Filed: 1/18/2024ACC: 0001951757-24-000074
📋 What this filing means
SPECTRUM PLANNING & ADVISORY SERVICES INC. filed this quarterly 13F‑HR report disclosing 50 equity positions with a total reported market value of $70.60M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
50
Positions
$70.60M
Total AUM (reported)
1.26M
Total Shares
Allocation by class
PORTFOLIO S&P500$20.07M28.4%
COM$6.59M9.3%
MSCI USA QLT FCT$5.65M8.0%
EAFE VALUE ETF$5.00M7.1%
ESG AWR MSCI USA$4.77M6.7%
EAFE GRWTH ETF$3.33M4.7%
SHORT S&P 500 NE$3.02M4.3%
Portfolio Concentration
Top 3$30.72M43.5%
4–10$18.22M25.8%
11–25$13.95M19.8%
Rest$7.70M10.9%
Top 3 weight
43.5%
Top 10 weight
69.3%
Voting Authority Distribution
Total shares with voting rights: 1.26M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.26M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole50
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings50
Rows:
SPDR SER TR
SOLEShares359.04K
TypeSH
Market value$20.07M
28.43%
Sole
0.00
Shared
0.00
None
359.04K
ISHARES TR
SOLEShares38.42K
TypeSH
Market value$5.65M
8.01%
Sole
0.00
Shared
0.00
None
38.42K
ISHARES TR
SOLEShares95.98K
TypeSH
Market value$5.00M
7.08%
Sole
0.00
Shared
0.00
None
95.98K
ISHARES TR
SOLEShares45.42K
TypeSH
Market value$4.77M
6.75%
Sole
0.00
Shared
0.00
None
45.42K
ISHARES TR
SOLEShares34.33K
TypeSH
Market value$3.33M
4.71%
Sole
0.00
Shared
0.00
None
34.33K
PROSHARES TR
SOLEShares232.73K
TypeSH
Market value$3.02M
4.28%
Sole
0.00
Shared
0.00
None
232.73K
ISHARES TR
SOLEShares16.07K
TypeSH
Market value$1.97M
2.79%
Sole
0.00
Shared
0.00
None
16.07K
ISHARES INC
SOLEShares38.13K
TypeSH
Market value$1.93M
2.73%
Sole
0.00
Shared
0.00
None
38.13K
MICROSOFT CORP
SOLEShares4.38K
TypeSH
Market value$1.65M
2.33%
Sole
0.00
Shared
0.00
None
4.38K
SCHWAB STRATEGIC TR
SOLEShares33.47K
TypeSH
Market value$1.56M
2.21%
Sole
0.00
Shared
0.00
None
33.47K
AMAZON COM INC
SOLEShares8.88K
TypeSH
Market value$1.35M
1.91%
Sole
0.00
Shared
0.00
None
8.88K
ISHARES TR
SOLEShares16.18K
TypeSH
Market value$1.22M
1.72%
Sole
0.00
Shared
0.00
None
16.18K
ISHARES TR
SOLEShares5.35K
TypeSH
Market value$1.19M
1.69%
Sole
0.00
Shared
0.00
None
5.35K
WOODWARD INC
SOLEShares8.57K
TypeSH
Market value$1.17M
1.65%
Sole
0.00
Shared
0.00
None
8.57K
ISHARES TR
SOLEShares14.31K
TypeSH
Market value$1.12M
1.58%
Sole
0.00
Shared
0.00
None
14.31K
ISHARES TR
SOLEShares22.62K
TypeSH
Market value$1.04M
1.48%
Sole
0.00
Shared
0.00
None
22.62K
SPDR SER TR
SOLEShares16.37K
TypeSH
Market value$956.6K
1.35%
Sole
0.00
Shared
0.00
None
16.37K
ISHARES TR
SOLEShares10.05K
TypeSH
Market value$945.4K
1.34%
Sole
0.00
Shared
0.00
None
10.05K
BERKSHIRE HATHAWAY INC DEL
SOLEShares2.42K
TypeSH
Market value$864.2K
1.22%
Sole
0.00
Shared
0.00
None
2.42K
ISHARES TR
SOLEShares18.48K
TypeSH
Market value$744.3K
1.05%
Sole
0.00
Shared
0.00
None
18.48K
APPLE INC
SOLEShares3.64K
TypeSH
Market value$700.2K
0.99%
Sole
0.00
Shared
0.00
None
3.64K
VANGUARD INDEX FDS
SOLEShares2.95K
TypeSH
Market value$700.0K
0.99%
Sole
0.00
Shared
0.00
None
2.95K
ISHARES INC
SOLEShares12.50K
TypeSH
Market value$692.8K
0.98%
Sole
0.00
Shared
0.00
None
12.50K
ALNYLAM PHARMACEUTICALS INC
SOLEShares3.56K
TypeSH
Market value$681.4K
0.97%
Sole
0.00
Shared
0.00
None
3.56K
ISHARES TR
SOLEShares11.60K
TypeSH
Market value$585.5K
0.83%
Sole
0.00
Shared
0.00
None
11.60K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PORTFOLIO S&P500 | 359.04K | SH | $20.07M 28.43% | 0.00 | 0.00 | 359.04K |
ISHARES TRSOLE | MSCI USA QLT FCT | 38.42K | SH | $5.65M 8.01% | 0.00 | 0.00 | 38.42K |
ISHARES TRSOLE | EAFE VALUE ETF | 95.98K | SH | $5.00M 7.08% | 0.00 | 0.00 | 95.98K |
ISHARES TRSOLE | ESG AWR MSCI USA | 45.42K | SH | $4.77M 6.75% | 0.00 | 0.00 | 45.42K |
ISHARES TRSOLE | EAFE GRWTH ETF | 34.33K | SH | $3.33M 4.71% | 0.00 | 0.00 | 34.33K |
PROSHARES TRSOLE | SHORT S&P 500 NE | 232.73K | SH | $3.02M 4.28% | 0.00 | 0.00 | 232.73K |
ISHARES TRSOLE | U.S. TECH ETF | 16.07K | SH | $1.97M 2.79% | 0.00 | 0.00 | 16.07K |
ISHARES INCSOLE | CORE MSCI EMKT | 38.13K | SH | $1.93M 2.73% | 0.00 | 0.00 | 38.13K |
MICROSOFT CORPSOLE | COM | 4.38K | SH | $1.65M 2.33% | 0.00 | 0.00 | 4.38K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 33.47K | SH | $1.56M 2.21% | 0.00 | 0.00 | 33.47K |
AMAZON COM INCSOLE | COM | 8.88K | SH | $1.35M 1.91% | 0.00 | 0.00 | 8.88K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 16.18K | SH | $1.22M 1.72% | 0.00 | 0.00 | 16.18K |
ISHARES TRSOLE | S&P 100 ETF | 5.35K | SH | $1.19M 1.69% | 0.00 | 0.00 | 5.35K |
WOODWARD INCSOLE | COM | 8.57K | SH | $1.17M 1.65% | 0.00 | 0.00 | 8.57K |
ISHARES TRSOLE | MSCI USA MIN VOL | 14.31K | SH | $1.12M 1.58% | 0.00 | 0.00 | 14.31K |
ISHARES TRSOLE | CORE TOTAL USD | 22.62K | SH | $1.04M 1.48% | 0.00 | 0.00 | 22.62K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 16.37K | SH | $956.6K 1.35% | 0.00 | 0.00 | 16.37K |
ISHARES TRSOLE | MBS ETF | 10.05K | SH | $945.4K 1.34% | 0.00 | 0.00 | 10.05K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 2.42K | SH | $864.2K 1.22% | 0.00 | 0.00 | 2.42K |
ISHARES TRSOLE | US INFRASTRUC | 18.48K | SH | $744.3K 1.05% | 0.00 | 0.00 | 18.48K |
APPLE INCSOLE | COM | 3.64K | SH | $700.2K 0.99% | 0.00 | 0.00 | 3.64K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 2.95K | SH | $700.0K 0.99% | 0.00 | 0.00 | 2.95K |
ISHARES INCSOLE | MSCI EMRG CHN | 12.50K | SH | $692.8K 0.98% | 0.00 | 0.00 | 12.50K |
ALNYLAM PHARMACEUTICALS INCSOLE | COM | 3.56K | SH | $681.4K 0.97% | 0.00 | 0.00 | 3.56K |
ISHARES TRSOLE | TRS FLT RT BD | 11.60K | SH | $585.5K 0.83% | 0.00 | 0.00 | 11.60K |
Page 1 of 2