SPINDEL HOWARD exercised options at PHARMA-BIO SERV, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/5/2022ACC: 0001654954-22-000248
-17.67K
Net shares
Net seller
$18.2K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
22.33K acquired · 40K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+20K
Price / share
$0.91
Trade value
$18.20K
% of position
New position
1/4/2022
0.00→20K
Common Stock
Direct
Shares
−17.67K
Price / share
$1.03
Trade value
$18.20K
% of position
88.3%
1/4/2022
20K→2.33K
Common Stock
Direct
Shares
−2.33K
Price / share
—
Trade value
—
% of position
New position
1/4/2022
2.33K→0.00
Common Stock
Indirect
Shares
+2.33K
Price / share
—
Trade value
—
% of position
7.2%
1/4/2022
32.21K→34.54K
Total
Net shares
+2.33K
Net value
-$0.10
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/4/2022 | M · Option Exercise | +20K | $0.91 | $18.20K | New position | 0.00 | 20K |
| Common Stock Direct | 1/4/2022 | F · Tax Withholding | −17.67K | $1.03 | $18.20K | 88.3% | 20K | 2.33K |
| Common Stock Direct | 1/4/2022 | G · Gift | −2.33K | — | — | New position | 2.33K | 0.00 |
| Common Stock Indirect | 1/4/2022 | G · Gift | +2.33K | — | — | 7.2% | 32.21K | 34.54K |
| Total | +2.33K | -$0.10 | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
20K shares
Shares
−20K
Strike price
0.91
Held after
0.00
Exercisable
—
1/4/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock20K shares | 1/4/2022 | M · Option Exercise | −20K | 0.91 | — | 0.00 |