SPENCE JOSEPH S JR enters VIVAKOR, INC. with 3.33K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 2/28/2022ACC: 0001683168-22-001347
3.33K
Baseline shares
100% direct
3.33K
Direct ownership
1 position
33.33K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned3.33K
Total
3.33K direct3.33K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.33K | Direct |
| Total | 3.33K | 3.33K direct |
Derivative Holdings1
Option to purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
33.33K
Shares owned
N/A
Exercise price
12.00
Expiration
—
Exercise window
—
Total
Underlying
33.33K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option to purchase Common Stock Direct | Common Stock | 12.00 | — | — | 33.33K | N/A |
| Total | 33.33K | 0.00 | ||||