SPICE ADAM C. (Chief Financial Officer) sold 10.8% of their position (140.16K shares) of ROCKET LAB CORP on the open market
Open‑market sale worth $9.93M — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 3 sales
Filed: 10/2/2026ACC: 0002001011-26-000143
Officer· Chief Financial Officer
Since Aug 2021
-140.16K
Net shares
Net seller
$9.93M
Total sold
3
Open market trades
0B · 3S
5
Total transactions
140.16K acquired · 280.31K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+140.16K
Price / share
$1.09
Trade value
$152.77K
% of position
12.1%
10/1/2026
1.16M→1.30M
Common Stock
Direct
Shares
−39.67K
Price / share
$70.28
Trade value
$2.79M
% of position
3.1%
10/1/2026
1.30M→1.26M
Common Stock
Direct
Shares
−85.29K
Price / share
$70.89
Trade value
$6.05M
% of position
6.8%
10/1/2026
1.26M→1.17M
Common Stock
Direct
Shares
−15.20K
Price / share
$71.79
Trade value
$1.09M
% of position
1.3%
10/1/2026
1.17M→1.16M
Total
Net shares
+0.00
Net value
-$9.77M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/1/2026 | M · Option Exercise | +140.16K | $1.09 | $152.77K | 12.1% | 1.16M | 1.30M |
| Common Stock Direct | 10/1/2026 | S · Sale | −39.67K | $70.28 | $2.79M | 3.1% | 1.30M | 1.26M |
| Common Stock Direct | 10/1/2026 | S · Sale | −85.29K | $70.89 | $6.05M | 6.8% | 1.26M | 1.17M |
| Common Stock Direct | 10/1/2026 | S · Sale | −15.20K | $71.79 | $1.09M | 1.3% | 1.17M | 1.16M |
| Total | +0.00 | -$9.77M | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
140.16K shares
Shares
−140.16K
Strike price
1.09
Held after
2.24M
Exercisable
—
10/1/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock140.16K shares | 10/1/2026 | M · Option Exercise | −140.16K | 1.09 | — | 2.24M |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned250K
Total
250K indirect250K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 250K | Indirect |
| Total | 250K | 250K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported