Filed: 10/24/2023ACC: 0001951757-23-000603
📋 What this filing means
SPECTRUM PLANNING & ADVISORY SERVICES INC. filed this quarterly 13F‑HR report disclosing 44 equity positions with a total reported market value of $63.41M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
44
Positions
$63.41M
Total AUM (reported)
1.25M
Total Shares
Allocation by class
PORTFOLIO S&P500$17.45M27.5%
COM$5.81M9.2%
EAFE VALUE ETF$5.24M8.3%
MSCI USA QLT FCT$5.01M7.9%
EAFE GRWTH ETF$4.44M7.0%
ESG AWR MSCI USA$4.23M6.7%
SHORT S&P 500 NE$3.37M5.3%
Portfolio Concentration
Top 3$27.70M43.7%
4–10$18.26M28.8%
11–25$12.74M20.1%
Rest$4.72M7.4%
Top 3 weight
43.7%
Top 10 weight
72.5%
Voting Authority Distribution
Total shares with voting rights: 1.25M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.25M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole44
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings44
Rows:
SPDR SER TR
SOLEShares347.12K
TypeSH
Market value$17.45M
27.51%
Sole
0.00
Shared
0.00
None
347.12K
ISHARES TR
SOLEShares107.13K
TypeSH
Market value$5.24M
8.27%
Sole
0.00
Shared
0.00
None
107.13K
ISHARES TR
SOLEShares38.05K
TypeSH
Market value$5.01M
7.91%
Sole
0.00
Shared
0.00
None
38.05K
ISHARES TR
SOLEShares51.46K
TypeSH
Market value$4.44M
7.00%
Sole
0.00
Shared
0.00
None
51.46K
ISHARES TR
SOLEShares45.05K
TypeSH
Market value$4.23M
6.67%
Sole
0.00
Shared
0.00
None
45.05K
PROSHARES TR
SOLEShares232.73K
TypeSH
Market value$3.37M
5.31%
Sole
0.00
Shared
0.00
None
232.73K
ISHARES INC
SOLEShares41.80K
TypeSH
Market value$1.99M
3.14%
Sole
0.00
Shared
0.00
None
41.80K
ISHARES TR
SOLEShares13.82K
TypeSH
Market value$1.45M
2.29%
Sole
0.00
Shared
0.00
None
13.82K
ISHARES TR
SOLEShares19.28K
TypeSH
Market value$1.40M
2.20%
Sole
0.00
Shared
0.00
None
19.28K
SCHWAB STRATEGIC TR
SOLEShares31.28K
TypeSH
Market value$1.38M
2.18%
Sole
0.00
Shared
0.00
None
31.28K
MICROSOFT CORP
SOLEShares4.38K
TypeSH
Market value$1.38M
2.18%
Sole
0.00
Shared
0.00
None
4.38K
AMAZON COM INC
SOLEShares10.03K
TypeSH
Market value$1.27M
2.01%
Sole
0.00
Shared
0.00
None
10.03K
WOODWARD INC
SOLEShares9.07K
TypeSH
Market value$1.13M
1.78%
Sole
0.00
Shared
0.00
None
9.07K
ISHARES TR
SOLEShares15.82K
TypeSH
Market value$1.08M
1.71%
Sole
0.00
Shared
0.00
None
15.82K
ISHARES TR
SOLEShares21.58K
TypeSH
Market value$943.2K
1.49%
Sole
0.00
Shared
0.00
None
21.58K
SPDR SER TR
SOLEShares16.21K
TypeSH
Market value$851.1K
1.34%
Sole
0.00
Shared
0.00
None
16.21K
BERKSHIRE HATHAWAY INC DEL
SOLEShares2.42K
TypeSH
Market value$848.8K
1.34%
Sole
0.00
Shared
0.00
None
2.42K
ISHARES TR
SOLEShares9.51K
TypeSH
Market value$844.4K
1.33%
Sole
0.00
Shared
0.00
None
9.51K
ISHARES TR
SOLEShares33.94K
TypeSH
Market value$748.0K
1.18%
Sole
0.00
Shared
0.00
None
33.94K
ISHARES TR
SOLEShares2.70K
TypeSH
Market value$673.7K
1.06%
Sole
0.00
Shared
0.00
None
2.70K
ISHARES TR
SOLEShares17.74K
TypeSH
Market value$649.2K
1.02%
Sole
0.00
Shared
0.00
None
17.74K
ALNYLAM PHARMACEUTICALS INC
SOLEShares3.56K
TypeSH
Market value$630.5K
0.99%
Sole
0.00
Shared
0.00
None
3.56K
APPLE INC
SOLEShares3.64K
TypeSH
Market value$622.6K
0.98%
Sole
0.00
Shared
0.00
None
3.64K
ISHARES TR
SOLEShares10.53K
TypeSH
Market value$534.4K
0.84%
Sole
0.00
Shared
0.00
None
10.53K
VANGUARD INDEX FDS
SOLEShares2.46K
TypeSH
Market value$522.7K
0.82%
Sole
0.00
Shared
0.00
None
2.46K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PORTFOLIO S&P500 | 347.12K | SH | $17.45M 27.51% | 0.00 | 0.00 | 347.12K |
ISHARES TRSOLE | EAFE VALUE ETF | 107.13K | SH | $5.24M 8.27% | 0.00 | 0.00 | 107.13K |
ISHARES TRSOLE | MSCI USA QLT FCT | 38.05K | SH | $5.01M 7.91% | 0.00 | 0.00 | 38.05K |
ISHARES TRSOLE | EAFE GRWTH ETF | 51.46K | SH | $4.44M 7.00% | 0.00 | 0.00 | 51.46K |
ISHARES TRSOLE | ESG AWR MSCI USA | 45.05K | SH | $4.23M 6.67% | 0.00 | 0.00 | 45.05K |
PROSHARES TRSOLE | SHORT S&P 500 NE | 232.73K | SH | $3.37M 5.31% | 0.00 | 0.00 | 232.73K |
ISHARES INCSOLE | CORE MSCI EMKT | 41.80K | SH | $1.99M 3.14% | 0.00 | 0.00 | 41.80K |
ISHARES TRSOLE | U.S. TECH ETF | 13.82K | SH | $1.45M 2.29% | 0.00 | 0.00 | 13.82K |
ISHARES TRSOLE | MSCI USA MIN VOL | 19.28K | SH | $1.40M 2.20% | 0.00 | 0.00 | 19.28K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 31.28K | SH | $1.38M 2.18% | 0.00 | 0.00 | 31.28K |
MICROSOFT CORPSOLE | COM | 4.38K | SH | $1.38M 2.18% | 0.00 | 0.00 | 4.38K |
AMAZON COM INCSOLE | COM | 10.03K | SH | $1.27M 2.01% | 0.00 | 0.00 | 10.03K |
WOODWARD INCSOLE | COM | 9.07K | SH | $1.13M 1.78% | 0.00 | 0.00 | 9.07K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 15.82K | SH | $1.08M 1.71% | 0.00 | 0.00 | 15.82K |
ISHARES TRSOLE | CORE TOTAL USD | 21.58K | SH | $943.2K 1.49% | 0.00 | 0.00 | 21.58K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 16.21K | SH | $851.1K 1.34% | 0.00 | 0.00 | 16.21K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 2.42K | SH | $848.8K 1.34% | 0.00 | 0.00 | 2.42K |
ISHARES TRSOLE | MBS ETF | 9.51K | SH | $844.4K 1.33% | 0.00 | 0.00 | 9.51K |
ISHARES TRSOLE | US TREAS BD ETF | 33.94K | SH | $748.0K 1.18% | 0.00 | 0.00 | 33.94K |
ISHARES TRSOLE | CORE S&P MCP ETF | 2.70K | SH | $673.7K 1.06% | 0.00 | 0.00 | 2.70K |
ISHARES TRSOLE | US INFRASTRUC | 17.74K | SH | $649.2K 1.02% | 0.00 | 0.00 | 17.74K |
ALNYLAM PHARMACEUTICALS INCSOLE | COM | 3.56K | SH | $630.5K 0.99% | 0.00 | 0.00 | 3.56K |
APPLE INCSOLE | COM | 3.64K | SH | $622.6K 0.98% | 0.00 | 0.00 | 3.64K |
ISHARES TRSOLE | TRS FLT RT BD | 10.53K | SH | $534.4K 0.84% | 0.00 | 0.00 | 10.53K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 2.46K | SH | $522.7K 0.82% | 0.00 | 0.00 | 2.46K |
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