SPENCE JOHN YOGI (CFO & Treasurer) purchased 0.9% of their position (1K shares) of XAI FLOATING RATE & ALTERNATIVE INCOME TRUST on the open market
Open‑market purchase worth $16.5K — a small addition. The strongest form of insider conviction signal.
P · 1 purchase
Filed: 10/26/2026ACC: 0001718133-26-000006
Officer· CFO & Treasurer
Since Aug 2018
+1K
Net shares
Net buyer
$16.5K
Total acquired
1
Open market trades
1B · 0S
1
Total transactions
1K acquired
Non-Derivative Transactions1
Common Shares of Beneficial Ownership
Direct
Shares
+1K
Price / share
$16.50
Trade value
$16.50K
% of position
0.9%
10/23/2026
114.36K→115.36K
Total
Net shares
+1K
Net value
$16.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Ownership Direct | 10/23/2026 | P · Purchase | +1K | $16.50 | $16.50K | 0.9% | 114.36K | 115.36K |
| Total | +1K | $16.50K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3
Common Shares of Beneficial Ownership
IndirectShares owned3.65K
Common Shares of Beneficial Ownership
IndirectShares owned2.05K
Common Shares of Beneficial Ownership
IndirectShares owned2.12K
Total
7.81K indirect7.81K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Shares of Beneficial Ownership | 3.65K | Indirect |
| Common Shares of Beneficial Ownership | 2.05K | Indirect |
| Common Shares of Beneficial Ownership | 2.12K | Indirect |
| Total | 7.81K | 7.81K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported