Filed: 4/18/2023ACC: 0001951757-23-000179
📋 What this filing means
SPECTRUM PLANNING & ADVISORY SERVICES INC. filed this quarterly 13F‑HR report disclosing 37 equity positions with a total reported market value of $61.59M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
37
Positions
$61.59M
Total AUM (reported)
1.28M
Total Shares
Allocation by class
PORTFOLIO S&P500$13.26M21.5%
MSCI USA QLT FCT$6.43M10.4%
ESG AWR MSCI USA$5.93M9.6%
EAFE GRWTH ETF$5.43M8.8%
COM$4.76M7.7%
EAFE VALUE ETF$3.95M6.4%
SHORT S&P 500 NE$3.82M6.2%
Portfolio Concentration
Top 3$25.62M41.6%
4–10$21.90M35.6%
11–25$11.59M18.8%
Rest$2.48M4.0%
Top 3 weight
41.6%
Top 10 weight
77.2%
Voting Authority Distribution
Total shares with voting rights: 1.28M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.28M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole37
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings37
Rows:
SPDR SER TR
SOLEShares275.45K
TypeSH
Market value$13.26M
21.53%
Sole
0.00
Shared
0.00
None
3.08K
ISHARES TR
SOLEShares51.80K
TypeSH
Market value$6.43M
10.43%
Sole
0.00
Shared
0.00
None
43.61K
ISHARES TR
SOLEShares65.55K
TypeSH
Market value$5.93M
9.63%
Sole
0.00
Shared
0.00
None
254.72K
ISHARES TR
SOLEShares57.99K
TypeSH
Market value$5.43M
8.82%
Sole
0.00
Shared
0.00
None
15.88K
ISHARES TR
SOLEShares81.44K
TypeSH
Market value$3.95M
6.42%
Sole
0.00
Shared
0.00
None
6.43K
PROSHARES TR
SOLEShares254.72K
TypeSH
Market value$3.82M
6.20%
Sole
0.00
Shared
0.00
None
16.53K
ISHARES INC
SOLEShares62.21K
TypeSH
Market value$3.04M
4.93%
Sole
0.00
Shared
0.00
None
6.67K
ISHARES TR
SOLEShares26.11K
TypeSH
Market value$2.42M
3.94%
Sole
0.00
Shared
0.00
None
3.64K
ISHARES TR
SOLEShares24.24K
TypeSH
Market value$1.76M
2.86%
Sole
0.00
Shared
0.00
None
26.11K
SCHWAB STRATEGIC TR
SOLEShares31.46K
TypeSH
Market value$1.48M
2.40%
Sole
0.00
Shared
0.00
None
10.34K
ISHARES TR
SOLEShares25.74K
TypeSH
Market value$1.19M
1.93%
Sole
0.00
Shared
0.00
None
4.08K
MICROSOFT CORP
SOLEShares4.08K
TypeSH
Market value$1.18M
1.91%
Sole
0.00
Shared
0.00
None
62.21K
AMAZON COM INC
SOLEShares10.34K
TypeSH
Market value$1.07M
1.73%
Sole
0.00
Shared
0.00
None
50K
ISHARES TR
SOLEShares43.61K
TypeSH
Market value$1.02M
1.66%
Sole
0.00
Shared
0.00
None
51.80K
ISHARES TR
SOLEShares10.07K
TypeSH
Market value$954.2K
1.55%
Sole
0.00
Shared
0.00
None
1.89K
WOODWARD INC
SOLEShares9.07K
TypeSH
Market value$883.0K
1.43%
Sole
0.00
Shared
0.00
None
81.44K
SPDR SER TR
SOLEShares16.53K
TypeSH
Market value$833.4K
1.35%
Sole
0.00
Shared
0.00
None
882.00
ALNYLAM PHARMACEUTICALS INC
SOLEShares3.59K
TypeSH
Market value$719.4K
1.17%
Sole
0.00
Shared
0.00
None
8.09K
ISHARES TR
SOLEShares17.46K
TypeSH
Market value$651.6K
1.06%
Sole
0.00
Shared
0.00
None
13.25K
VANGUARD INDEX FDS
SOLEShares3.08K
TypeSH
Market value$629.0K
1.02%
Sole
0.00
Shared
0.00
None
57.99K
APPLE INC
SOLEShares3.64K
TypeSH
Market value$599.6K
0.97%
Sole
0.00
Shared
0.00
None
16K
BERKSHIRE HATHAWAY INC DEL
SOLEShares1.89K
TypeSH
Market value$582.0K
0.95%
Sole
0.00
Shared
0.00
None
3.59K
PROSHARES TR
SOLEShares40.15K
TypeSH
Market value$489.0K
0.79%
Sole
0.00
Shared
0.00
None
275.45K
BERKSHIRE HATHAWAY INC DEL
SOLEShares1.00
TypeSH
Market value$465.6K
0.76%
Sole
0.00
Shared
0.00
None
14.78K
VANGUARD INDEX FDS
SOLEShares882.00
TypeSH
Market value$331.7K
0.54%
Sole
0.00
Shared
0.00
None
25.74K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PORTFOLIO S&P500 | 275.45K | SH | $13.26M 21.53% | 0.00 | 0.00 | 3.08K |
ISHARES TRSOLE | MSCI USA QLT FCT | 51.80K | SH | $6.43M 10.43% | 0.00 | 0.00 | 43.61K |
ISHARES TRSOLE | ESG AWR MSCI USA | 65.55K | SH | $5.93M 9.63% | 0.00 | 0.00 | 254.72K |
ISHARES TRSOLE | EAFE GRWTH ETF | 57.99K | SH | $5.43M 8.82% | 0.00 | 0.00 | 15.88K |
ISHARES TRSOLE | EAFE VALUE ETF | 81.44K | SH | $3.95M 6.42% | 0.00 | 0.00 | 6.43K |
PROSHARES TRSOLE | SHORT S&P 500 NE | 254.72K | SH | $3.82M 6.20% | 0.00 | 0.00 | 16.53K |
ISHARES INCSOLE | CORE MSCI EMKT | 62.21K | SH | $3.04M 4.93% | 0.00 | 0.00 | 6.67K |
ISHARES TRSOLE | U.S. TECH ETF | 26.11K | SH | $2.42M 3.94% | 0.00 | 0.00 | 3.64K |
ISHARES TRSOLE | MSCI USA MIN VOL | 24.24K | SH | $1.76M 2.86% | 0.00 | 0.00 | 26.11K |
SCHWAB STRATEGIC TRSOLE | US AGGREGATE B | 31.46K | SH | $1.48M 2.40% | 0.00 | 0.00 | 10.34K |
ISHARES TRSOLE | CORE TOTAL USD | 25.74K | SH | $1.19M 1.93% | 0.00 | 0.00 | 4.08K |
MICROSOFT CORPSOLE | COM | 4.08K | SH | $1.18M 1.91% | 0.00 | 0.00 | 62.21K |
AMAZON COM INCSOLE | COM | 10.34K | SH | $1.07M 1.73% | 0.00 | 0.00 | 50K |
ISHARES TRSOLE | US TREAS BD ETF | 43.61K | SH | $1.02M 1.66% | 0.00 | 0.00 | 51.80K |
ISHARES TRSOLE | MBS ETF | 10.07K | SH | $954.2K 1.55% | 0.00 | 0.00 | 1.89K |
WOODWARD INCSOLE | COM | 9.07K | SH | $883.0K 1.43% | 0.00 | 0.00 | 81.44K |
SPDR SER TRSOLE | PORTFOLI S&P1500 | 16.53K | SH | $833.4K 1.35% | 0.00 | 0.00 | 882.00 |
ALNYLAM PHARMACEUTICALS INCSOLE | COM | 3.59K | SH | $719.4K 1.17% | 0.00 | 0.00 | 8.09K |
ISHARES TRSOLE | US INFRASTRUC | 17.46K | SH | $651.6K 1.06% | 0.00 | 0.00 | 13.25K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 3.08K | SH | $629.0K 1.02% | 0.00 | 0.00 | 57.99K |
APPLE INCSOLE | COM | 3.64K | SH | $599.6K 0.97% | 0.00 | 0.00 | 16K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 1.89K | SH | $582.0K 0.95% | 0.00 | 0.00 | 3.59K |
PROSHARES TRSOLE | SHORT QQQ NEW | 40.15K | SH | $489.0K 0.79% | 0.00 | 0.00 | 275.45K |
BERKSHIRE HATHAWAY INC DELSOLE | CL A | 1.00 | SH | $465.6K 0.76% | 0.00 | 0.00 | 14.78K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 882.00 | SH | $331.7K 0.54% | 0.00 | 0.00 | 25.74K |
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