SPIES JAMES C exercised options at GREAT WESTERN BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 8 exercises

SPIES JAMES C

Filed: 2/3/2022ACC: 0001613665-22-000016

InsiderSPIES JAMES CCIK 1651927

→

IssuerGREAT WESTERN BANCORP, INC.CIK 1613665

Director

Since Nov 2018

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

15.78K acquired · 15.78K disposed

Non-Derivative Transactions8

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+2.22K

Price / share

—

Trade value

—

% of position

New position

2/1/2022

0.00→2.22K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.95K

Price / share

—

Trade value

—

% of position

87.7%

2/1/2022

2.22K→4.17K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.52K

Price / share

—

Trade value

—

% of position

36.5%

2/1/2022

4.17K→5.69K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.46K

Price / share

—

Trade value

—

% of position

25.7%

2/1/2022

5.69K→7.15K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.61K

Price / share

—

Trade value

—

% of position

22.5%

2/1/2022

7.15K→8.76K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.75K

Price / share

—

Trade value

—

% of position

19.9%

2/1/2022

8.76K→10.51K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+3.48K

Price / share

—

Trade value

—

% of position

33.1%

2/1/2022

10.51K→13.98K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.79K

Price / share

—

Trade value

—

% of position

12.8%

2/1/2022

13.98K→15.78K

Total

Net shares

+15.78K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+2.22K	—	—	New position	0.00	2.22K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.95K	—	—	87.7%	2.22K	4.17K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.52K	—	—	36.5%	4.17K	5.69K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.46K	—	—	25.7%	5.69K	7.15K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.61K	—	—	22.5%	7.15K	8.76K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.75K	—	—	19.9%	8.76K	10.51K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+3.48K	—	—	33.1%	10.51K	13.98K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.79K	—	—	12.8%	13.98K	15.78K
Total			+15.78K		$0.00

Derivative Transactions8

Restricted Stock Units - 2014

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

2.22K shares

−2.22K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2015

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.95K shares

−1.95K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2016

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.52K shares

−1.52K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2017

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.46K shares

−1.46K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2018

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.61K shares

−1.61K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2019

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.75K shares

−1.75K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2020

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

3.48K shares

−3.48K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2021

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.79K shares

−1.79K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Security	Converts To	Date	Type	Shares	Exercisable
Restricted Stock Units - 2014 Direct	Common Stock, par value $0.01 per share2.22K shares	2/1/2022	M · Option Exercise	−2.22K	—
Restricted Stock Units - 2015 Direct	Common Stock, par value $0.01 per share1.95K shares	2/1/2022	M · Option Exercise	−1.95K	—
Restricted Stock Units - 2016 Direct	Common Stock, par value $0.01 per share1.52K shares	2/1/2022	M · Option Exercise	−1.52K	—
Restricted Stock Units - 2017 Direct	Common Stock, par value $0.01 per share1.46K shares	2/1/2022	M · Option Exercise	−1.46K	—
Restricted Stock Units - 2018 Direct	Common Stock, par value $0.01 per share1.61K shares	2/1/2022	M · Option Exercise	−1.61K	—
Restricted Stock Units - 2019 Direct	Common Stock, par value $0.01 per share1.75K shares	2/1/2022	M · Option Exercise	−1.75K	—
Restricted Stock Units - 2020 Direct	Common Stock, par value $0.01 per share3.48K shares	2/1/2022	M · Option Exercise	−3.48K	—
Restricted Stock Units - 2021 Direct	Common Stock, par value $0.01 per share1.79K shares	2/1/2022	M · Option Exercise	−1.79K	—