SPENCE JOHN YOGI

PrivateCIK: 1718133
Location

CHICAGO, IL

SPENCE JOHN YOGI (CFO & Treasurer) purchased 1.8% of their position (2K shares) of XAI FLOATING RATE & ALTERNATIVE INCOME TRUST on the open market

Open‑market purchase worth $34.1K — a small addition. The strongest form of insider conviction signal.

P · 1 purchase
Officer· CFO & Treasurer
Since Aug 2018
+2K
Net shares
Net buyer
$34.1K
Total acquired
1
Open market trades
1B · 0S
1
Total transactions
2K acquired
Non-Derivative Transactions1

Common Shares of Beneficial Ownership

Direct
P · Purchase

Shares

+2K

Price / share

$17.07

Trade value

$34.14K

% of position

1.8%
10/21/2026
112.36K→114.36K
Total

Net shares

+2K

Net value

$34.14K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3

Common Shares of Beneficial Ownership

Indirect
Shares owned3.65K

Common Shares of Beneficial Ownership

Indirect
Shares owned2.05K

Common Shares of Beneficial Ownership

Indirect
Shares owned2.12K
Total
7.81K indirect7.81K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SPENCE JOHN YOGI — Insider Transaction (Form 4) Filed Oct 22, 2026 | Finecho