SPECTRUM PLANNING & ADVISORY SERVICES INC.

Filed: 1/20/2023ACC: 0001951757-23-000033

📋 What this filing means

SPECTRUM PLANNING & ADVISORY SERVICES INC. filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $73.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$73.27M

Total AUM (reported)

1.48M

Total Shares

Allocation by class

PORTFOLIO S&P 500 ETF$14.32M19.5%

TOTAL STK MKT ETF$9.98M13.6%

ESG AWARE MSCI USA ETF$8.98M12.3%

COM$4.55M6.2%

SHORT S&P 500 NE ETF$4.09M5.6%

EAFE VALUE ETF$3.41M4.7%

EAFE GRWTH ETF$3.16M4.3%

Portfolio Concentration

Top 3$33.28M45.4%

4–10$20.55M28.1%

11–25$15.09M20.6%

Rest$4.34M5.9%

Top 3 weight

45.4%

Top 10 weight

73.5%

Voting Authority Distribution

Total shares with voting rights: 1.48M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.48M

% of voting shares100.0%

Investment Discretion (by position count)

Sole41

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings41

Rows:

SPDR SERIES TRUST PORTFOLIO S&P 500 ETF

SOLE

PORTFOLIO S&P 500 ETF

Shares318.34K

TypeSH

Market value$14.32M

19.54%

Sole

0.00

Shared

0.00

None

318.34K

VANGUARD TOTAL STK MKT ETF

SOLE

TOTAL STK MKT ETF

Shares52.20K

TypeSH

Market value$9.98M

13.62%

Sole

0.00

Shared

0.00

None

52.20K

ISHARES TRUST ESG AWARE MSCI USA ETF

SOLE

ESG AWARE MSCI USA ETF

Shares105.95K

TypeSH

Market value$8.98M

12.26%

Sole

0.00

Shared

0.00

None

105.95K

PROSHARES TRUST SHORT S&P 500 NE ETF

SOLE

SHORT S&P 500 NE ETF

Shares255.22K

TypeSH

Market value$4.09M

5.58%

Sole

0.00

Shared

0.00

None

255.22K

ISHARES TRUST EAFE VALUE ETF

SOLE

EAFE VALUE ETF

Shares74.40K

TypeSH

Market value$3.41M

4.66%

Sole

0.00

Shared

0.00

None

74.40K

ISHARES TRUST EAFE GRWTH ETF

SOLE

EAFE GRWTH ETF

Shares37.72K

TypeSH

Market value$3.16M

4.31%

Sole

0.00

Shared

0.00

None

37.72K

SCHWAB STRATEGIC TR US AGGREGATE B ETF

SOLE

US AGGREGATE B ETF

Shares59.81K

TypeSH

Market value$2.73M

3.73%

Sole

0.00

Shared

0.00

None

59.81K

ISHARES TRUST CORE TOTAL USD ETF

SOLE

CORE TOTAL USD ETF

Shares59.20K

TypeSH

Market value$2.66M

3.63%

Sole

0.00

Shared

0.00

None

59.20K

ISHARES TRUST MBS ETF

SOLE

MBS ETF

Shares24.52K

TypeSH

Market value$2.27M

3.10%

Sole

0.00

Shared

0.00

None

24.52K

SPDR BLOOMBERG 1-3 MONTH T-BILL ETF

SOLE

BLOOMBERG 1-3 MONTH T-BILL ETF

Shares24.34K

TypeSH

Market value$2.23M

3.04%

Sole

0.00

Shared

0.00

None

24.34K

INVESCO EXCHANGE TRADED FUND T S&P EMRNG MKTS ETF

SOLE

S&P EMRNG MKTS ETF

Shares85.80K

TypeSH

Market value$1.97M

2.69%

Sole

0.00

Shared

0.00

None

85.80K

ISHARES TRUST US TREAS BD ETF

SOLE

US TREAS BD ETF

Shares65.13K

TypeSH

Market value$1.48M

2.02%

Sole

0.00

Shared

0.00

None

65.13K

ISHARES TRUST 0-5YR HI YL CP ETF

SOLE

0-5YR HI YL CP ETF

Shares34.20K

TypeSH

Market value$1.40M

1.91%

Sole

0.00

Shared

0.00

None

34.20K

MICROSOFT CORP COM

SOLE

COM

Shares4.78K

TypeSH

Market value$1.15M

1.56%

Sole

0.00

Shared

0.00

None

4.78K

SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF

SOLE

PORTFOLI S&P 1500 COMP STK ETF

Shares20.90K

TypeSH

Market value$988.4K

1.35%

Sole

0.00

Shared

0.00

None

20.90K

ISHARES TRUST MSCI USA MIN VOL FACTOR ETF

SOLE

MSCI USA MIN VOL FACTOR ETF

Shares13.46K

TypeSH

Market value$970.6K

1.32%

Sole

0.00

Shared

0.00

None

13.46K

ISHARES TRUST U.S. TECH ETF

SOLE

U.S. TECH ETF

Shares12.94K

TypeSH

Market value$964.0K

1.32%

Sole

0.00

Shared

0.00

None

12.94K

ISHARES TRUST MSCI USA MOMENTUM FACTOR ETF

SOLE

MSCI USA MOMENTUM FACTOR ETF

Shares6.38K

TypeSH

Market value$931.8K

1.27%

Sole

0.00

Shared

0.00

None

6.38K

WOODWARD INC COM

SOLE

COM

Shares9.07K

TypeSH

Market value$876.1K

1.20%

Sole

0.00

Shared

0.00

None

9.07K

AMAZON COM INC COM

SOLE

COM

Shares10.34K

TypeSH

Market value$868.1K

1.18%

Sole

0.00

Shared

0.00

None

10.34K

ISHARES TRUST 10-20 YR TRS ETF

SOLE

10-20 YR TRS ETF

Shares7.90K

TypeSH

Market value$854.5K

1.17%

Sole

0.00

Shared

0.00

None

7.90K

ALNYLAM PHARMACEUTICALS INC COM

SOLE

COM

Shares3.59K

TypeSH

Market value$853.4K

1.16%

Sole

0.00

Shared

0.00

None

3.59K

ISHARES TRUST CORE S&P SCP ETF

SOLE

CORE S&P SCP ETF

Shares6.50K

TypeSH

Market value$614.8K

0.84%

Sole

0.00

Shared

0.00

None

6.50K

PROSHARES TRUST SHORT QQQ NEW ETF

SOLE

SHORT QQQ NEW ETF

Shares40.15K

TypeSH

Market value$591.0K

0.81%

Sole

0.00

Shared

0.00

None

40.15K

BERKSHIRE HATHAWAY INC COM CL B

SOLE

COM CL B

Shares1.89K

TypeSH

Market value$582.3K

0.79%

Sole

0.00

Shared

0.00

None

1.89K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SERIES TRUST PORTFOLIO S&P 500 ETFSOLE	PORTFOLIO S&P 500 ETF	318.34K	SH	$14.32M 19.54%	318.34K
VANGUARD TOTAL STK MKT ETFSOLE	TOTAL STK MKT ETF	52.20K	SH	$9.98M 13.62%	52.20K
ISHARES TRUST ESG AWARE MSCI USA ETFSOLE	ESG AWARE MSCI USA ETF	105.95K	SH	$8.98M 12.26%	105.95K
PROSHARES TRUST SHORT S&P 500 NE ETFSOLE	SHORT S&P 500 NE ETF	255.22K	SH	$4.09M 5.58%	255.22K
ISHARES TRUST EAFE VALUE ETFSOLE	EAFE VALUE ETF	74.40K	SH	$3.41M 4.66%	74.40K
ISHARES TRUST EAFE GRWTH ETFSOLE	EAFE GRWTH ETF	37.72K	SH	$3.16M 4.31%	37.72K
SCHWAB STRATEGIC TR US AGGREGATE B ETFSOLE	US AGGREGATE B ETF	59.81K	SH	$2.73M 3.73%	59.81K
ISHARES TRUST CORE TOTAL USD ETFSOLE	CORE TOTAL USD ETF	59.20K	SH	$2.66M 3.63%	59.20K
ISHARES TRUST MBS ETFSOLE	MBS ETF	24.52K	SH	$2.27M 3.10%	24.52K
SPDR BLOOMBERG 1-3 MONTH T-BILL ETFSOLE	BLOOMBERG 1-3 MONTH T-BILL ETF	24.34K	SH	$2.23M 3.04%	24.34K
INVESCO EXCHANGE TRADED FUND T S&P EMRNG MKTS ETFSOLE	S&P EMRNG MKTS ETF	85.80K	SH	$1.97M 2.69%	85.80K
ISHARES TRUST US TREAS BD ETFSOLE	US TREAS BD ETF	65.13K	SH	$1.48M 2.02%	65.13K
ISHARES TRUST 0-5YR HI YL CP ETFSOLE	0-5YR HI YL CP ETF	34.20K	SH	$1.40M 1.91%	34.20K
MICROSOFT CORP COMSOLE	COM	4.78K	SH	$1.15M 1.56%	4.78K
SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETFSOLE	PORTFOLI S&P 1500 COMP STK ETF	20.90K	SH	$988.4K 1.35%	20.90K
ISHARES TRUST MSCI USA MIN VOL FACTOR ETFSOLE	MSCI USA MIN VOL FACTOR ETF	13.46K	SH	$970.6K 1.32%	13.46K
ISHARES TRUST U.S. TECH ETFSOLE	U.S. TECH ETF	12.94K	SH	$964.0K 1.32%	12.94K
ISHARES TRUST MSCI USA MOMENTUM FACTOR ETFSOLE	MSCI USA MOMENTUM FACTOR ETF	6.38K	SH	$931.8K 1.27%	6.38K
WOODWARD INC COMSOLE	COM	9.07K	SH	$876.1K 1.20%	9.07K
AMAZON COM INC COMSOLE	COM	10.34K	SH	$868.1K 1.18%	10.34K
ISHARES TRUST 10-20 YR TRS ETFSOLE	10-20 YR TRS ETF	7.90K	SH	$854.5K 1.17%	7.90K
ALNYLAM PHARMACEUTICALS INC COMSOLE	COM	3.59K	SH	$853.4K 1.16%	3.59K
ISHARES TRUST CORE S&P SCP ETFSOLE	CORE S&P SCP ETF	6.50K	SH	$614.8K 0.84%	6.50K
PROSHARES TRUST SHORT QQQ NEW ETFSOLE	SHORT QQQ NEW ETF	40.15K	SH	$591.0K 0.81%	40.15K
BERKSHIRE HATHAWAY INC COM CL BSOLE	COM CL B	1.89K	SH	$582.3K 0.79%	1.89K

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