stock
Direct
Shares
−1.13K
Price / share
—
Trade value
—
% of position
New position
1/5/2024
1.13K→0.00
Common Stock
Indirect
Shares
+1.13K
Price / share
—
Trade value
—
% of position
2.7%
1/5/2024
41.37K→42.50K
Total
Net shares
+1.13K
Net value
-$0.08
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/5/2024 | M · Option Exercise | +20K | $1.00 | $20K | New position | 0.00 | 20K |
| Common Stock Direct | 1/5/2024 | F · Tax Withholding | −18.87K | $1.06 | $20K | 94.3% | 20K | 1.13K |
| Common Stock Direct | 1/5/2024 | G · Gift | −1.13K | — | — | New position | 1.13K | 0.00 |
| Common Stock Indirect | 1/5/2024 | G · Gift | +1.13K | — | — | 2.7% | 41.37K | 42.50K |
| Total | +1.13K | -$0.08 | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
20K shares
Shares
−20K
Strike price
1.00
Held after
0.00
Exercisable
—
1/5/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock20K shares | 1/5/2024 | M · Option Exercise | −20K | 1.00 | — | 0.00 |