SPINDEL HOWARD exercised options at PHARMA-BIO SERV, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/5/2021ACC: 0001654954-21-000164
-13.10K
Net shares
Net seller
$19.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
26.90K acquired · 40K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+20K
Price / share
$0.95
Trade value
$19K
% of position
New position
1/3/2021
0.00→20K
Common Stock
Direct
Shares
−13.10K
Price / share
$1.45
Trade value
$19K
% of position
65.5%
1/3/2021
20K→6.90K
Common Stock
Direct
Shares
−6.90K
Price / share
—
Trade value
—
% of position
New position
1/3/2021
6.90K→0.00
Common Stock
Indirect
Shares
+6.90K
Price / share
—
Trade value
—
% of position
27.3%
1/3/2021
25.31K→32.21K
Total
Net shares
+6.90K
Net value
$0.65
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/3/2021 | M · Option Exercise | +20K | $0.95 | $19K | New position | 0.00 | 20K |
| Common Stock Direct | 1/3/2021 | F · Tax Withholding | −13.10K | $1.45 | $19K | 65.5% | 20K | 6.90K |
| Common Stock Direct | 1/3/2021 | G · Gift | −6.90K | — | — | New position | 6.90K | 0.00 |
| Common Stock Indirect | 1/3/2021 | G · Gift | +6.90K | — | — | 27.3% | 25.31K | 32.21K |
| Total | +6.90K | $0.65 | ||||||
Derivative Transactions1
Stock Option
Direct
Converts to
Common Stock
20K shares
Shares
−20K
Strike price
0.95
Held after
0.00
Exercisable
—
1/3/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Direct | Common Stock20K shares | 1/3/2021 | M · Option Exercise | −20K | 0.95 | — | 0.00 |