SPENCE JOHN YOGI

PrivateCIK: 1718133
Location

CHICAGO, IL

SPENCE JOHN YOGI (CFO & Treasurer) purchased 0.9% of their position (5K shares) of XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST on the open market

Open‑market purchase worth $19.5K — a small addition. The strongest form of insider conviction signal.

P · 1 purchase
Officer· CFO & Treasurer
Since Aug 2018
+5K
Net shares
Net buyer
$19.5K
Total acquired
1
Open market trades
1B · 0S
1
Total transactions
5K acquired
Non-Derivative Transactions1

Common Shares of Beneficial Ownership

Direct
P · Purchase

Shares

+5K

Price / share

$3.90

Trade value

$19.50K

% of position

0.9%
2/19/2026
556.79K561.79K
Total

Net shares

+5K

Net value

$19.50K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3

Common Shares of Beneficial Ownership

Indirect
Shares owned10.25K

Common Shares of Beneficial Ownership

Indirect
Shares owned16.68K

Common Shares of Beneficial Ownership

Indirect
Shares owned10.59K
Total
37.52K indirect37.52K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SPENCE JOHN YOGI — Insider Transaction (Form 4) Filed Feb 19, 2026 | Finecho