SPILLANE THOMAS

PrivateCIK: 1355986
Location

NEW YORK, NY

SPILLANE THOMAS (Senior Vice President) reported 2 transactions at CASTLE BRANDS INC

Review the transaction codes below to understand the nature of each event.

InsiderSPILLANE THOMASCIK 1355986
IssuerCASTLE BRANDS INCCIK 1311538
Officer· Senior Vice President
Since Oct 2018
-1.32M
Net shares
Net seller
$757.6K
Total sold
0
Open market trades
0B · 0S
11
Total transactions
1.32M disposed
Non-Derivative Transactions2

Common Stock

Direct
U · U

Shares

394.01K

Price / share

$1.27

Trade value

$500.40K

% of position

66.1%
10/8/2019
596.51K202.50K

Common Stock

Direct
D · Disposition

Shares

202.50K

Price / share

$1.27

Trade value

$257.18K

% of position

New position
10/8/2019
202.50K0.00
Total

Net shares

596.51K

Net value

-$757.57K

Derivative Transactions9

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

65K shares

Shares

65K

Strike price

0.35

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

17.10K shares

Shares

17.10K

Strike price

0.35

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

44.65K shares

Shares

44.65K

Strike price

0.31

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

20.80K shares

Shares

20.80K

Strike price

0.26

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

43.33K shares

Shares

43.33K

Strike price

0.28

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

85K shares

Shares

85K

Strike price

0.38

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

100K shares

Shares

100K

Strike price

1.00

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

150K shares

Shares

150K

Strike price

1.67

Held after

0.00

Exercisable

10/8/2019

Stock Option (Right to Buy)

Direct
D · Disposition
Converts to

Common Stock

200K shares

Shares

200K

Strike price

0.90

Held after

0.00

Exercisable

10/8/2019
SPILLANE THOMAS — Insider Transaction (Form 4) Filed Oct 9, 2019 | Finecho