SPENCE PATRICK (Chief Executive Officer) exercised options at SONOS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 5 exercises

SPENCE PATRICK

Filed: 1/10/2022ACC: 0001562180-22-000372

InsiderSPENCE PATRICKCIK 1743317

→

IssuerSONOS INCCIK 1314727

DirectorOfficer· Chief Executive Officer

Since Aug 2018

0.00

Net shares

Net seller

$427.0K

Total acquired

Open market trades

0B · 0S

Total transactions

35.64K acquired · 35.64K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+1.00

Price / share

$15.44

Trade value

$15.44

% of position

0.0%

1/6/2022

541.01K→541.01K

Common Stock

Direct

M · Option Exercise

+7.10K

Price / share

$15.03

Trade value

$106.74K

% of position

1.3%

1/6/2022

541.01K→548.11K

Common Stock

Direct

M · Option Exercise

+5.41K

Price / share

$5.00

Trade value

$27.07K

% of position

1.0%

1/6/2022

548.11K→553.52K

Common Stock

Direct

M · Option Exercise

+8.87K

Price / share

$11.28

Trade value

$99.99K

% of position

1.6%

1/6/2022

553.52K→562.39K

Common Stock

Direct

M · Option Exercise

+14.25K

Price / share

$13.56

Trade value

$193.23K

% of position

2.5%

1/6/2022

562.39K→576.64K

Total

Net shares

+35.64K

Net value

$427.04K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/6/2022	M · Option Exercise	+1.00	$15.44	$15.44	0.0%	541.01K	541.01K
Common Stock Direct	1/6/2022	M · Option Exercise	+7.10K	$15.03	$106.74K	1.3%	541.01K	548.11K
Common Stock Direct	1/6/2022	M · Option Exercise	+5.41K	$5.00	$27.07K	1.0%	548.11K	553.52K
Common Stock Direct	1/6/2022	M · Option Exercise	+8.87K	$11.28	$99.99K	1.6%	553.52K	562.39K
Common Stock Direct	1/6/2022	M · Option Exercise	+14.25K	$13.56	$193.23K	2.5%	562.39K	576.64K
Total			+35.64K		$427.04K

Derivative Transactions7

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.00 shares

−1.00

Strike price

15.44

Held after

437.50K

Exercisable

—

1/6/2022

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.10K shares

−7.10K

Strike price

15.025

Held after

151.74K

Exercisable

—

1/6/2022

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

1.33K shares

−1.33K

Strike price

13.56

Held after

0.00

Exercisable

—

1/6/2022

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

10.54K shares

−10.54K

Strike price

13.56

Held after

0.00

Exercisable

—

1/6/2022

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

2.38K shares

−2.38K

Strike price

13.56

Held after

10.00

Exercisable

—

1/6/2022

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

8.87K shares

−8.87K

Strike price

11.275

Held after

0.00

Exercisable

—

1/6/2022

Employee Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

5.41K shares

−5.41K

Strike price

5.00

Held after

0.00

Exercisable

—

1/6/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (right to buy) Direct	Common Stock1.00 shares	1/6/2022	M · Option Exercise	−1.00	15.44	—	437.50K
Employee Stock Option (right to buy) Direct	Common Stock7.10K shares	1/6/2022	M · Option Exercise	−7.10K	15.025	—	151.74K
Employee Stock Option (right to buy) Direct	Common Stock1.33K shares	1/6/2022	M · Option Exercise	−1.33K	13.56	—	0.00
Employee Stock Option (right to buy) Direct	Common Stock10.54K shares	1/6/2022	M · Option Exercise	−10.54K	13.56	—	0.00
Employee Stock Option (right to buy) Direct	Common Stock2.38K shares	1/6/2022	M · Option Exercise	−2.38K	13.56	—	10.00
Employee Stock Option (right to buy) Direct	Common Stock8.87K shares	1/6/2022	M · Option Exercise	−8.87K	11.275	—	0.00
Employee Stock Option (right to buy) Direct	Common Stock5.41K shares	1/6/2022	M · Option Exercise	−5.41K	5.00	—	0.00