SPENCE JOHN YOGI

PrivateCIK: 1718133
Location

CHICAGO, IL

SPENCE JOHN YOGI (CFO & Treasurer) reported 1 transaction at XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST

Review the transaction codes below to understand the nature of each event.

Officer· CFO & Treasurer
Since Aug 2018
-6K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
6K disposed
Non-Derivative Transactions1

Common Shares of Beneficial Ownership

Direct
G · Gift

Shares

6K

Price / share

Trade value

% of position

1.1%
5/21/2024
537.76K531.76K
Total

Net shares

6K

Net value

$0.00

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)3

Common Shares of Beneficial Ownership

Indirect
Shares owned27.40K

Common Shares of Beneficial Ownership

Indirect
Shares owned716.79

Common Shares of Beneficial Ownership

Indirect
Shares owned10.25K
Total
38.37K indirect38.37K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
SPENCE JOHN YOGI — Insider Transaction (Form 4) Filed May 23, 2024 | Finecho