SPENCE JOHN YOGI

PrivateCIK: 1718133
Location

CHICAGO, IL

SPENCE JOHN YOGI (CFO & Treasurer) purchased 0.4% of their position (2K shares) of XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST on the open market

Open‑market purchase worth $13.0K — a small addition. The strongest form of insider conviction signal.

P · 1 purchase
Officer· CFO & Treasurer
Since Aug 2018
+2K
Net shares
Net buyer
$13.0K
Total acquired
1
Open market trades
1B · 0S
1
Total transactions
2K acquired
Non-Derivative Transactions1

Common Shares of Beneficial Ownership

Direct
P · Purchase

Shares

+2K

Price / share

$6.50

Trade value

$13K

% of position

0.4%
12/19/2024
544.81K546.81K
Total

Net shares

+2K

Net value

$13K

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3

Common Shares of Beneficial Ownership

Indirect
Shares owned10.25K

Common Shares of Beneficial Ownership

Indirect
Shares owned26.48K

Common Shares of Beneficial Ownership

Indirect
Shares owned782.05
Total
37.51K indirect37.51K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SPENCE JOHN YOGI — Insider Transaction (Form 4) Filed Dec 20, 2024 | Finecho