SPINDEL HOWARD exercised options at PHARMA-BIO SERV, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/11/2023ACC: 0001654954-23-000303
+6.83K
Net shares
Net buyer
$10.4K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
46.84K acquired · 40K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+20K
Price / share
$0.52
Trade value
$10.40K
% of position
New position
1/9/2023
0.00→20K
Common Stock
Direct
Shares
−13.16K
Price / share
$0.79
Trade value
$10.40K
% of position
65.8%
1/9/2023
20K→6.83K
Common Stock
Direct
Shares
−6.83K
Price / share
—
Trade value
—
% of position
New position
1/9/2023
6.83K→0.00
Common Stock
Indirect
Shares
+6.83K
Price / share
—
Trade value
—
% of position
19.8%
1/9/2023
34.54K→41.37K
Total
Net shares
+6.83K
Net value
-$0.35
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/9/2023 | M · Option Exercise | +20K | $0.52 | $10.40K | New position | 0.00 | 20K |
| Common Stock Direct | 1/9/2023 | F · Tax Withholding | −13.16K | $0.79 | $10.40K | 65.8% | 20K | 6.83K |
| Common Stock Direct | 1/9/2023 | G · Gift | −6.83K | — | — | New position | 6.83K | 0.00 |
| Common Stock Indirect | 1/9/2023 | G · Gift | +6.83K | — | — | 19.8% | 34.54K | 41.37K |
| Total | +6.83K | -$0.35 | ||||||
Derivative Transactions2
Stock Option
Direct
Converts to
Common Stock
20K shares
Shares
−20K
Strike price
.52
Held after
0.00
Exercisable
—
1/9/2023
Stock Option
Direct
Converts to
Common Stock
20K shares
Shares
+20K
Strike price
.79
Held after
20K
Exercisable
—
1/10/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock20K shares | 1/9/2023 | M · Option Exercise | −20K | .52 | — | 0.00 |
| Stock Option Direct | Common Stock20K shares | 1/10/2023 | A · Award | +20K | .79 | — | 20K |