SPIEGEL ROBERT J. received a stock award from ATHENEX, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 4/24/2023ACC: 0001209191-23-025408
+2.30K
Net shares
Net buyer
$3.0K
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
2.30K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2.30K
Price / share
$1.30
Trade value
$3K
% of position
100.3%
4/21/2023
2.29K→4.59K
Total
Net shares
+2.30K
Net value
$3K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/21/2023 | A · Award | +2.30K | $1.30 | $3K | 100.3% | 2.29K | 4.59K |
| Total | +2.30K | $3K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
875.00
Shares owned
875.00
Exercise price
9.14
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
438.00
Shares owned
438.00
Exercise price
76.00
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
365.00
Shares owned
365.00
Exercise price
228.00
Expiration
—
Exercise window
—
Total
Underlying
1.68K
Owned
1.68K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 9.14 | — | — | 875.00 | 875.00 |
| Stock Option (Right to Buy) Direct | Common Stock | 76.00 | — | — | 438.00 | 438.00 |
| Stock Option (Right to Buy) Direct | Common Stock | 228.00 | — | — | 365.00 | 365.00 |
| Total | 1.68K | 1.68K | ||||