SPENCE JOHN YOGI

PrivateCIK: 1718133
Location

CHICAGO, IL

SPENCE JOHN YOGI (CFO & Treasurer) reported 1 transaction at XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST

Review the transaction codes below to understand the nature of each event.

Officer· CFO & Treasurer
Since Aug 2018
-6.05K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
6.05K disposed
Non-Derivative Transactions1

Common Shares of Beneficial Ownership

Indirect
J · J

Shares

6.05K

Price / share

Trade value

% of position

22.6%
12/18/2024
26.79K20.73K
Total

Net shares

6.05K

Net value

$0.00

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3

Common Shares of Beneficial Ownership

Indirect
Shares owned791.18

Common Shares of Beneficial Ownership

Indirect
Shares owned10.25K

Common Shares of Beneficial Ownership

Direct
Shares owned546.81K
Total
546.81K direct·11.04K indirect557.85K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SPENCE JOHN YOGI — Insider Transaction (Form 4) Filed Jan 13, 2025 | Finecho