Filed: 7/24/2023ACC: 0001951757-23-000419
📋 What this filing means
SPECTRUM PLANNING & ADVISORY SERVICES INC. filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $66.77M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
41
Positions
$66.77M
Total AUM (reported)
1.27M
Total Shares
Allocation by class
PORTFOLIO S&P500$14.36M21.5%
MSCI USA QLT FCT$7.78M11.6%
ESG AWR MSCI USA$5.86M8.8%
COM$5.86M8.8%
EAFE GRWTH ETF$5.57M8.3%
EAFE VALUE ETF$3.94M5.9%
SHORT S&P 500 NE$3.53M5.3%
Portfolio Concentration
Top 3$27.99M41.9%
4–10$22.39M33.5%
11–25$12.55M18.8%
Rest$3.84M5.7%
Top 3 weight
41.9%
Top 10 weight
75.5%
Voting Authority Distribution
Total shares with voting rights: 1.27M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.27M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole41
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings41
Rows:
SPDR SER TR
SOLEShares275K
TypeSH
Market value$14.36M
21.50%
Sole
0.00
Shared
0.00
None
275K
ISHARES TR
SOLEShares57.74K
TypeSH
Market value$7.78M
11.65%
Sole
0.00
Shared
0.00
None
57.74K
ISHARES TR
SOLEShares59.98K
TypeSH
Market value$5.86M
8.77%
Sole
0.00
Shared
0.00
None
59.98K
ISHARES TR
SOLEShares58.69K
TypeSH
Market value$5.57M
8.34%
Sole
0.00
Shared
0.00
None
58.69K
ISHARES TR
SOLEShares80.18K
TypeSH
Market value$3.94M
5.90%
Sole
0.00
Shared
0.00
None
80.18K
PROSHARES TR
SOLEShares254.72K
TypeSH
Market value$3.53M
5.29%
Sole
0.00
Shared
0.00
None
254.72K
ISHARES INC
SOLEShares62.12K
TypeSH
Market value$3.10M
4.64%
Sole
0.00
Shared
0.00
None
62.12K
ISHARES TR
SOLEShares26.48K
TypeSH
Market value$2.88M
4.31%
Sole
0.00
Shared
0.00
None
26.48K
ISHARES TR
SOLEShares24.27K
TypeSH
Market value$1.80M
2.70%
Sole
0.00
Shared
0.00
None
24.27K
SCHWAB STRATEGIC TR
SOLEShares34.13K
TypeSH
Market value$1.57M
2.35%
Sole
0.00
Shared
0.00
None
34.13K
MICROSOFT CORP
SOLEShares4.08K
TypeSH
Market value$1.38M
2.06%
Sole
0.00
Shared
0.00
None
4.08K
AMAZON COM INC
SOLEShares10.34K
TypeSH
Market value$1.35M
2.02%
Sole
0.00
Shared
0.00
None
10.34K
ISHARES TR
SOLEShares28.04K
TypeSH
Market value$1.27M
1.90%
Sole
0.00
Shared
0.00
None
28.04K
WOODWARD INC
SOLEShares9.07K
TypeSH
Market value$1.07M
1.61%
Sole
0.00
Shared
0.00
None
9.07K
ISHARES TR
SOLEShares46.63K
TypeSH
Market value$1.06M
1.59%
Sole
0.00
Shared
0.00
None
46.63K
ISHARES TR
SOLEShares10.98K
TypeSH
Market value$1.02M
1.53%
Sole
0.00
Shared
0.00
None
10.98K
SPDR SER TR
SOLEShares16.22K
TypeSH
Market value$885.4K
1.33%
Sole
0.00
Shared
0.00
None
16.22K
APPLE INC
SOLEShares3.64K
TypeSH
Market value$699.8K
1.05%
Sole
0.00
Shared
0.00
None
3.64K
ISHARES TR
SOLEShares17.55K
TypeSH
Market value$689.2K
1.03%
Sole
0.00
Shared
0.00
None
17.55K
ALNYLAM PHARMACEUTICALS INC
SOLEShares3.59K
TypeSH
Market value$681.2K
1.02%
Sole
0.00
Shared
0.00
None
3.59K
BERKSHIRE HATHAWAY INC DEL
SOLEShares1.89K
TypeSH
Market value$644.7K
0.97%
Sole
0.00
Shared
0.00
None
1.89K
VANGUARD INDEX FDS
SOLEShares2.45K
TypeSH
Market value$541.3K
0.81%
Sole
0.00
Shared
0.00
None
2.45K
VANGUARD INDEX FDS
SOLEShares1.19K
TypeSH
Market value$485.6K
0.73%
Sole
0.00
Shared
0.00
None
1.19K
PROSHARES TR
SOLEShares40.15K
TypeSH
Market value$423.2K
0.63%
Sole
0.00
Shared
0.00
None
40.15K
SSGA ACTIVE TR
SOLEShares8.20K
TypeSH
Market value$355.5K
0.53%
Sole
0.00
Shared
0.00
None
8.20K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PORTFOLIO S&P500 | 275K | SH | $14.36M 21.50% | 0.00 | 0.00 | 275K |
ISHARES TRSOLE | MSCI USA QLT FCT | 57.74K | SH | $7.78M 11.65% | 0.00 | 0.00 | 57.74K |
ISHARES TRSOLE | ESG AWR MSCI USA | 59.98K | SH | $5.86M 8.77% | 0.00 | 0.00 | 59.98K |
ISHARES TRSOLE | EAFE GRWTH ETF | 58.69K | SH | $5.57M 8.34% | 0.00 | 0.00 | 58.69K |
ISHARES TRSOLE | EAFE VALUE ETF | 80.18K | SH | $3.94M 5.90% | 0.00 | 0.00 | 80.18K |
PROSHARES TRSOLE | SHORT S&P 500 NE | 254.72K | SH | $3.53M 5.29% | 0.00 | 0.00 | 254.72K |
ISHARES INCSOLE | CORE MSCI EMKT | 62.12K | SH | $3.10M 4.64% | 0.00 | 0.00 | 62.12K |
ISHARES TRSOLE | U.S. TECH ETF | 26.48K | SH | $2.88M 4.31% | 0.00 | 0.00 | 26.48K |
ISHARES TRSOLE | MSCI USA MIN VOL | 24.27K | SH | $1.80M 2.70% | 0.00 | 0.00 | 24.27K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 34.13K | SH | $1.57M 2.35% | 0.00 | 0.00 | 34.13K |
MICROSOFT CORPSOLE | COM | 4.08K | SH | $1.38M 2.06% | 0.00 | 0.00 | 4.08K |
AMAZON COM INCSOLE | COM | 10.34K | SH | $1.35M 2.02% | 0.00 | 0.00 | 10.34K |
ISHARES TRSOLE | CORE TOTAL USD | 28.04K | SH | $1.27M 1.90% | 0.00 | 0.00 | 28.04K |
WOODWARD INCSOLE | COM | 9.07K | SH | $1.07M 1.61% | 0.00 | 0.00 | 9.07K |
ISHARES TRSOLE | US TREAS BD ETF | 46.63K | SH | $1.06M 1.59% | 0.00 | 0.00 | 46.63K |
ISHARES TRSOLE | MBS ETF | 10.98K | SH | $1.02M 1.53% | 0.00 | 0.00 | 10.98K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 16.22K | SH | $885.4K 1.33% | 0.00 | 0.00 | 16.22K |
APPLE INCSOLE | COM | 3.64K | SH | $699.8K 1.05% | 0.00 | 0.00 | 3.64K |
ISHARES TRSOLE | US INFRASTRUC | 17.55K | SH | $689.2K 1.03% | 0.00 | 0.00 | 17.55K |
ALNYLAM PHARMACEUTICALS INCSOLE | COM | 3.59K | SH | $681.2K 1.02% | 0.00 | 0.00 | 3.59K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 1.89K | SH | $644.7K 0.97% | 0.00 | 0.00 | 1.89K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 2.45K | SH | $541.3K 0.81% | 0.00 | 0.00 | 2.45K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 1.19K | SH | $485.6K 0.73% | 0.00 | 0.00 | 1.19K |
PROSHARES TRSOLE | SHORT QQQ NEW | 40.15K | SH | $423.2K 0.63% | 0.00 | 0.00 | 40.15K |
SSGA ACTIVE TRSOLE | SPDR SSGA US SCT | 8.20K | SH | $355.5K 0.53% | 0.00 | 0.00 | 8.20K |
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